Statement outlining results, risks and significant changes in operations, personnel and program

A) Introduction

Statistics Canada's mandate

Statistics Canada (“the agency”) is a member of the Innovation, Science and Economic Development portfolio.

Statistics Canada's role is to ensure that Canadians have access to a trusted source of statistics on Canada that meets their highest priority needs.

The agency's mandate derives primarily from the Statistics Act. The Act requires that the agency collects, compiles, analyzes and publishes statistical information on the economic, social, and general conditions of the country and its people. It also requires that Statistics Canada conduct the census of population and the census of agriculture every fifth year, and protects the confidentiality of the information with which it is entrusted.

Statistics Canada also has a mandate to co-ordinate and lead the national statistical system. The agency is considered a leader, among statistical agencies around the world, in co‑ordinating statistical activities to reduce duplication and reporting burden.

More information on Statistics Canada's mandate, roles, responsibilities and programs can be found in the 2018-2019 Main Estimates and in the Statistics Canada 2018-2019 Departmental Plan.

The quarterly financial report:

  • should be read in conjunction with the 2018-2019 Main Estimates;
  • has been prepared by management, as required by Section 65.1 of the Financial Administration Act, and in the form and manner prescribed by Treasury Board;
  • has not been subject to an external audit or review.

Statistics Canada has the authority to collect and spend revenue from other federal government departments and agencies, as well as from external clients, for statistical services and products.

Basis of presentation

This quarterly report has been prepared by management using an expenditure basis of accounting. The accompanying Statement of Authorities includes the agency's spending authorities granted by Parliament and those used by the agency consistent with the Main Estimates for the 2018-2019 fiscal year. This quarterly report has been prepared using a special purpose financial reporting framework designed to meet financial information needs with respect to the use of spending authorities.

The authority of Parliament is required before moneys can be spent by the Government. Approvals are given in the form of annually approved limits through appropriation acts or through legislation in the form of statutory spending authority for specific purposes.

The agency uses the full accrual method of accounting to prepare and present its annual departmental financial statements that are part of the departmental results reporting process. However, the spending authorities voted by Parliament remain on an expenditure basis.

B) Highlights of fiscal quarter and fiscal year-to-date results

This section highlights the significant items that contributed to the net increase in resources available for the year, as well as actual expenditures for the quarter ended June 30.

Chart 1 outlines the gross budgetary authorities, which represent the resources available for use for the year as of June 30.
Description for Chart 1: Comparison of gross budgetary authorities and expenditures as of June 30, 2017, and June 30, 2018

This bar graph shows Statistics Canada's budgetary authorities and expenditures, in thousands of dollars, as of June 30, 2017 and 2018:

  • As at June 30, 2017
    • Net budgetary authorities: $471,064
    • Vote netting authority: $120,000
    • Total authority: $591,064
    • Net expenditures for the period ending June 30: $122,197
    • Year-to-date revenues spent from vote netting authority for the period ending June 30: $17,218
    • Total expenditures: $139,415
  • As at June 30, 2018
    • Net budgetary authorities: $478,419
    • Vote netting authority: $120,000
    • Total authority: $598,419
    • Net expenditures for the period ending June 30: $129,286
    • Year-to-date revenues spent from vote netting authority for the period ending June 30: $17,347
    • Total expenditures: $146,633

Chart 1 outlines the gross budgetary authorities, which represent the resources available for use for the year as of June 30.

Significant changes to authorities

Total authorities available for 2018-2019 have increased by $7.3 million, or 1.2%, from the previous year, from $591.1 million to $598.4 million (Chart 1). This net increase is mostly the result of the following:

  • An increase of $42.4 million for new cyclical funding received to cover planning and developmental activities related to the 2021 Census of Population program;
  • An increase of $20.8 million for negotiated salary adjustments;
  • An increase of $10.1 million for two programs; Housing Statistics Framework (Canadian Housing Statistics Program) and Measurement of Growth in International Visitors to Canada;
  • A decrease for the 2016 Census of Population program of $37.0 million and for the 2016 Census of Agriculture program of $2.9 million due to the cyclical nature of funding that is winding down;
  • A decrease of $26.6 million for the Statistical Survey Operations pay equity settlement.

In addition to the appropriations allocated to the agency through the Main Estimates, Statistics Canada also has vote net authority within Vote 1, which entitles the agency to spend revenues collected from other federal government departments, agencies, and external clients to provide statistical services. Vote netting authority is stable at $120 million in each of the fiscal years 2017-2018 and 2018-2019.

Significant changes to expenditures

Year-to-date net expenditures recorded to the end of the first quarter increased by $7.1 million, or 5.8% from the previous year, from $122.2 million to $129.3 million (See Table A: Variation in Departmental Expenditures by Standard Object).

Statistics Canada spent approximately 27% of its authorities by the end of the first quarter, compared with 26% in the same quarter of 2017-2018.

Table A: Variation in Departmental Expenditures by Standard Object (unaudited)
Table summary: This table displays the variance of departmental expenditures by standard object between fiscal 2017-2018 and 2018-2019. The variance is calculated for year to date expenditures as at the end of the first quarter. The row headers provide information by standard object. The column headers provide information in thousands of dollars and percentage variance for the year to date variation.
Departmental Expenditures Variation by Standard Object: Q1 year-to-date variation between fiscal year 2017-2018 and 2018-2019
$'000 %
Note: Explanations are provided for variances of more than $1 million.
(01) Personnel 3,672 2.9
(02) Transportation and communications -1,071 -31.1
(03) Information 53 6.1
(04) Professional and special services 1,700 52.4
(05) Rentals 1,039 30.3
(06) Repair and maintenance 74 136.3
(07) Utilities, materials and supplies -71 -27.6
(08) Acquisition of land, buildings and works 5 200.9
(09) Acquisition of machinery and equipment 761 36.9
(10) Transfer payments - -
(12) Other subsidies and payments 1,056 871.6
Total gross budgetary expenditures 7,218 5.2
Less revenues netted against expenditures:
Revenues 129 0.7
Total net budgetary expenditures 7,089 5.8

Personnel: The increase is mainly the result of the negotiated salary adjustments following the ