Introduction

The following describes the methodology used in the upcoming paper "Indicators of profit shifting by multinational enterprises operating in Canada" to be published on June 18, 2019. This methodology follows the one proposed by the Organization for Economic Cooperation and Development (OECD) in its Action 11 Report to create a dashboard of profit shifting indicators.

Section 1: Disconnect between financial and real economic activities

Discrepancies between financial and real economic activity within a country can be a sign that income is not reported, and therefore not taxed, where it was earned. The two indicators in this section rely on data aggregated to the country level and a list of countries with favourable corporate tax rates to explore these discrepancies.

Data sources for Indicators 1A & 1B: Data about real and financial economic activity is from Statistics Canada's Balance of Payments program, specifically the outward foreign direct investment statistics (NDM table 36-10-0008-01) and the activities of Canadian majority-owned affiliates abroad (NDM table 36-10-0470-01). We also used Gross Domestic Product (GDP) by country from the World Bank (World Development Indicators).

To identify jurisdictions with favourable corporate tax systems, we used data about foreign subsidiaries of Canadian corporations collected by the Canada Revenue Agency using the T1134 Information Return Relating to Controlled and Not- controlled Foreign Affiliates.

BEPS Indicator 1A: Mismatches between stocks of Canadian outward FDI and GDP of recipient countries for countries with favourable corporate income tax rates

This indicator is designed to gauge whether a significant proportion of Canada's outward FDI is driven by tax minimization. It compares Canada's outward FDI stock in 2016 to GDP of countries receiving the investments, for countries that have a favourable corporate income tax rates, and for those that do not.

Methodology: BEPS research often uses effective tax rates (ETRs) to identify jurisdictions with favourable corporate tax rates, because it is a measure of how much tax is actually paid for each dollar of income.^{Footnote 1} To determine whether countries had a favorable corporate income tax rate, we used data from the T1134 return from 2011 to 2016 to calculate the ETR (taxes divided by income)^{Footnote 2} for each foreign subsidiary. We weighted these ETRs by the subsidiary's assets to calculate the average ETR for each country over the period. We sorted countries by ETR, and labelled countries with the lowest- ETRs and up to 20% of the total assets held by foreign subsidiaries as having favourable corporate tax rates.

We also labelled countries with slightly higher ETRs and between 20% and 25% of total assets as having favourable corporate tax systems if they appeared on a list of countries compiled by the United States Government Accountability Office (2008) to study corporate tax evasion that is commonly cited.^{Footnote 3Footnote 4}

We collected data on the 10 countries with the largest stocks of Canadian outward FDI from Statistics Canada's FDI statistics program, and obtained GDP for each of these countries from the World Bank's World Development Indicatorstable.

We grouped countries according to whether they had favourable corporate tax rates, and added up the FDI and GDP for each group. We presented the sums for each group as a proportion of the total.

BEPS Indicator 1B: Mismatches between assets, employment and sales for countries with favourable corporate tax rates

This indicator looks for discrepancies between asset ownership, employment and sales in foreign subsidiaries of MNEs operating in Canada which may be associated with tax minimization. It compares the ratios of employees and sales to assets in subsidiaries operating in countries with favourable corporate income tax rates to those that are not.

Methodology: We collected data on total assets, employment and sales for the 10 countries where the subsidiaries of Canadian companies had the most assets from Statistics Canada's Activities of Canadian majority-owned affiliate's abroad program.

We grouped these countries using the list of countries with favorable corporate tax rates from Indicator 1A. We calculated averages of employment and sales per billion dollars' worth of assets.

Section 2: Profit rate differentials within MNEs

MNE affiliates with low tax rates that are highly profitable relative to their group overall may suggest that some of the group's income was transferred to minimize taxes. The two indicators in this section are recreated from Action 11 of the OECD's BEPS Action Plan using data about MNEs operating in Canada and their subsidiaries abroad.

Data sources for Indicators 2A & 2B: We used financial data about foreign affiliates from the T1134 Information Return Relating to Controlled and Not- controlled Foreign Affiliates. The variables were assets, income and taxes, and data was available for 2011 to 2016.^{Footnote 5}

Financial data about the Canadian resident companies filling the T1134 return came from the T2 Corporation Income Tax Returns filed with the Canada Revenue Agency. The variables we used were assets, income and taxes for the same years where we had data from the T1134 available.^{Footnote 6}

Combining these data sources allowed us to get a picture of a MNEs financials in Canada and abroad. A limitation was that financial data on foreign parents of the Canadian reporting company and other affiliates of these foreign parents was not available.^{Footnote 7}

BEPS Indicator 2A: High profit rates of low-taxed affiliates of MNEs

This indicator compares income earned by MNE affiliates that are grouped based on how their profit rates and ETRs compare to their group. A high proportion of total income earned by affiliates with higher profit rates and lower effective tax rates than their groups is a sign of BEPS. This distribution of income suggests that MNEs could have strategically 'shifted' income to minimize taxes.

Methodology: The methodology for this indicator is adapted from Indicator 2 in Action 11 of the OECD's BEPS Action Plan. The OECD study used data from consolidated and unconsolidated financial statements of MNEs, and focussed on the largest 250 MNEs globally (OECD 2015).

Following this methodology, we calculated profit rate (income divided by assets) and ETR for each affiliate, and dropped observations with negative effective tax rates and income.

Next, we calculated profitability and ETR for each MNE group as a whole and compared the ratio of each affiliate to that of its group.^{Footnote 8} Based on these results, we sorted affiliates into the following groups (or quadrants):

Quadrant 1: Higher ETR, higher profitability,

Quadrant 2: Lower ETR, higher profitability

Quadrant 3: Lower ETR, lower profitability

Quadrant 4: Higher ETR, lower profitability

We then added up the income earned by the affiliates in each quadrant, and repeated the exercise for each year from 2011 to 2016. Since the results were variable year- over- year, we chose to present our result as an aggregate for the whole period.^{Footnote 9Footnote 10}

BEPS Indicator 2B: High profit rates of MNE affiliates in lower- tax locations

Indicator 2B compares the profit rates of affiliates within an MNE in low- tax areas to the profit rate of the MNE as a whole by calculating relative profit rates for each MNE, and combining these to create an average. If the indicator is above 1, profits are higher in low- tax areas than in high tax areas, meaning that MNEs may be shifting profits to minimize taxation.

Methodology: The methodology for this indicator is adapted from Indicator 3 in Action 11 of the OECD's BEPS Action Plan.

Following this methodology, we added up assets, income and taxes paid by affiliates to arrive at totals by country for each MNE group. We calculated the ETR by country for each MNE group by dividing the total tax paid by total income. Next, we ranked countries within each MNE by their ETR, and labelled the countries with the lowest ETRs and up to 20% of each MNEs assets as 'low-tax'.^{Footnote 11}

Similarly, we calculated the profit rate by country for each MNE group by dividing the total income by total assets. We weighted profit rates for each affiliate in a 'low-tax' country by the total assets in that country and combined them into an average profit rate for each MNEs 'low-tax' affiliates.

Next, we added up assets and income by affiliates to arrive at totals for each MNE group, and calculated the overall profit rate for each MNE by dividing the total income by total assets. To obtain relative profit rates for each MNE, we divided the profit rate for the low- tax countries where the group had affiliates by the profit rate for the MNE as a whole.

Finally, we weighted each relative profit rate by the MNEs assets and combined these to obtain an overall average relative profit rate.^{Footnote 12} We repeated the exercise for each year from 2011 to 2016. As with Indicator 2A, results were variable year- over- year and we chose to present them for the period as a whole.^Footnote13

We also calculated a weighted overall average relative profit rate for the 25% of MNEs with the highest relative profitability.

Section 3: MNE vs 'comparable' non-MNE effective tax rate differentials

BEPS Indicator 3: Effective tax rates of MNEs relative to non-MNE entities with similar characteristics

Unlike other BEPS indicators which focus on activities that reduce net income in countries where tax rates are high, Indicator 3 is designed to detect whether MNEs take advantage of their capacity to shift income to other jurisdictions, to minimize their tax rate. Lower ETRs for MNEs may also reflect non-BEPS behaviours such as the decision to carry out substiantial activity to benefit from certain preferential tax treatments (e.g. R&D tax subsidies, investment tax credits).

The indicator compares ETRs for two types of MNEs operating in Canada to ETRs for comparable enterprises without subsidiaries or parents abroad.

Data sources: We used consolidated financial statements of enterprises operating in Canada from the Annual Financial Taxation Statistics program, specifically the financial variables total assets, net income before taxes, and federal tax payable for 2011 to 2016. These data are consolidated at the enterprise level and cover activities that are 'booked in Canada'.

We also used a new 'flag' to identify MNEs^{Footnote 14} which was developed in collaboration with Statistics Canada's International Accounts and Trade Division. It relies on tax data to identify MNEs with affiliates abroad, and the data collected under the Corporate Returns Act to identify enterprises with foreign parents.

Methodology: The methodology for this indicator is adapted from Indicator 4 in Action 11 of the OECD's BEPS Action Plan. The OECD study used data from unconsolidated financial statements of MNEs and non-MNEs worldwide (OECD 2015).

To recreate this indicator for Canada, we set up the data for analysis by labelling enterprises as 'large' if they had over 25 million in total assets^{Footnote 15}. Following OECD methodology, we dropped all observations with negative total assets, net income, and taxes.

We calculated ETR^{Footnote 16} and profit rate for each enterprise, and sorted enterprises into six groups based on their characteristics: non-MNEs or enterprises without affiliates abroad (large and small), and two types of MNEs: Canadian- owned enterprises with one or more foreign affiliates (large and small) and foreign- owned enterprises (large and small). To discover whether differences between these 6 groups were statistically significant, we ran a regression that controlled for industry and profitability.^{Footnote 17}

We present our findings as the differential between ETRs for comparable MNEs and non-MNEs for 2016, because results were stable year-over-year.

Why do we conduct this survey?

This survey's purpose is to collect information on the scientific activities of higher education sector organizations in Canada. This sector is composed of all universities, colleges of technology and other institutions providing formal tertiary education programs, as well as all research institutes, centres, experimental stations and clinics that are affiliated with higher education institutions.

The research and development expenditures and personnel information is used by federal, provincial and territorial governments and agencies, academics and international organizations for statistical analyses and policy purposes.

Your information may also be used by Statistics Canada for other statistical and research purposes.

Your participation in this survey is required under the authority of the Statistics Act.

Other important information

Authorization to collect this information

Data are collected under the authority of the Statistics Act, Revised Statutes of Canada, 1985, Chapter S-19.

Confidentiality

By law, Statistics Canada is prohibited from releasing any information it collects that could identify any person, business, or organization, unless consent has been given by the respondent, or as permitted by the Statistics Act. Statistics Canada will use the information from this survey for statistical purposes only.

Record linkages

To enhance the data from this survey and to reduce the reporting burden, Statistics Canada may combine the acquired data with information from other surveys or from administrative sources.

Data-sharing agreements

To reduce respondent burden, Statistics Canada has entered into data-sharing agreements with provincial and territorial statistical agencies and other government organizations, which have agreed to keep the data confidential and use them only for statistical purposes. Statistics Canada will only share data from this survey with those organizations that have demonstrated a requirement to use the data.

Section 11 of the Statistics Act provides for the sharing of information with provincial and territorial statistical agencies that meet certain conditions. These agencies must have the legislative authority to collect the same information, on a mandatory basis, and the legislation must provide substantially the same provisions for confidentiality and penalties for disclosure of confidential information as the Statistics Act. Because these agencies have the legal authority to compel respondents to provide the same information, consent is not requested and respondents may not object to the sharing of the data.

For this survey, there are Section 11 agreements with the provincial and territorial statistical agencies of Newfoundland and Labrador, Nova Scotia, New Brunswick, Quebec, Ontario, Manitoba, Saskatchewan, Alberta, British Columbia and the Yukon. The shared data will be limited to information on in-house research and development expenditures (Question 18) and in-house research and development personnel (Question 26) pertaining to higher education sector organizations located within the jurisdiction of the respective province or territory.

Section 12 of the Statistics Act provides for the sharing of information with federal, provincial or territorial government organizations.

Under Section 12, you may refuse to share your information with any of these organizations by writing a letter of objection to the Chief Statistician, specifying the organizations with which you do not want Statistics Canada to share your data and mailing it to the following address:

Chief Statistician of Canada
Statistics Canada
Attention of Director, Enterprise Statistics Division
150 Tunney's Pasture Driveway
Ottawa, Ontario
K1A 0T6

You may also contact us by email at statcan.esdhelpdesk-dsebureaudedepannage.statcan@statcan.gc.ca or by fax at 613-951-6583.

For this survey, there are Section 12 agreements with the statistical agencies of Prince Edward Island, the Northwest Territories and Nunavut. The shared data will be limited to information on in-house research and development expenditures (Question 18) and in-house research and development personnel (Question 26) pertaining to higher education sector organizations located within the jurisdiction of the respective province or territory.

Business or organization and contact information

1. Verify or provide the business or organization's legal and operating name and correct where needed.

Note: Legal name modifications should only be done to correct a spelling error or typo.

Legal Name

The legal name is one recognized by law, thus it is the name liable for pursuit or for debts incurred by the business or organization. In the case of a corporation, it is the legal name as fixed by its charter or the statute by which the corporation was created.
Modifications to the legal name should only be done to correct a spelling error or typo.
To indicate a legal name of another legal entity you should instead indicate it in question 3 by selecting 'Not currently operational' and then choosing the applicable reason and providing the legal name of this other entity along with any other requested information.

Operating Name

The operating name is a name the business or organization is commonly known as if different from its legal name. The operating name is synonymous with trade name.

• Legal name:
• Operating name (if applicable):

2. Verify or provide the contact information of the designated business or organization contact person for this questionnaire and correct where needed.

Note: The designated contact person is the person who should receive this questionnaire. The designated contact person may not always be the one who actually completes the questionnaire.

• First name:
• Last name:
• Title:
• Preferred language of communication:
  • English
  • French
• Mailing address (number and street):
• City:
• Province, territory or state:
• Postal code or ZIP code:
• Country:
  • Canada
  • United States
• Email address:
• Telephone number (including area code):
• Extension number (if applicable):
  The maximum number of characters is 10.
• Fax number (including area code):

3. Verify or provide the current operational status of the business or organization identified by the legal and operating name above.

• Operational
• Not currently operational
  • Why is this business or organization not currently operational?
    • Seasonal operations
      • When did this business or organization close for the season? Date
      • When does this business or organization expect to resume operations? Date
    • Ceased operations
      • When did this business or organization cease operations? Date
      • Why did this business or organization cease operations?
        • Bankruptcy
        • Liquidation
        • Dissolution
        • Other
          Specify the other reasons for ceased operations
    • Sold operations
      • When was this business or organization sold? Date
      • What is the legal name of the buyer?
    • Amalgamated with other businesses or organizations
      • When did this business or organization amalgamate? Date
      • What is the legal name of the resulting or continuing business or organization?
      • What are the legal names of the other amalgamated businesses or organizations?
    • Temporarily inactive but will re-open
      • When did this business or organization become temporarily inactive? Date
      • When does this business or organization expect to resume operations? Date
      • Why is this business or organization temporarily inactive?
    • No longer operating due to other reasons
      • When did this business or organization cease operations? Date
      • Why did this business or organization cease operations?

4. Verify or provide the current main activity of the business or organization identified by the legal and operating name above.

Note: The described activity was assigned using the North American Industry Classification System (NAICS).

This question verifies the business or organization's current main activity as classified by the North American Industry Classification System (NAICS). The North American Industry Classification System (NAICS) is an industry classification system developed by the statistical agencies of Canada, Mexico and the United States. Created against the background of the North American Free Trade Agreement, it is designed to provide common definitions of the industrial structure of the three countries and a common statistical framework to facilitate the analysis of the three economies. NAICS is based on supply-side or production-oriented principles, to ensure that industrial data, classified to NAICS, are suitable for the analysis of production-related issues such as industrial performance.

The target entity for which NAICS is designed are businesses and other organizations engaged in the production of goods and services. They include farms, incorporated and unincorporated businesses and government business enterprises. They also include government institutions and agencies engaged in the production of marketed and non-marketed services, as well as organizations such as professional associations and unions and charitable or non-profit organizations and the employees of households.

The associated NAICS should reflect those activities conducted by the business or organizational units targeted by this questionnaire only, as identified in the 'Answering this questionnaire' section and which can be identified by the specified legal and operating name. The main activity is the activity which most defines the targeted business or organization's main purpose or reason for existence. For a business or organization that is for-profit, it is normally the activity that generates the majority of the revenue for the entity.

The NAICS classification contains a limited number of activity classifications; the associated classification might be applicable for this business or organization even if it is not exactly how you would describe this business or organization's main activity.

Please note that any modifications to the main activity through your response to this question might not necessarily be reflected prior to the transmitting of subsequent questionnaires and as a result they may not contain this updated information.

The following is the detailed description including any applicable examples or exclusions for the classification currently associated with this business or organization.

Description and examples

• This is the current main activity
• This is not the current main activity
  Provide a brief but precise description of this business or organization's main activity:
  e.g., breakfast cereal manufacturing, shoe store, software development

Main activity

5. You indicated that is not the current main activity. Was this business or organization's main activity ever classified as: ?

• Yes
  When did the main activity change?
  Date:
• No

6. Search and select the industry classification code that best corresponds to this business or organization's main activity.

Select this business or organization's activity sector (optional)

• Farming or logging operation
• Construction company or general contractor
• Manufacturer
• Wholesaler
• Retailer
• Provider of passenger or freight transportation
• Provider of investment, savings or insurance products
• Real estate agency, real estate brokerage or leasing company
• Provider of professional, scientific or technical services
• Provider of health care or social services
• Restaurant, bar, hotel, motel or other lodging establishment
• Other sector

7. You have indicated that the current main activity of this business or organization is: Main activity. Are there any other activities that contribute significantly (at least 10%) to this business or organization's revenue?

• Yes, there are other activities
  Provide a brief but precise description of this business or organization's secondary activity:
  e.g., breakfast cereal manufacturing, shoe store, software development
• No, that is the only significant activity

8. Approximately what percentage of this business or organization's revenue is generated by each of the following activities?

When precise figures are not available, provide your best estimates.

Approximately what percentage of this business or organization's revenue is generated by each of the following activities?

	Percentage of revenue
Main activity
Secondary activity
All other activities
Total percentage

Reporting period

1. What is the end date of this organization's fiscal year?

Note: For this survey, this organization's fiscal year end date should fall on or before August 31, 2019.

Here are some examples of fiscal periods that fall within the targeted dates:

May 1, 2017 to April 30, 2018
July 1, 2017 to June 30, 2018
October 1, 2017 to September 30, 2018
January 1, 2018 to December 31, 2018
February 1, 2018 to January 31, 2019
April 1, 2018 to March 31, 2019

Note: This fiscal year will be referred to as 2018 throughout the questionnaire.

Fiscal Year-End date:

Organization status

2. What is this organization's business number (e.g., GST number or charitable registration number)?

Business number (9-digit number):

3. Is this organization affiliated with a hospital, a university or a government agency or department?

• Yes
• No

4. In 2018, what were this organization's total expenditures within Canada?

Please report all amounts in thousands of Canadian dollars.

If precise figures are not available, please provide your best estimate.

Total expenditures represent the total budget for all operations of this organization in the fiscal period. If 'total expenditures' cannot be calculated, total funds (from members, government programs and all other sources of funds) or total revenues can be provided.

CAN$ '000:

5. In 2018, what were this organization's total wages and salaries within Canada?

Please report all amounts in thousands of Canadian dollars.

If precise figures are not available, please provide your best estimate.

CAN$ '000:

6. In 2018, what was the average number of employees in full-time equivalents (FTE) within Canada for this organization?

If precise figures are not available, please provide your best estimate in full-time equivalents (FTE).

Full-time equivalent (FTE)

The organization's personnel is composed of full-time and part-time employees.

Full-time equivalent (FTE) = Number of persons who work full-time for the organization + part-time workers.

Example calculation: If out of four employees, one works full-time for the organization and the remaining three devote only one quarter of their working time to the organization, then: FTE = 1 + 1/4 + 1/4 + 1/4 = 1.75 employees.

In-house research and development ( R&D ) expenditures

Before you begin

For this survey 'In-house R&D ' refers to:

Expenditures within Canada for R&D performed within this organization by:

• employees (permanent, temporary or casual)
• self-employed individuals or contractors who are working on-site on this organization's R&D projects.

'Payments for R&D performed by other organizations' refers to:

Payments made within or outside Canada to other organizations, individuals or companies to fund R&D performance:

• grants
• fellowships
• contracts.

In-house research and development ( R&D ) expenditures

7. In 2018, did this organization have expenditures for R&D performed in-house within Canada?

Exclude payments for R&D performed by others (e.g., funding, grants or contracted out R&D expenditures), which should be reported in question 13.

In-house refers to R&D which is performed on-site or within the organization's establishment. Exclude R&D expenses performed by other companies or organizations. A later question will collect these data.

Research and experimental development (R&D) comprise creative and systematic work undertaken in order to increase the stock of knowledge - including knowledge of humankind, culture and society - and to devise new applications of available knowledge.

R&D is performed in the natural sciences, engineering, social sciences and humanities. There are three types of R&D activities: basic research, applied research and experimental development.

Research work in the social sciences

Include if projects are employing new or significantly different modelling techniques or developing new formulae, analyzing data not previously available or applying new research techniques, development of community strategies for disease prevention or health education.

Exclude:

• routine analytical projects using standard techniques and existing data
• routine market research
• routine statistical analysis intended for on-going monitoring of an activity.

• Yes
• No

8. In 2018, what were this organization's expenditures for R&D performed in-house within Canada?

Exclude payments for R&D performed by others (e.g., funding, grants or contracted out R&D expenditures), which should be reported in question 13.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

In-house R&D expenditures are composed of current in-house R&D expenditures and capital in-house R&D expenditures.

Current in-house R&D expenditures

Include:

• wages, salaries, benefits and fringe benefits, materials and supplies
• services to support R&D, including on-site R&D consultants and contractors
• necessary background literature
• minor scientific equipment
• associated administrative overhead costs.

a. Wages, salaries of permanent, temporary and casual R&D employees

Include benefits and fringe benefits of employees engaged in R&D activities. Benefits and fringe benefits include bonus payments, holiday or vacation pay, pension fund contributions, other social security payments, payroll taxes, etc.

b. Services to support R&D

Include:

• payments to on-site R&D consultants and contractors working under the direct control of your organization
• other services including indirect services purchased to support in-house R&D such as security, storage, repair, maintenance and use of buildings and equipment
• computer services, software licensing fees and dissemination of R&D findings.

c. R&D materialsInclude:

• water, fuel, gas and electricity
• materials for creation of prototypes
• reference materials (books, journals, etc.)
• subscriptions to libraries and data bases, memberships to scientific societies, etc.
• cost of outsourced (contracted out or granted) small R&D prototypes or R&D models
• materials for laboratories (chemicals, animal, etc.)
• all other R&D -related materials.

d. All other current R&D costs including overhead

Include administrative and overhead costs (e.g., office, post and telecommunications, internet, insurance), prorated if necessary to allow for non- R&D activities within the business.

Exclude:

• interest charges
• value-added taxes (goods and services tax (GST) or harmonized sales tax (HST)).

Capital in-house expenditures are the annual gross amount paid for the acquisition of fixed assets that are used repeatedly, or continuously in the performance of R&D for more than one year. Report capital in-house expenditures in full for the period when they occurred.

Include costs for software, land, buildings and structures, equipment, machinery and other capital costs.

Exclude capital depreciation.

e. SoftwareInclude applications and systems software (original, customized and off-the-shelf software), supporting documentation and other software-related acquisitions.

f. Land acquired for R&D including testing grounds, sites for laboratories and pilot plants.

g. Buildings and structures that are constructed or purchased for R&D activities or that have undergone major improvements, modifications, renovations and repairs for R&D activities.

h. Equipment, machinery and all other capital

Include major equipment, machinery and instruments, including embedded software, acquired for R&D activities.

In 2018, what were this organization's expenditures for R&D performed in-house within Canada?

	CAN$ '000
2018 - Current in-house R&D expenditures within Canada
a. Wages, salaries of permanent, temporary and casual R&D employees Include fringe benefits.
b. Services to support R&D Include services of self-employed individuals or contractors who are working on-site on this organization's R&D projects. Exclude contracted out or granted expenditures to other organizations to perform R&D (report in question 13).
c. R&D materials
d. All other current R&D costs Include overhead costs.
2018 - Total current in-house R&D expenditures within Canada
2018 - Capital in-house R&D expenditures within Canada
e. Software Exclude capital depreciation.
f. Land Exclude capital depreciation.
g. Buildings and structures Exclude capital depreciation.
h. Equipment, machinery and all other capital Exclude capital depreciation.
2018 - Total capital in-house R&D expenditures within Canada
2018 - Total in-house R&D expenditures within Canada

9. In 2019 and 2020, does this organization plan to make expenditures for R&D performed in-house within Canada?

Exclude payments for R&D performed by others (e.g., funding, grants or contracted out R&D expenditures), which should be reported in question 15.

Select all that apply.

Help text:

In-house R&D expenditures are composed of current in-house R&D expenditures and capital in-house R&D expenditures.

Research and experimental development R&D comprise creative and systematic work undertaken in order to icrease the stock of knowledge - including knowledge of humankind, culture and society - and to devise new applications of available knowledge.

• Inclusions
  • Prototypes
    • Include design, construction and operation of prototypes, provided that the primary objective is to make furtherimprovements or to undertake technical testing.
    • Exclude if the prototype is for commercial purposes.
  • Pilot plants
    • Include construction and operation of pilot plants, provided that the primary objective is to make further imprements or to undertake technical testing.
    • Exclude if the pilot plant is intended to be operated for commercial purposes.
  • New computer software or significant improvements/modifications to existing computer softwar
    • Includes technological or scientific advances in theoretical computer sciences; operating systems e.g., improvement in interface management, developing new operating system of converting an existing operating system to a significantly different hardware environment; programming languages; and applications if a significant technological change occurs.
  • Contracts
    • Include all contracts which require R&D. For contracts which include other work, report only the R&D costs.
  • Research work in the social sciences
    • Include if projects are employing new or significantly different modelling techniques or developing new formulae analyzing data not previously available or applying new research techniques.
• Exclusions
  • Routine analysis in the social sciences including policy-related studies, management studies and efficiency studies
    • Exclude analytical projects of a routine nature, with established methodologies, principles and models of the related social sciences to bear on a particular problem (e.g., commentary on the probable economic effects of a change in the tax structure, using existing economic data; use of standard techniques in applied psychology to select and classify industrial and military personnel, students, etc., and to test children with reading or other disabilities).
  • Consumer surveys, advertising, market research
    • Exclude projects of a routine nature, with established methodologies intended for commercialization of the results of R&D.
  • Routine quality control and testing
    • Exclude projects of a routine nature, with established methodologies not intended to ceate new knowledge, even if carried out by personnel normally engaged in R&D.
  • Pre-production activities such as demonstration of commercial viability, tooling up, trial production, trouble shooting
    • Although R&D may be required as a result of these steps, these activities are excluded.
  • Prospecting, exploratory drilling, development of mines, oil or gas wells
    • Include only if for R&D projects concerned with new equipment or techniques in these activities, such as in-situ and tertiary recovery research.
  • Engineering
    • Exclude engineering unless it is in direct support of R&D.
  • Design and drawing
    • Exclude design and drawing unless it is in direct support of R&D.
  • Patent and licence work
    • Exclude all administrative and legal work connected with patents and licences.
  • Cosmetic modifications or style changes to existing products
    • Exclude if no significant technical improvement or modification to the existing products has occurred.
  • General purpose or routine data collection
    • Exclude projects of a routine nature, with established methodologies intended for on-going monitoring of an activity.
  • Routine computer programming, systems maintenance or software application
    • Exclude projects of a routine nature, with established methodologies intended to support on-going operations.
  • Routine mathematical or statistical analysis or operations analysis
    • Exclude projects of a routine nature, with established methodologies intended for on-going monitoring of an activity.
  • Activities associated with standards compliance
    • Exclude projects of a routine nature, with established methodologies intended to support standards compliance.
  • Specialized routine medical care such as routine pathology services
    • Exclude projects of a routine nature, with established methodologies intended for on-going monitoring of an activity.

Response text:

• In 2019
• In 2020
• No planned in-house R&D expenditures

10. In 2019, what are this organization's planned expenditures for R&D performed in-house within Canada?

Exclude payments for R&D performed by others (e.g., funding, grants or contracted out R&D expenditures), which should be reported in question 15.

Please report all amounts in thousands of Canadian dollars.

If precise figures are not available, please provide your best estimate.

Report '0' for no R&D expenditures.

In 2019, what are this organization's planned expenditures for R&D performed in-house within Canada?

	CAN$ '000
a. 2019 - Total current in-house R&D expenditures within Canada
b. 2019 - Total capital in-house R&D expenditures within Canada Exclude capital depreciation.

11. In 2020, what are this organization's planned expenditures for R&D performed in-house within Canada?

Exclude payments for R&D performed by others (e.g., funding, grants or contracted out R&D expenditures), which should be reported in question 15.

Please report all amounts in thousands of Canadian dollars.

If precise figures are not available, please provide your best estimate.

Report '0' for no R&D expenditures.

In 2020, what are this organization's planned expenditures for R&D performed in-house within Canada?

	CAN$ '000
a. 2020 - Total current in-house R&D expenditures within Canada
b. 2020 - Total capital in-house R&D expenditures within Canada Exclude capital depreciation.

Payments for R&D performed by other organizations

12. In 2018, did this organization make payments to other organizations to perform R&D within Canada or outside Canada?

Include:

• funding or grants provided to other organizations to perform R&D
• contracted out expenditures for R&D.

Exclude services of self-employed individuals or contractors who are working on-site on this organization's R&D projects, which should be reported in question 8.

Select all that apply.

• Within Canada
• Outside Canada
• No payment made to others to perform R&D

13. In 2018, what were this organization's R&D payments to other organizations within Canada or outside Canada?

Include:

• funding or grants provided to other organizations to perform R&D
• contracted out expenditures for R&D.

Exclude services of self-employed individuals or contractors who are working on-site on this organization's R&D projects, which should be reported in question 8.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Include payments made through contracts, grants, donations and fellowships to another company, organization or individual to purchase or fund R&D activities.

Exclude expenditures for on-site R&D contractors.

Companies include all incorporated for-profit businesses and government business enterprises providing products in the market at market rates.

Private non-profit organizations include voluntary health organizations, private philanthropic foundations, associations and societies and research institutes. They are not-for-profit organizations that serve the public interest by supporting activities related to public welfare (such as health, education, the environment).

Industrial research institutes or associations include all non-profit organizations that serve the business sector, with industrial associations frequently consisting of their membership.

Federal government includes all federal government departments and agencies. It excludes federal government business enterprises providing products in the market.

Provincial or territorial governments include all provincial or territorial government ministries, departments and agencies. It excludes provincial or territorial government business enterprises providing products in the market.

Provincial or territorial research organizations are organizations created under provincial or territorial law which conduct or facilitate research on behalf of the province or territory.

Other organizations - individuals, non-university educational institutions, foreign governments including ministries, departments and agencies of foreign governments.

In 2018, what were this organization's R&D payments to other organizations within Canada or outside Canada?

	Within Canada CAN$ '000	Outside Canada CAN$ '000
a. Companies
b. Other private non-profit organizations
c. Industrial research institutes or associations
d. Hospitals
e. Universities
f. Federal government departments and agencies
g. Provincial or territorial government departments, ministries and agencies
h. Provincial or territorial research organizations
i. Other organizations e.g., individuals, non-university educational institutions, foreign governments
2018 - Total payments for R&D performed by other organizations

14. In 2019 and 2020, does this organization plan to make payments to other organizations to perform R&D ?

Include:

• funding or grants provided to other organizations to perform R&D
• contracted out expenditures for R&D.

Exclude services of self-employed individuals or contractors who are working on-site on this organization's R&D projects, which should be reported in questions 10 and 11.

Select all that apply.

• In 2019
• In 2020
• No planned payments to others to perform R&D

15. In 2019 and 2020, what are this organization's planned payments to other organizations to perform R&D within Canada or outside Canada?

Include:

• funding or grants provided to other organizations to perform R&D
• contracted out expenditures for R&D .

Exclude services of self-employed individuals or contractors who are working on-site on this organization's R&D projects, which should be reported in questions 10 and 11.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Include payments made through contracts, grants, donations and fellowships to another company, organization or individual to purchase or fund R&D activities.

Exclude services of self-employed individuals or contractors who are working on-site on this organisation's R&D projects, which should have been reported earlier in the section "In-house research and development (R&D) expenditures".

In 2019 and 2020, what are this organization's planned payments to other organizations to perform R&D within Canada or outside Canada?

	Within Canada CAN$ '000	Outside Canada CAN$ '000
a. 2019
b. 2020

Summary of R&D expenditures from 2018 to 2020

16. Summary of R&D expenditures from 2018 to 2020

Summary of R&D expenditures from 2018 to 2020

	2018 CAN$ '000	2019 CAN$ '000	2020 CAN$ '000
Total current in-house R&D expenditures within Canada
Total capital in-house R&D expenditures within Canada
Total in-house R&D expenditures within Canada
Total payments for R&D performed by other organizations
Total R&D expenditures

Geographic distribution of in-house R&D expenditures within Canada in 2018

17. In 2018, in which provinces or territories did this organization have expenditures for R&D performed in-house?

Exclude:

• payments for R&D performed by others (e.g., funding, grants or contracted out R&D expenditures), which should be reported in question 13
• capital depreciation.

Select all that apply.

• Newfoundland and Labrador
• Prince Edward Island
• Nova Scotia
• New Brunswick
• Quebec
• Ontario
• Manitoba
• Saskatchewan
• Alberta
• British Columbia
• Yukon
• Northwest Territories
• Nunavut

18. In 2018, how were this organization's total expenditures for R&D performed in-house distributed by province or territory?

Exclude:

• payments for R&D performed by others (e.g., funding, grants or contracted out R&D expenditures), which should be reported in question 13
• capital depreciation.

Please report all amounts in thousands of Canadian dollars.

For in-house R&D activities on federal lands, please include in the closest province or territory.

In 2018, how were this organization's total expenditures for R&D performed in-house distributed by province or territory?

	Current in-house R&D expenditures CAN$ '000	Capital in-house R&D expenditures CAN$ '000
a. Newfoundland and Labrador
b. Prince Edward Island
c. Nova Scotia
d. New Brunswick
e. Quebec
f. Ontario
g. Manitoba
h. Saskatchewan
i. Alberta
j. British Columbia
k. Yukon
l. Northwest Territories
m. Nunavut
2018 - Total current and capital in-house R&D expenditures
2018 - Total current and capital in-house R&D expenditures previously reported from question 8

Sources of funds for in-house R&D expenditures in 2018

19. In 2018, what were the sources of funds for this organization's total expenditures for R&D performed in-house?

Include Canadian and foreign sources.

Exclude:

• payments for R&D performed by others (e.g., funding, grants or contracted out R&D expenditures), which should be reported in question 13
• capital depreciation.

Select all that apply.

Help text:

• Funds from this organization
  • Amount contributed by this organization to R&D performed within Canada (include interest payments and other income).
• Federal government grants or funding
  • Funds from the federal government in support of R&D activities not connected to a specific contractual deliverable.
• Federal government contracts
  • Funds from the federal government in support of R&D activities connected to a specific contractual deliverable.
• Provincial or territorial government grants or funding
  • Funds from the provincial or territorial government in support of R&D activities not connected to a specific contractual deliverable.
• Provincial or territorial government contracts
  • Funds from the provincial or territorial government in support of R&D activities connected to a specific contractual deliverable.
• R&D contract work for private non-profit organizations
  • Funds received from non-profit organizations to perform R&D on their behalf.
• Other sources
  • Funds received from all other sources not previously classified.

Response text:

Funds from this organization

Include interest payments, fundraising and other income.

Companies

Federal government grants or funding

Include R&D grants or funding or R&D portion only of other grants or funding.

Federal government contracts

Include R&D contracts or R&D portion only of other contracts.

Provincial or territorial government grants or funding

From which province or territory did this organization receive provincial or territorial government R&D grants or funding?

Select all that apply.

• Newfoundland and Labrador
• Prince Edward Island
• Nova Scotia
• New Brunswick
• Quebec
• Ontario
• Manitoba
• Saskatchewan
• Alberta
• British Columbia
• Yukon
• Northwest Territories
• Nunavut

Provincial or territorial government contracts

From which province or territory did this organization receive provincial or territorial government R&D contracts?

Select all that apply.

• Newfoundland and Labrador
• Prince Edward Island
• Nova Scotia
• New Brunswick
• Quebec
• Ontario
• Manitoba
• Saskatchewan
• Alberta
• British Columbia
• Yukon
• Northwest Territories
• Nunavut

Private non-profit organizations

Other sources

e.g., universities, foreign governments, individuals

20. In 2018, what were the sources of funds for this organization's total expenditures of [amount] for R&D performed in-house?

Exclude:

• payments for R&D performed by others (e.g., funding grants or contracted out R&D expenditures), which should be reported in question 13
• capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

• Funds from this organization
  • Amount contributed by this unit to R&D performed within Canada (include interest payments and other income).
• Federal government grants or funding
  • Funds from the federal government in support of R&D activities not connected to a specific contractual deliverable.
• Federal government contracts
  • Funds from the federal government in support of R&D activities connected to a specific contractual deliverable.
• Provincial or territorial government grants or funding
  • Funds from the provincial or territorial government in support of R&D activities not connected to a specific contractual deliverable.
• Provincial or territorial government contracts
  • Funds from the provincial or territorial government in support of R&D activities connected to a specific contractual deliverable.
• R&D contract work for private non-profit organizations
  • Funds received from non-profit organizations to perform R&D on their behalf.
• Other sources
  • Funds received from all other sources not previously classified.

In 2018, what were the sources of funds for this organization's total expenditures of [amount] for R&D performed in-house?

	Canada CAN$ '000	Foreign CAN$ '000
a. Funds from this organization Include interest payments, fundraising and other income.
b. Companies
c. Federal government grants or funding Include R&D grants or funding or R&D portion only of other grants or funding.
d. Federal government contracts Include R&D contracts or R&D portion only of other contracts.
Provincial or territorial government grants or funding
e. Newfoundland and Labrador
f. Prince Edward Island
g. Nova Scotia
h. New Brunswick
i. Quebec
j. Ontario
k. Manitoba
l. Saskatchewan
m. Alberta
n. British Columbia
o. Yukon
p. Northwest Territories
q. Nunavut
Provincial or territorial government contracts
r. Newfoundland and Labrador
s. Prince Edward Island
t. Nova Scotia
u. New Brunswick
v. Quebec
w. Ontario
x. Manitoba
y. Saskatchewan
z. Alberta
aa. British Columbia
ab. Yukon
ac. Northwest Territories
ad. Nunavut
Private non-profit organizations
ae. Organization 1 GST number (9-digit business number (BN) or charitable registration number): Organization name:
af. Organization 2 GST number (9-digit business number (BN) or charitable registration number): Organization name:
ag. Organization 3 GST number (9-digit business number (BN) or charitable registration number): Organization name:
ah. Other sources e.g., universities, foreign governments, individuals
2018 - Total in-house R&D expenditures by sources of funds by origin
2018 - Total in-house R&D expenditures (Canadian and foreign sources)
Total in-house R&D expenditures previously reported from question 8

Fields of research and development for in-house R&D expenditures within Canada in 2018

21. In 2018, how were this organization's total expenditures of [amount] for R&D performed in-house within Canada distributed by fields of research and development?

Exclude:

• payments for R&D performed by others (e.g., funding, grants or contracted out R&D expenditures), which should be reported in question 13
• capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Fields of research and development

Medical and health sciences

• Basic medicine
  • Anatomy and morphology (plant science under Biological science), human genetics, immunology, neurosciences, pharmacology and pharmacy and medicinal chemistry, toxicology, physiology and cytology, pathology.
• Clinical medicine
  • Andrology, obstetrics and gynaecology, paediatrics, cardiac and cardiovascular systems, haematology, anaesthesiology, orthopaedics, radiology and nuclear medicine, dentistry, oral surgery and medicine, dermatology, venereal diseases and allergy, rheumatology, endocrinology and metabolism and gastroenterology, urology and nephrology and oncology.
• Health sciences
  • Health care sciences and nursing, nutrition and dietetics, infectious diseases and epidemiology, parasitology and occupational health.
• Medical biotechnology
  • Health-related biotechnology, technologies involving the manipulation of cells, tissues, organs or the whole organism, technologies involving identifying the functioning of DNA, proteins and enzymes, pharmacogenomics, gene-based therapeutics, biomaterials (related to medical implants, devices, sensors).
• Other medical sciences
  • Forensic science and other medical sciences.

Natural and formal sciences

• mathematics
• physical sciences
• chemical sciences
• earth and related environmental sciences
• biological sciences
• other natural sciences.

Engineering and technology

• civil engineering
• electrical engineering, electronic engineering and communications technology
• mechanical engineering
• chemical engineering
• materials engineering
• medical engineering
• environmental engineering
• environmental biotechnology
• industrial biotechnology
• nanotechnology
• other engineering and technologies.

Software-related sciences and technologies

• software engineering and technology
• computer sciences
• information technology and bioinformatics.

Agricultural sciences

• agriculture, forestry and fisheries sciences
• animal and dairy sciences
• veterinary sciences
• agricultural biotechnology
• other agricultural sciences.

Social sciences and humanities

• psychology
• educational sciences
• economics and business
• other social sciences
• humanities.

In 2018, how were this organization's total expenditures of [amount] for R&D performed in-house within Canada distributed by fields of research and development?

	CAN$ '000
Medical and health sciences
a. Basic medicine
b. Clinical medicine
c. Health sciences
d. Medical biotechnology
e. Other medical sciences
Total medical and health sciences
Other fields of research and development
f. Natural and formal sciences
g. Engineering and technology
h. Software-related sciences and technologies
i. Agricultural sciences
j. Social sciences and humanities
2018 - Total in-house R&D expenditures within Canada by field of research and development
Total in-house R&D expenditures previously reported from question 8

Nature of R&D for in-house R&D expenditures within Canada in 2018

22. In 2018, how were this organization's total expenditures of [amount] for R&D performed in-house within Canada distributed by nature of R&D?

Basic research is experimental or theoretical work undertaken primarily to acquire new knowledge of the underlying foundation of phenomena and observable facts, without any particular application or use in view.

Applied research is original investigation undertaken in order to acquire new knowledge. It is, however, directed primarily towards a specific, practical aim or objective.

Experimental development is systematic work, drawing on existing knowledge gained from research and practical experience and producing additional knowledge, which is directed to producing new products or processes or to improving existing products or processes.

(OECD 2015. Frascati Manual: Proposed Standard for Surveys on Research and Experimental Development, 2015)

In 2018, how were this organization's total expenditures of [amount] for R&D performed in-house within Canada distributed by nature of R&D?

	Percentage of total in-house R&D expenditures
a. Basic research
b. Applied research
c. Experimental development
Total percentage Total should equal 100%

Results of R&D expenditures from 2016 to 2018

23. During the three (3) years 2016, 2017 and 2018, did this organization's total expenditures for R&D performed in-house and payments for R&D made within or outside Canada lead to new or significant improvements to the following?

Goods

Goods developed through new knowledge from research discoveries include determination of effectiveness of existing treatment protocols, establishment of new treatment protocols (including diagnostic procedures, tests and protocols), and creation of new service delivery models and reference tools (including electronic applications).

During the three (3) years 2016, 2017 and 2018, did this organization's total expenditures for R&D performed in-house and payments for R&D made within or outside Canada lead to new or significant improvements to the following?

	Yes	No
a. Goods Include goods developed through new knowledge from research discoveries.
b. Services Include on-going knowledge transfer to physicians, first responders, patients and the general public.
c. Methods of manufacturing or producing goods and services
d. Logistics, delivery or distribution methods for this organization's inputs, goods or services
e. Supporting activities for this organization's processes, such as maintenance systems or operations for purchasing, accounting or computing

In-house R&D personnel in 2018

24. In 2018, how many in-house R&D personnel within Canada did this organization have in the following R&D occupations?

Full-time equivalent (FTE)

R&D may be carried out by persons who work solely on R&D projects or by persons who devote only part of their time to R&D, and the balance to other activities such as testing, quality control and production engineering. To arrive at the total effort devoted to R&D in terms of personnel, it is necessary to estimate the full-time equivalent of these persons working only part-time in R&D.

Full-time equivalent (FTE) = Number of persons who work solely on R&D projects + the time of persons working only part of their time on R&D.

Example calculation: If out of four scientists engaged in R&D work, one works solely on R&D projects and the remaining three devote only one quarter of their working time to R&D, then: FTE = 1 + 1/4 + 1/4 + 1/4 = 1.75 scientists.

R&D personnel

Include:

• permanent, temporary and casual R&D employees
• independent on-site R&D consultants and contractors working in your organization's offices, laboratories, or other facilities
• employees engaged in R&D -related support activities.

Researchers and research managers are composed of:

• Scientists, social scientists, engineers and researchers are professionals engaged in the conception or creation of new knowledge. They conduct research and improve or develop concepts, theories, models, techniques instrumentation, software or operational methods. They may be certified by provincial or territorial educational authorities, provincial, territorial or national scientific or engineering associations.
• Senior research managers plan or manage R&D projects and programs. They may be certified by provincial or territorial educational authorities, provincial, territorial or national scientific or engineering associations.

R&D technical, administrative and support staff are composed of:

• Technicians and technologists and research assistants are persons whose main tasks require technical knowledge and experience in one or more fields of engineering, the physical and life sciences, or the social sciences, humanities and the arts. They participate in R&D by performing scientific and technical tasks involving the application of concepts, operational methods and the use of research equipment, normally under the supervision of researchers. They may be certified by provincial or territorial educational authorities, provincial, territorial or national scientific or engineering associations.
• Other R&D technical, administrative support staff include skilled and unskilled craftsmen, and administrative, secretarial and clerical staff participating in R&D projects or directly associated with such projects.

On-site R&D consultants and contractors are individuals hired 1) to perform project-based work or to provide goods at a fixed or ascertained price or within a certain time or 2) to provide advice or services in a specialized field for a fee and, in both cases, work at the location specified and controlled by the contracting company or organization.

In 2018, how many in-house R&D personnel within Canada did this organization have in the following R&D occupations?

	Number of full-time equivalents
Researchers and research managers
a. Scientists, social scientists, engineers and researchers Include software developers and programmers.
b. Senior research managers
Total researchers and research managers
R&D technical, administrative and support staff
c. Technicians, technologists and research assistants Include software technicians.
d. Other R&D technical, administrative and support staff
Total R&D technical, administrative and support staff
Other R&D occupations
e. On-site R&D consultants and contractors
Total in-house R&D personnel within Canada

25. Of this organization's total in-house R&D personnel reported above, what percentage performed software-related activities?

Software-related sciences and technologies

• Software engineering and technology: computer software engineering, computer software technology and other related computer software engineering and technologies.
• Computer sciences: computer science, artificial intelligence, cryptography and other related computer sciences.
• Information technology and bioinformatics: information technology, informatics, bioinformatics, biomathematics and other related information technologies.

Percentage of software-related activities:

26. In 2018, how were the [amount] total in-house R&D personnel distributed by province or territory?

Please report in full-time equivalents (FTE).

R&D personnel

Include:

• permanent, temporary and casual R&D employees
• independent on-site R&D consultants and contractors working in your organization's offices, laboratories, or other facilities
• employees engaged in R&D -related support activities.

Researchers and research managers are composed of:

• Scientists, social scientists, engineers and researchers are professionals engaged in the conception or creation of new knowledge. They conduct research and improve or develop concepts, theories, models, techniques instrumentation, software or operational methods. They may be certified by provincial or territorial educational authorities, provincial, territorial or national scientific or engineering associations.
• Senior research managers plan or manage R&D projects and programs. They may be certified by provincial or territorial educational authorities, provincial, territorial or national scientific or engineering associations.

R&D technical, administrative and support staff are composed of:

• Technicians and technologists and research assistants are persons whose main tasks require technical knowledge and experience in one or more fields of engineering, the physical and life sciences, or the social sciences, humanities and the arts. They participate in R&D by performing scientific and technical tasks involving the application of concepts, operational methods and the use of research equipment, normally under the supervision of researchers. They may be certified by provincial educational authorities, provincial or national scientific or engineering associations
• Other R&D technical, administrative support staff include skilled and unskilled craftsmen, and administrative, secretarial and clerical staff participating in R&D projects or directly associated with such projects.

On-site R&D consultants and contractors are individuals hired 1) to perform project-based work or to provide goods at a fixed or ascertained price or within a certain time or 2) to provide advice or services in a specialized field for a fee and, in both cases, work at the location specified and controlled by the contracting company or organization.

Full-time equivalent (FTE)

R&D may be carried out by persons who work solely on R&D projects or by persons who devote only part of their time to R&D, and the balance to other activities such as testing, quality control and production engineering. To arrive at the total effort devoted to R&D in terms of personnel, it is necessary to estimate the full-time equivalent of these persons working only part-time in R&D.
FTE (full-time equivalent) = Number of persons who work solely on R&D projects + the time of persons working only part of their time on R&D.

Example calculation: If out of four scientists engaged in R&D work, one works solely on R&D projects and the remaining three devote only one quarter of their working time to R&D, then: FTE = 1 + 1/4 + 1/4 + 1/4 = 1.75 scientists.

In 2018, how were the [amount] total in-house R&D personnel distributed by province or territory?

	Number of researchers and research managers	Number of R&D technical, administrative and support staff	Number of on-site R&D consultants and contractors
a. Newfoundland and Labrador
b. Prince Edward Island
c. Nova Scotia
d. New Brunswick
e. Quebec
f. Ontario
g. Manitoba
h. Saskatchewan
i. Alberta
j. British Columbia
k. Yukon
l. Northwest Territories
m. Nunavut
Total in-house R&D personnel within Canada
Total R&D personnel previously reported from question 24

Technology and technical assistance payments in 2018

27. In 2018, did this organization make or receive payments inside or outside Canada for the following technology and technical assistance?

Technology and technical assistance payments

Definitions (equivalent to the Canadian Intellectual Property Office)

1. Patent
   Government grant giving the right to exclude others from making, using or selling an invention.
2. Copyright
   Legal protection for literary, artistic, dramatic or musical works, computer programs, performer's performances, sound recordings, and communication signals.
3. Trademark
   A word, symbol or design, or combination of these, used to distinguish goods or services of one person or organization from those of others in the marketplace.
4. Industrial design
   Legal protection against imitation of the shape, pattern, or ornamentation of an object.
5. Integrated circuit topography
   Three-dimensional configurations of the elements and interconnections embodied in an integrated circuit product.
6. Original software
   Computer programs and descriptive materials for both systems and applications. Original software can be created in-house or outsourced and includes packaged software with customization.
7. Packaged or off-the-shelf software
   Packaged software purchased for organizational use and excludes software with customization.
8. Databases
   Data files organized to permit effective access and use of the data.

In 2018, did this organization make or receive payments inside or outside Canada for the following technology and technical assistance?

	Made Payments	Received Payments	Both made and received payments	Not applicable
a. Patents
b. Copyrights
c. Trademarks
d. Industrial designs
e. Integrated circuit topography
f. Original software
g. Packaged or off-the-shelf software
h. Databases Useful life exceeding one year
i. Other technology and technical assistance Include technical assistance, industrial processes and know-how.

28. In 2018, how much did this organization pay to other organizations for technology and technical assistance?

Please report all amounts in thousands of Canadian dollars.

Report '1' for payments made between $1 and $999.

Technology and technical assistance payments

Definitions (equivalent to the Canadian Intellectual Property Office)

1. Patent
   Government grant giving the right to exclude others from making, using or selling an invention.
2. Copyright
   Legal protection for literary, artistic, dramatic or musical works, computer programs, performer's performances, sound recordings, and communication signals.
3. Trademark
   A word, symbol or design, or combination of these, used to distinguish goods or services of one person or organization from those of others in the marketplace.
4. Industrial design
   Legal protection against imitation of the shape, pattern, or ornamentation of an object.
5. Integrated circuit topography
   Three-dimensional configurations of the elements and interconnections embodied in an integrated circuit product.
6. Original software
   Computer programs and descriptive materials for both systems and applications. Original software can be created in-house or outsourced and includes packaged software with customization.
7. Packaged or off-the-shelf software
   Packaged software purchased for organizational use and excludes software with customization.
8. Databases
   Data files organized to permit effective access and use of the data.

In 2018, how much did this organization pay to other organizations for technology and technical assistance?

	Payments made within Canada CAN$ '000	Payments made outside Canada CAN$ '000
Payments made to affiliated organizations
a. Patents
b. Copyrights
c. Trademarks
d. Industrial designs
e. Integrated circuit topography
f. Original software
g. Packaged or off-the-shelf software
h. Databases Useful life exceeding one year
i. Other technology and technical assistance Include technical assistance, industrial processes and know-how.
Total payments made to affiliated organizations
Payments made to other organizations, companies or individuals
j. Patents
k. Copyrights
l. Trademarks
m. Industrial designs
n. Integrated circuit topography
o. Original software
p. Packaged or off-the-shelf software
q. Databases Useful life exceeding one year
r. Other technology and technical assistance Include technical assistance, industrial processes and know-how.
Total payments made to other organizations, companies or individuals
Total payments made to other organizations for technology and technical assistance

29. In 2018, how much did this organization receive from other organizations for technology and technical assistance?

Please report all amounts in thousands of Canadian dollars.

Report '1' for payments received between $1 and $999.

Technology and technical assistance payments

Definitions (equivalent to the Canadian Intellectual Property Office)

1. Patent
   Government grant giving the right to exclude others from making, using or selling an invention.
2. Copyright
   Legal protection for literary, artistic, dramatic or musical works, computer programs, performer's performances, sound recordings, and communication signals.
3. Trademark
   A word, symbol or design, or combination of these, used to distinguish goods or services of one person or organization from those of others in the marketplace.
4. Industrial design
   Legal protection against imitation of the shape, pattern, or ornamentation of an object.
5. Integrated circuit topography
   Three-dimensional configurations of the elements and interconnections embodied in an integrated circuit product.
6. Original software
   Computer programs and descriptive materials for both systems and applications. Original software can be created in-house or outsourced and includes packaged software with customization.
7. Packaged or off-the-shelf software
   Packaged software purchased for organizational use and excludes software with customization.
8. Databases
   Data files organized to permit effective access and use of the data.

In 2018, how much did this organization receive from other organizations for technology and technical assistance?

	Payments received from within Canada CAN$ '000	Payments received from outside Canada CAN$ '000
Payments received from affiliated organizations
a. Patents
b. Copyrights
c. Trademarks
d. Industrial designs
e. Integrated circuit topography
f. Original software
g. Packaged or off-the-shelf software
h. Databases Useful life exceeding one year
i. Other technology and technical assistance Include technical assistance, industrial processes and know-how.
Total payments received from affiliated organizations
Payments received from other organizations, companies or individuals
j. Patents
k. Copyrights
l. Trademarks
m. Industrial designs
n. Integrated circuit topography
o. Original software
p. Packaged or off-the-shelf software
q. Databases Useful life exceeding one year
r. Other technology and technical assistance Include technical assistance, industrial processes and know-how.
Total payments received from other organizations, companies or individuals
Total payments received from other organizations for technology and technical assistance

Notification of intent to web scrape

30. Does this business have a website?

• Yes
  Specify the business website address:
  e.g., www.example.gc.ca
• No

Notification of intent to extract web data

Statistics Canada is piloting a web data extraction initiative, also known as web scraping, which uses software to search and compile publicly available data from organizational websites. As a result, we may visit the website for this organization to search for, and compile, additional information. This initiative should allow us to reduce the reporting burden on organizations, as well as produce additional statistical indicators to ensure that our data remain accurate and relevant.

We will do our utmost to ensure the data are collected in a manner that will not affect the functionality of the website. Any data collected will be used by Statistics Canada for statistical and research purposes only, in accordance with the agency's mandate.

For more information regarding Statistics Canada's web scraping initiative, please visit About us.

To learn more about Statistics Canada's transparency and accountability, please visit Transparency and accountability.

If you have any questions or concerns, please contact Statistics Canada Client Services, toll-free at 1-877-949-9492 (TTY: 1-855-382-7745) or by email at infostats@canada.ca. For more information regarding this survey, please visit Information for survey participants.

Changes or events

1. Indicate any changes or events that affected the reported values for this business or organization, compared with the last reporting period.

Select all that apply.

• Outsourcing of R&D project(s)
• Initiation of new R&D project(s)
• Completion of existing R&D project(s)
• Major change in funding of R&D project(s) (loss of funding)
• Major change in funding of R&D project(s) (increase in funding)
• Organizational change that affected R&D activities (expansion, reduction, restructuring)
• Economic change that affected R&D activities
• Lack of availability of qualified R&D personnel
• Other reason
  Specify the other changes or events:
• No changes or events

Contact person

1. Statistics Canada may need to contact the person who completed this questionnaire for further information. Is [Provided Given Names], [Provided Family Name] the best person to contact?

• Yes
• No

Who is the best person to contact about this questionnaire?

• First name:
• Last name:
• Title:
• Email address:
• Telephone number (including area code):
• Extension number (if applicable):
  The maximum number of characters is 5.
• Fax number (including area code):

Feedback

1. How long did it take to complete this questionnaire?

Include the time spent gathering the necessary information.

• Hours:
• Minutes:

2. Do you have any comments about this questionnaire?

Introduction

Survey purpose

This survey collects information on grains milled, production of flour and offal as well as stocks. Data collected are part of the supply-disposition statistics of major grains and allow the calculation of the domestic disappearance of grains for human use. These data are used by Agriculture and Agri-Food Canada, provincial governments and industry associations.

Your information may also be used by Statistics Canada for other statistical and research purposes.

Security of emails and faxes

Statistics Canada advises you that there could be a risk of disclosure during facsimile or email. However upon receipt, Statistics Canada will provide the guaranteed level of protection afforded all information collected under the authority of the Statistics Act.

Note: Our online questionnaires are secure, there is no risk of data interception when responding to Statistics Canada online surveys.

Confidentiality

The Statistics Act protects the confidentiality of information collected by Statistics Canada.

Data-sharing agreements

To reduce respondent burden, Statistics Canada has entered into data-sharing agreements with provincial and territorial statistical agencies and other government organizations, which have agreed to keep the data confidential and use them only for statistical purposes.

Information on confidentiality, data-sharing agreements and record linkages can be found on the last page of this questionnaire.

Reporting instructions

Please print in ink.

Business or organization and contact information

1. Verify or provide the business or organization's legal and operating name and correct where needed.

Note: Legal name modifications should only be done to correct a spelling error or typo.

• Legal name
• Operating name (if applicable)

2. Verify or provide the contact information of the designated business or organization contact person for this questionnaire and correct where needed.

Note: The designated contact person is the person who should receive this questionnaire. The designated contact person may not always be the one who actually completes the questionnaire.

• First name
• Last name
• Title
• Preferred language of communication
  • English
  • French
• Mailing address (number and street)
• City
• Province, territory or state
• Postal code or ZIP code
  Example: A9A 9A9 or 12345-1234
• Country
• Email address
  Example: user@example.gov.ca
• Telephone number (including area code)
  Example: 123-123-1234
• Extension number
  (if applicable)
• Fax number (including area code)
  Example: 123-123-1234

3. Verify or provide the current operational status of the business or organization identified by the legal and operating name above.

1. Operational - Go to question 4
2. Not currently operational
   e.g., temporarily or permanently closed, change of ownership

Why is this business or organization not currently operational?

• Seasonal operations - Go to question 3a.
• Ceased operations - Go to question 3b.
• Sold operations - Go to question 3c.
• Amalgamated with other businesses or organizations - Go to question 3d.
• Temporarily inactive but will re-open - Go to question 3e.
• No longer operating due to other reasons - Go to question 3f.

• 3a. Seasonal operations
  • When did this business or organization close for the season?
    Date - YYYY/MM/DD
  • When does this business or organization expect to resume operations?
    Date - YYYY/MM/DD
  • Go to question 4
• 3b. Ceased operations
  • When did this business or organization cease operations?
    Date - YYYY/MM/DD
  • Why did this business or organization cease operations?
    • Bankruptcy
    • Liquidation
    • Dissolution
    • Other - Specify the other reasons why the operations ceased
  • Go to question 4
• 3c. Sold operations
  • When was this business or organization sold?
    Date - YYYY/MM/DD
  • What is the legal name of the buyer?
  • Go to question 4
• 3d. Amalgamated with other businesses or organizations
  • When did this business or organization amalgamate?
    Date - YYYY/MM/DD
  • What is the legal name of the resulting or continuing business or organization?
  • What are the legal names of the other amalgamated businesses or organizations?
  • Go to question 4
• 3e. Temporarily inactive but will re-open
  • When did this business or organization become temporarily inactive?
    Date - YYYY/MM/DD
  • When does this business or organization expect to resume operations?
    Date - YYYY/MM/DD
  • Why is this business or organization temporarily inactive?
  • Go to question 4
• 3f. No longer operating due to other reasons
  • When did this business or organization cease operations?
    Date - YYYY/MM/DD
  • Why did this business or organization cease operations?

4. Verify or provide the current main activity of the business or organization identified by the legal and operating name.

Note: The described activity was assigned using the North American Industry Classification System (NAICS).

1. This is the current main activity. - Go to next section
2. This is not the current main activity.
   • Please provide a brief but precise description of this business or organization's main activity.
     e.g., breakfast cereal manufacturing, shoe store, software development

5. Was this business or organization's main activity ever classified as:

1. Yes
2. No - Go to next section

6. When did the main activity change?

Date - YYYY/MM/DD

Operational capacity

1. How many days was this facility in operation in the reference period?

Number of days

2. Please indicate in metric tonnes, the maximum milling capacity of this facility for a typical production day.

Metric tonnes

Wheat milled for the production of flour and other wheat products

3. For the reference period, was wheat milled for the production of flour at this facility?

1. Yes
2. No

4. For the reference period, was wheat milled for the production of other wheat products?

1. Yes
2. No

Wheat milled for the production of flour

5. For the reference period, what were the quantities of wheat milled for the production of flour at this facility and the year-end wheat stocks?

Include only wheat stocks in bins and storage not licensed with the Canadian Grain Commission.

Exclude wheat stocks owned by your company in elevators licensed by the Canadian Grain Commission.

1. Canadian Western Red Spring (CWRS) - (Quantity milled)(metric tonnes)
2. Canadian Western Red Winter (CWRW) - (Quantity milled)(metric tonnes)
3. Canadian Western Soft White Spring (CWSWS) - (Quantity milled)(metric tonnes)
4. Canadian Western Amber Durum (CWAD) - (Quantity milled)(metric tonnes)
5. Canadian Prairie Spring (Red or White) - (Quantity milled)(metric tonnes)
6. Canadian Western Hard White Spring (CWHWS) - (Quantity milled)(metric tonnes)
7. Ontario Winter Wheat - (Quantity milled)(metric tonnes)
8. Ontario Spring Wheat - (Quantity milled)(metric tonnes)
9. Quebec Winter Wheat - (Quantity milled)(metric tonnes)
10. Quebec Spring Wheat - (Quantity milled)(metric tonnes)
11. All other wheat — specify all other wheat - (Quantity milled)(metric tonnes)
12. Imports — wheat excluding durum - (Quantity milled)(metric tonnes)
13. Imports — durum wheat - (Quantity milled)(metric tonnes)
    Total — wheat – Excluding imports - (Quantity milled)(metric tonnes)

1. Canadian Western Red Spring (CWRS) - (Stocks at year-end)(metric tonnes)
2. Canadian Western Red Winter (CWRW) - (Stocks at year-end)(metric tonnes)
3. Canadian Western Soft White Spring (CWSWS) - (Stocks at year-end)(metric tonnes)
4. Canadian Western Amber Durum (CWAD) - (Stocks at year-end)(metric tonnes)
5. Canadian Prairie Spring (Red or White) - (Stocks at year-end)(metric tonnes)
6. Canadian Western Hard White Spring (CWHWS) - (Stocks at year-end)(metric tonnes)
7. Ontario Winter Wheat - (Stocks at year-end)(metric tonnes)
8. Ontario Spring Wheat - (Stocks at year-end)(metric tonnes)
9. Quebec Winter Wheat - (Stocks at year-end)(metric tonnes)
10. Quebec Spring Wheat - (Stocks at year-end)(metric tonnes)
11. All other wheat — specify all other wheat - (Stocks at year-end)(metric tonnes)
12. Imports — wheat excluding durum - (Stocks at year-end)(metric tonnes)
13. Imports — durum wheat - (Stocks at year-end)(metric tonnes)
    Total — wheat – Excluding imports - (Stocks at year-end)(metric tonnes)

Wheat flour production and year-end stocks

6. For the reference period, what were the quantities of flour produced at this facility and the year-end stocks?

Grade of flour

1. Spring No. 1 or top patent - (Quantity produced)(metric tonnes)
2. Spring No. 2 patent - (Quantity produced)(metric tonnes)
3. Spring No. 3 patent - (Quantity produced)(metric tonnes)
4. Whole wheat - (Quantity produced)(metric tonnes)
5. Graham flour - (Quantity produced)(metric tonnes)
6. Soft wheat flour - (Quantity produced)(metric tonnes)
7. Durum semolina and flour - (Quantity produced)(metric tonnes)
8. Lower grades of flour - (Quantity produced)(metric tonnes)
9. All other grades of flour — specify all other grades of flour - (Quantity produced)(metric tonnes)
   Total — flour - (Quantity produced)(metric tonnes)

1. Spring No. 1 or top patent - (Stocks at year-end)(metric tonnes)
2. Spring No. 2 patent - (Stocks at year-end)(metric tonnes)
3. Spring No. 3 patent - (Stocks at year-end)(metric tonnes)
4. Whole wheat - (Stocks at year-end)(metric tonnes)
5. Graham flour - (Stocks at year-end)(metric tonnes)
6. Soft wheat flour - (Stocks at year-end)(metric tonnes)
7. Durum semolina and flour - (Stocks at year-end)(metric tonnes)
8. Lower grades of flour - (Stocks at year-end)(metric tonnes)
9. All other grades of flour — specify all other grades of flour - (Stocks at year-end)(metric tonnes)
   Total — flour - (Stocks at year-end)(metric tonnes)

Wheat millfeeds produced

7. For the reference period, what was the quantity of wheat millfeeds produced at this facility and the year-end millfeeds stocks?

1. Quantity produced (metric tonnes)
2. Stocks at year-end (metric tonnes)

Grains and non-grains milled

8. For the reference period, what were the quantities of grains and non-grains milled at this facility?

Report grindings for human consumption only.

Oats – grains

1. Eastern grown - (Quantity milled)(metric tonnes)
2. Western grown - (Quantity milled)(metric tonnes)
3. Imported - (Quantity milled)(metric tonnes)
   Total - oats milled - (Quantity milled)(metric tonnes)

Barley – grains

1. Eastern grown - (Quantity milled)(metric tonnes)
2. Western grown - (Quantity milled)(metric tonnes)
3. Imported - (Quantity milled)(metric tonnes)
   Total - barley milled - (Quantity milled)(metric tonnes)

Rye – grains

1. Eastern grown - (Quantity milled)(metric tonnes)
2. Western grown - (Quantity milled)(metric tonnes)
3. Imported - (Quantity milled)(metric tonnes)
   Total - rye milled - (Quantity milled)(metric tonnes)

Corn – grains

1. Eastern grown - (Quantity milled)(metric tonnes)
2. Western grown - (Quantity milled)(metric tonnes)
3. Imported - (Quantity milled)(metric tonnes)
   Total - corn milled - (Quantity milled)(metric tonnes)

Triticale – grains

1. Eastern grown - (Quantity milled)(metric tonnes)
2. Western grown - (Quantity milled)(metric tonnes)
3. Imported - (Quantity milled)(metric tonnes)
   Total - triticale milled - (Quantity milled)(metric tonnes)

Millet – grains

1. Eastern grown - (Quantity milled)(metric tonnes)
2. Western grown - (Quantity milled)(metric tonnes)
3. Imported - (Quantity milled)(metric tonnes)
   Total - millet milled - (Quantity milled)(metric tonnes)

Quinoa – grains

1. Eastern grown - (Quantity milled)(metric tonnes)
2. Western grown - (Quantity milled)(metric tonnes)
3. Imported - (Quantity milled)(metric tonnes)
   Total - quinoa milled - (Quantity milled)(metric tonnes)

Buckwheat – grains

1. Eastern grown - (Quantity milled)(metric tonnes)
2. Western grown - (Quantity milled)(metric tonnes)
3. Imported - (Quantity milled)(metric tonnes)
   Total - buckwheat milled - (Quantity milled)(metric tonnes)

Kamut (i.e., Khorasan wheat) – grains

1. Eastern grown - (Quantity milled)(metric tonnes)
2. Western grown - (Quantity milled)(metric tonnes)
3. Imported - (Quantity milled)(metric tonnes)
   Total - kamut milled - (Quantity milled)(metric tonnes)

Spelt – grains

1. Eastern grown - (Quantity milled)(metric tonnes)
2. Western grown - (Quantity milled)(metric tonnes)
3. Imported - (Quantity milled)(metric tonnes)
   Total - spelt milled - (Quantity milled)(metric tonnes)

Sorghum – grains

1. Eastern grown - (Quantity milled)(metric tonnes)
2. Western grown - (Quantity milled)(metric tonnes)
3. Imported - (Quantity milled)(metric tonnes)
   Total - sorghum milled - (Quantity milled)(metric tonnes)

Other grain - specify other grain

1. Eastern grown - (Quantity milled)(metric tonnes)
2. Western grown - (Quantity milled)(metric tonnes)
3. Imported - (Quantity milled)(metric tonnes)
   Total - other grain milled - (Quantity milled)(metric tonnes)

Chickpeas - non-grains

1. Eastern grown - (Quantity milled)(metric tonnes)
2. Western grown - (Quantity milled)(metric tonnes)
3. Imported - (Quantity milled)(metric tonnes)
   Total - chickpeas milled - (Quantity milled)(metric tonnes)

Lentils (all varieties) - non-grains

1. Eastern grown - (Quantity milled)(metric tonnes)
2. Western grown - (Quantity milled)(metric tonnes)
3. Imported - (Quantity milled)(metric tonnes)
   Total - lentils (all varieties) milled - (Quantity milled)(metric tonnes)

Dry beans (all varieties) - non-grains

1. Eastern grown - (Quantity milled)(metric tonnes)
2. Western grown - (Quantity milled)(metric tonnes)
3. Imported - (Quantity milled)(metric tonnes)
   Total - dry beans (all varieties) milled - (Quantity milled)(metric tonnes)

Dry peas (all varieties) - non-grains

1. Eastern grown - (Quantity milled)(metric tonnes)
2. Western grown - (Quantity milled)(metric tonnes)
3. Imported - (Quantity milled)(metric tonnes)
   Total - dry peas (all varieties) milled - (Quantity milled)(metric tonnes)

Flax - non-grains

1. Eastern grown - (Quantity milled)(metric tonnes)
2. Western grown - (Quantity milled)(metric tonnes)
3. Imported - (Quantity milled)(metric tonnes)
   Total - flax milled - (Quantity milled)(metric tonnes)

Mustard - non-grains

1. Eastern grown - (Quantity milled)(metric tonnes)
2. Western grown - (Quantity milled)(metric tonnes)
3. Imported - (Quantity milled)(metric tonnes)
   Total - mustard milled - (Quantity milled)(metric tonnes)

Other non-grain - specify other non-grain

1. Eastern grown - (Quantity milled)(metric tonnes)
2. Western grown - (Quantity milled)(metric tonnes)
3. Imported - (Quantity milled)(metric tonnes)
   Total - other non-grain milled - (Quantity milled)(metric tonnes)

Grains and non-grains year-end stocks

9. For the reference period, what were the year-end stocks of grains and non-grains?

Exclude grain owned by your company in elevators licensed by the Canadian Grain Commission.

Grains

1. Oats - (Stocks at year-end)(metric tonnes)
2. Barley - (Stocks at year-end)(metric tonnes)
3. Rye - (Stocks at year-end)(metric tonnes)
4. Corn - (Stocks at year-end)(metric tonnes)
5. Triticale - (Stocks at year-end)(metric tonnes)
6. Millet - (Stocks at year-end)(metric tonnes)
7. Quinoa - (Stocks at year-end)(metric tonnes)
8. Buckwheat - (Stocks at year-end)(metric tonnes)
9. Kamut (i.e., Khorasan wheat) - (Stocks at year-end)(metric tonnes)
10. Spelt - (Stocks at year-end)(metric tonnes)
11. Sorghum - (Stocks at year-end)(metric tonnes)
12. Other grain (reported in question 8) - (Stocks at year-end)(metric tonnes)

Non-grains

1. Chickpeas - (Stocks at year-end)(metric tonnes)
2. Lentils (all varieties) - (Stocks at year-end)(metric tonnes)
3. Dry beans (all varieties) - (Stocks at year-end)(metric tonnes)
4. Dry peas (all varieties) - (Stocks at year-end)(metric tonnes)
5. Flax - (Stocks at year-end)(metric tonnes)
6. Mustard - (Stocks at year-end)(metric tonnes)
7. Other non-grain (reported in question 8) - (Stocks at year-end)(metric tonnes)

Grain and non-grain products

10. For the reference period, what were the quantities of grain and non-grain products produced at this facility and the year-end stocks?

Oats - grains

1. Oat flour - (Quantity produced)(metric tonnes)
2. Oat meal - (Quantity produced)(metric tonnes)
3. Rolled oats - (Quantity produced)(metric tonnes)
4. Oat groats - (Quantity produced)(metric tonnes)

1. Oat flour - (Stocks at year-end)(metric tonnes)
2. Oat meal - (Stocks at year-end)(metric tonnes)
3. Rolled oats - (Stocks at year-end)(metric tonnes)
4. Oat groats - (Stocks at year-end)(metric tonnes)

Barley - grains

1. Barley flour - (Quantity produced)(metric tonnes)
2. Barley meal - (Quantity produced)(metric tonnes)
3. Pot and pearl barley - (Quantity produced)(metric tonnes)

1. Barley flour - (Stocks at year-end)(metric tonnes)
2. Barley meal - (Stocks at year-end)(metric tonnes)
3. Pot and pearl barley - (Stocks at year-end)(metric tonnes)

Rye - grains

1. Rye flour - (Quantity produced)(metric tonnes)
2. Rye meal - (Quantity produced)(metric tonnes)

1. Rye flour - (Stocks at year-end)(metric tonnes)
2. Rye meal - (Stocks at year-end)(metric tonnes)

Corn - grains

1. Corn flour - (Quantity produced)(metric tonnes)
2. Corn meal - (Quantity produced)(metric tonnes)
3. Corn grits (all varieties) - (Quantity produced)(metric tonnes)
4. Corn Hominy - (Quantity produced)(metric tonnes)

1. Corn flour - (Stocks at year-end)(metric tonnes)
2. Corn meal - (Stocks at year-end)(metric tonnes)
3. Corn grits (all varieties) - (Stocks at year-end)(metric tonnes)
4. Corn Hominy - (Stocks at year-end)(metric tonnes)

Triticale - grains

1. Triticale flour - (Quantity produced)(metric tonnes)
2. All other triticale products - specify all other triticale products - (Quantity produced)(metric tonnes)

1. Triticale flour - (Stocks at year-end)(metric tonnes)
2. All other triticale products - specify all other triticale products - (Stocks at year-end)(metric tonnes)

Millet - grains

1. Millet flour - (Quantity produced)(metric tonnes)
2. All other millet products - specify all other millet products - (Quantity produced)(metric tonnes)

1. Millet flour - (Stocks at year-end)(metric tonnes)
2. All other millet products - specify all other millet products - (Stocks at year-end)(metric tonnes)

Quinoa - grains

1. Quinoa flour - (Quantity produced)(metric tonnes)
2. All other quinoa products - specify all other quinoa products - (Quantity produced)(metric tonnes)

1. Quinoa flour - (Stocks at year-end)(metric tonnes)
2. All other quinoa products - specify all other quinoa products - (Stocks at year-end)(metric tonnes)

Buckwheat - grains

1. Buckwheat flour - (Quantity produced)(metric tonnes)
2. All other buckwheat products - specify all other buckwheat products - (Quantity produced)(metric tonnes)

1. Buckwheat flour - (Stocks at year-end)(metric tonnes)
2. All other buckwheat products - specify all other buckwheat products - (Stocks at year-end)(metric tonnes)

Kamut (i.e., Khorasan wheat) - grains

1. Kamut flour - (Quantity produced)(metric tonnes)
2. All other kamut products - specify all other kamut products - (Quantity produced)(metric tonnes)

1. Kamut flour - (Stocks at year-end)(metric tonnes)
2. All other kamut products - specify all other kamut products - (Stocks at year-end)(metric tonnes)

Spelt - grains

1. Spelt flour - (Quantity produced)(metric tonnes)
2. All other spelt products - specify all other spelt products - (Quantity produced)(metric tonnes)

1. Spelt flour - (Stocks at year-end)(metric tonnes)
2. All other spelt products - specify all other spelt products - (Stocks at year-end)(metric tonnes)

Sorghum - grains

1. Sorghum flour - (Quantity produced)(metric tonnes)
2. All other sorghum products - specify all other sorghum products - (Quantity produced)(metric tonnes)

1. Sorghum flour - (Stocks at year-end)(metric tonnes)
2. All other sorghum products - specify all other sorghum products - (Stocks at year-end)(metric tonnes)

Other grain (reported in question 8)

1. Other grain flour - (Quantity produced)(metric tonnes)
2. Other grain products - (Quantity produced)(metric tonnes)

1. Other grain flour - (Stocks at year-end)(metric tonnes)
2. Other grain products - (Stocks at year-end)(metric tonnes)

Chickpeas - non-grains

1. Chickpea flour - (Quantity produced)(metric tonnes)
2. All other chickpea products - specify all other chickpea products - (Quantity produced)(metric tonnes)

1. Chickpea flour - (Stocks at year-end)(metric tonnes)
2. All other chickpea products - specify all other chickpea products - (Stocks at year-end)(metric tonnes)

Lentils (all varieties) - non-grains

1. Lentil (all varieties) flour - (Quantity produced)(metric tonnes)
2. All other lentil (all varieties) products - specify all other lentil (all varieties) products - (Quantity produced)(metric tonnes)

Dry beans (all varieties) - non-grains

1. Dry bean (all varieties) flour - (Quantity produced)(metric tonnes)
2. All other dry bean (all varieties) products - specify all other dry bean (all varieties) products - (Quantity produced)(metric tonnes)

Dry peas (all varieties) - non-grains

1. Dry pea (all varieties) flour - (Quantity produced)(metric tonnes)
2. All other dry pea (all varieties) products - specify all other dry pea (all varieties) products - (Quantity produced)(metric tonnes)

1. Dry pea (all varieties) flour - (Stocks at year-end)(metric tonnes)
2. All other dry pea (all varieties) products - specify all other dry pea (all varieties) products - (Stocks at year-end)(metric tonnes)

Flax - non-grains

1. Flax flour - (Quantity produced)(metric tonnes)
2. All other flax products - specify all other flax products - (Quantity produced)(metric tonnes)

1. Flax flour - (Stocks at year-end)(metric tonnes)
2. All other flax products - specify all other flax products - (Stocks at year-end)(metric tonnes)

Mustard - non-grains

1. Mustard flour - (Quantity produced)(metric tonnes)
2. All other mustard products - specify all other mustard products - (Quantity produced)(metric tonnes)

1. Mustard flour - (Stocks at year-end)(metric tonnes)
2. All other mustard products - specify all other mustard products - (Stocks at year-end)(metric tonnes)

Other non-grain (reported in question 8)

1. Other non-grain flour - (Quantity produced)(metric tonnes)
2. Other non-grain products - (Quantity produced)(metric tonnes)

1. Other non-grain flour - (Stocks at year-end)(metric tonnes)
2. Other non-grain products - (Stocks at year-end)(metric tonnes)

Offal production and year-end stocks

11. For the reference period, what was the quantity of offal produced (bran, hulls, etc.) and the year-end offal stocks?

1. Quantity produced (metric tonnes)
2. Stocks at year-end (metric tonnes)

Changes or events

12. Indicate any changes or events that affected the reported values for this business or organization compared with the last reporting period.

Mark all that apply.

1. Strike or lockout
2. Exchange rate impact
3. Price changes in goods or services sold
4. Contracting out
5. Organizational change
6. Price changes in labour or raw materials
7. Natural disaster
8. Recession
9. Change in product line
10. Sold business units
11. Expansion
12. New or lost contract
13. Plant closures
14. Acquisition of business or business units
15. Other changes or events – specify the other changes or events:
16. No changes or events

Contact person

13. Statistics Canada may need to contact the person who completed this questionnaire for further information.

If the contact person is the same as on the cover page, please check and go to "Feedback"

Otherwise, who is the best person to contact about this questionnaire?

• First name
• Last name
• Title
• Email address (example: user@example.gov.ca)
• Telephone number (including area code)
  Example: 123-123-1234
• Extension number (if applicable)
• Fax number (including area code)
  Example: 123-123-1234

Feedback

14. How long did it take to complete this questionnaire?

Include the time spent gathering the necessary information.

• Hours
• Minutes

15. We invite your comments about this questionnaire.

General information

Confidentiality

Your answers are confidential. By law, Statistics Canada is prohibited from releasing any information it collects that could identify any person, business, or organization, unless consent has been given by the respondent, or as permitted by the Statistics Act. Statistics Canada will use the information from this survey for statistical purposes only.

Data-sharing agreements

To reduce respondent burden, Statistics Canada has entered into data-sharing agreements with provincial and territorial statistical agencies and other government organizations, which have agreed to keep the data confidential and use them only for statistical purposes. Statistics Canada will only share data from this survey with those organizations that have demonstrated a requirement to use the data.

Section 11 of the Statistics Act provides for the sharing of information with provincial and territorial statistical agencies that meet certain conditions. These agencies must have the legislative authority to collect the same information, on a mandatory basis, and the legislation must provide substantially the same provisions for confidentiality and penalties for disclosure of confidential information as the Statistics Act. Because these agencies have the legal authority to compel businesses to provide the same information, consent is not requested and businesses may not object to the sharing of the data.

For this survey, there are Section 11 agreements with the provincial statistical agencies of Newfoundland and Labrador, Nova Scotia, New Brunswick, Quebec, Ontario, Manitoba, Saskatchewan, Alberta and British Columbia. The shared data will be limited to information pertaining to business establishments located within the jurisdiction of the respective province.

Section 12 of the Statistics Act provides for the sharing of information with federal, provincial or territorial government organizations. Under Section 12, you may refuse to share your information with any of these organizations by writing a letter of objection to the Chief Statistician and returning it with the completed questionnaire. Please specify the organizations with which you do not want to share your data.

For this survey, there is a Section 12 agreement with the Prince Edward Island statistical agency.

For agreements with provincial and territorial government organizations, the shared data will be limited to information pertaining to business establishments located within the jurisdiction of the respective province or territory.

Record linkages

To enhance the data from this survey and to reduce the reporting burden, Statistics Canada may combine the acquired data with information from other surveys or from administrative sources.

Form 91Q

Confidential when completed.

This information is collected under the authority of the Statistics Act. R.S.C., 1985, c. S-19

Control use

SSID

• Prov.
• CD No.
• CU No.
• VR Line No.

Contact person

Office Use Only

Result of interview

1. Completed questionnaire
2. Incomplete questionnaire

Section l — Address or Exact Location of This Dwelling

Transcribe from the Assignment List (Form 1B)

• Street and No. or lot and concession
• Apt. No.
• City, town, village
• Province/territory
• Postal Code
• AD

Section Il — Verification of Dwelling

Interviewer check item:
1. Is there a dwelling (a set of living quarters with a private entrance) at the address listed above?

1. Yes; Continue with Question 2
2. No; What is located at this address?
   3. Business or professional office of some sort (e.g., dentist office, gas station); Continue with Question 2
   4. Dwelling under construction; Continue with Question 2
   5. Dwelling demolished; Continue with Question 2
   6. Empty lot; Continue with Question 2
   7. Could not locate address; End interview
   8. Apartment no longer used as a separate dwelling; Continue with Question 2
   9. Other – Specify; End interview

Read script: refer to Form 91R
2. On Census Test Day, Tuesday May 14, was there a single set of living quarters at this address, or was there more than one?

1. None; End interview
2. One; Continue with Question 3
3. More than one; Did each have a private entrance?
   3. Yes; Go to Question 3 and complete a separate questionnaire for each dwelling
   4. No; Go to Question 3

Interviewer check item:
3. Identify person contacted.

• Family name:
• Given name and initial(s)

1. Occupant
2. Neighbour
3. Superintendent or building manager
4. Other; Specify

Section Ill — Dwelling Occupancy Status on May 14, 2019

4. Was someone living in the dwelling on Census Test Day? (Tuesday, May 14, 2019)

1. Yes; Continue with Question 5
2. No; Go to Question 6
3. Don't know; End interview and find another contact

• If the dwelling is now occupied but the occupancy on May 14, 2019 is unknown, check "Don't know".
• Only check "Yes" or "No" based on the occupancy on Census Test Day, Tuesday, May 14, 2019.

5. On Census Test Day, were they living in the dwelling on a temporary or occasional basis, or was it their usual home?
A temporary or occasional basis would include such things as staying at a summer home or a second home.

1. Temporary – Specify; Go to Question 15
2. Usual Home; Go to Question 17
3. Don't know; Go to Question 17

6. Is the dwelling generally occupied on a temporary or occasional basis, or is it someone's usual home?
A temporary or occasional basis would include such things as a summer home or a second home.

1. Temporary – Specify; Go to Question 15
2. Usual Home; Continue with Question 7
3. Don't know; Continue with Question 7

7. Were the usual residents temporarily away, or staying outside of Canada on Census Test Day, Tuesday, May 14?
Temporarily away includes being away on business, at a summer home, on vacation, or at school.

1. Yes – Specify; Go to Question 17
2. No; Continue with Question 8
3. Don't know; Continue with Question 8

Section lV— Interview A — Dwelling Unoccupied on May 14, 2019

8. Was anyone living in the dwelling at any time between May 1st and Census Test Day, Tuesday, May 14?

1. Yes; Continue with Question 9
2. No; Go to Question 11
3. Don't know; Go to Question 11

9. Were they living in the dwelling on a temporary or occasional basis, or was it their usual home?
A temporary or occasional basis would include such things as staying at a summer home or a second home.

1. Temporary; Go to Question 15
2. Usual home; Continue with Question 10
3. Don't know; Go to Question 11

10. Could you tell me when these former occupants moved out of the dwelling?

1. On or before May 13, 2019; Continue with Question 11
2. On or after May 14, 2019; Return to Question 4, and obtain information about the dwelling for Census Test Day. Use a new questionnaire if necessary
3. Don't know; Continue with Question 11

Interviewer check item:
11. Is the person being interviewed an occupant of the dwelling listed in SECTION I?

1. Yes; Continue with Question 12
2. No; Go to Question 13

12. On what date did your household move into this dwelling?

1. On or before May 14, 2019; Return to Question 4, and obtain information about the dwelling for Census Test Day. Use a new questionnaire if necessary.
2. On or after May 15, 2019; Go to Question 15

13. Is someone currently living in the dwelling?

1. Yes; Continue with Question 14
2. No; Go to Question 15
3. Don't know; Go to Question 15

14. On what date did the current occupant(s) move into the dwelling?

1. On or before May 14, 2019; Return to Question 4, and obtain information about the dwelling for Census Test Day. Use a new questionnaire if necessary.
2. On or after May 15, 2019; Continue with Question 15
3. Don't know; Continue with Question 15

15. Was this dwelling suitable for year-round occupancy on Census Test Day, Tuesday, May 14?
That is, did it have a source of heat or power, and provide complete shelter from the elements?

1. Yes; Continue with Question 16
2. No; Continue with Question 16
3. Don't know; Continue with Question 16

16. Was this dwelling under construction or major renovation on Census Test Day, Tuesday, May 14?

1. Yes; End interview and complete Question 24 and Question 25
2. No; End interview and complete Question 24 and Question 25
3. Don't know; End interview and complete Question 24 and Question 25

Section V — Interview B — Dwelling Occupied on May 14, 2019

17. How many persons were living in the dwelling on Census Test Day, Tuesday, May 14?

Include:

• All persons who had their main residence at this address on May 14, 2019, including newborn babies, room-mates and person who were temporarily away,
• Canadian citizens, landed immigrants (permanent residents), persons asking for refugee status (refugee claimants), persons from another country with a work or study permit and family members living here with them,
• Persons staying at this address temporarily on May 14, 2019 who have no main residence elsewhere.

Exclude:

• Visitors who had their main residence elsewhere in Canada,
• Government representatives of another country or members of the Armed Forces of another country and their families,
• Residents of another country visiting Canada, for example, on a business trip or on vacation.

1. number of persons; Continue with Question 18
   If "00" persons End interview and complete Question 24 and Question 25
2. Don't know; Continue with Question 18

18. When did these people move into this dwelling?

1. On or before May 14, 2019; Go to Question 21
2. On or after May 15, 2019; Continue with Question 19
3. Don't know; Go to Question 23

19. Did anyone live in the dwelling prior to these people?

1. Yes; Continue with Question 20
2. No; Return to Question 4, and obtain information about the dwelling for Census Test Day. Use a new questionnaire if necessary.
3. Don't know; Go to Question 23

20. When did these former occupants move out of this dwelling?

1. On or before May 13, 2019; Return to Question 4, and obtain information about the dwelling for Census Test Day. Use a new questionnaire if necessary
2. On or after May 14, 2019; Return to Question 17 and obtain information for the May 14 occupants
3. Don't know; Go to Question 23

21. Do these people still live in the dwelling?

1. Yes; Go to Question 23
2. No; Continue with Question 22
3. Don't know; Go to Question 23

22. When did these people move out of the dwelling?

1. On or before May 13, 2019; Return to Question 4, and obtain information about the dwelling for Census Test Day. Use a new questionnaire if necessary.
2. On or after May 14, 2019; Go to Question 23
3. Don't know; Go to Question 23

23. What is the sex and age of each person usually living in the dwelling on Census Test Day, May 14?

Interviewer instructions:
Refer to Question 17 to obtain the total number of persons.
If Question 17 has no response or the number of persons is "00" or more than "06", End interview and complete Question 24 and Question 25

1. Number of persons

Obtain the sex and age for each person.
If the age of a person is unknown, an approximate age is acceptable.

List of household members - Census Test Day, May 14th, 2019
Table summary
This table contains no data. It is an example of an empty data table used by respondents to provide data to Statistics Canada.

	Person 1	Person 2	Person 3	Person 4	Person 5	Person 6
Male / Female
Age
For children under the age of 1, enter 0.

Section Vl — Classification of Dwelling

Interviewer:
To be completed by interviewer upon completion of interview.

24. What is the "dwelling type" of the dwelling listed in Section I? Mark one circle only.
For a list of dwelling types and their definitions refer to page 6.

1. Single-detached house
2. Semi-detached house
3. Row house
4. Apartment or flat in a duplex
5. Apartment in a building that has five or more storeys
6. Apartment in a building that has fewer than five storeys
7. Other single-attached house
8. Mobile home
9. Other movable dwelling

25. Is the dwelling listed in Section l suitable for year round occupancy?
That is, does it have a source of heat or power, and provide complete shelter from the elements?

1. Yes
2. No
3. Don't know

Section Vll — Situations in the Field

Interviewer check item:
Check all that apply. Explain situations in Section VIII - Comments.

1. "No dwelling exists" or "Could not locate address" - explain the situation
2. More than one dwelling at the same address – explain the situation & write down the exact number of dwellings at this address
3. Two addresses describe the same dwelling (i.e. AD=01) – write down the SSID for each dwelling
4. Only one of the two addresses associated with the dwelling is listed on the Assignment List, Form 1B, you will conduct one interview for the entire dwelling (i.e. AD=02) – write the other address associated with the dwelling
5. Dwelling is a business or collective dwelling with a private dwelling at the address – explain the situation
6. Refusal by the occupant
7. Refusal by NON-occupant
8. Received a completed Form 2A during DCS
9. Other – explain the situation

Section Vlll — Comments

(Space for comments)

Private dwelling type codes - Definitions

1. Single-detached house

A single dwelling not attached to any other dwelling or structure (except its own garage or shed).

A single-detached house has open space on all sides, and has no dwellings either above it or below it.

A mobile home fixed permanently to a foundation should be coded as a single-detached house. (See Code 8.)

2. Semi-detached house

One of two dwellings attached side by side (or back to back) to each other, but not attached to any other dwelling or structure (except its own garage or shed). A semi-detached house has no dwellings either above it or below it and the two units, together, have open space on all sides.

3. Row house

One of three or more dwellings joined side by side (or occasionally side to back), such as a townhouse or garden home, but not having any other dwellings either above it or below. If townhouses are attached to high-rise buildings, assign Code 3 to each townhouse.

4. Apartment or flat in a duplex

One of two dwellings, located one above the other. If duplexes are attached to triplexes or other duplexes or to other non-residential structures (e.g., a store), assign Code 4 to each apartment or flat in the duplexes.

5. Apartment in a building that has five or more storeys

A dwelling unit in a high-rise apartment building which has five or more storeys. Also included are apartments in a building that has five or more storeys where the first floor and/or second floor are commercial establishments.

6. Apartment in a building that has fewer than five storeys

A dwelling unit attached to other dwelling units, commercial units, or other non-residential space in a building that has fewer than five storeys.

7. Other single-attached house

A single dwelling that is attached to another building and that does not fall into any of the other categories, such as a single dwelling attached to a non-residential structure (e.g., store or church) or occasionally to another residential structure (e.g., apartment building).

8. Mobile home

A single dwelling, designed and constructed to be transported on its own chassis and capable of being moved to a new location on short notice. It may be placed temporarily on a foundation pad and may be covered by a skirt.

A mobile home must meet the following two conditions:

• It is designed and constructed to be transported on its base frame (or chassis) in one piece.
• The dwelling can be moved on short notice. This dwelling can be easily relocated to a new location, because of the nature of its construction, by disconnecting it from services, attaching it to a standard wheel assembly and moving it without resorting to significant renovations and reconstructions.

9. Other movable dwelling

A single dwelling, other than a mobile home, used as a place of residence, but capable of being moved on short notice, such as a tent, recreational vehicle, travel trailer, houseboat or floating home.

Private dwelling type codes — Chart

Is this dwelling attached to another dwelling or structure (other than its own garage or shed)?

• No
  Can this dwelling be moved on short notice?
  • No: Code 1
  • Yes
    Is this dwelling designed and constructed to be transported on its own frame (i.e., mobile home)?
    • No: Code 9
    • Yes: Code 8
• Yes
  Does this dwelling have any other dwelling(s) above or below it?
  • No
    Is this dwelling in a building that has more than two dwellings attached side by side or back to back?
    • No
      Is this dwelling attached to only one other dwelling side by side or back to back (i.e., semi-detached)?
      • No: Code 7
      • Yes: Code 2
    • Yes: Code 3
  • Yes
    Is this dwelling in a building that has five or more storeys?
    • No
      Are there exactly two dwellings in this building?
      • No: Code 6
      • Yes: Code 4
    • Yes: Code 5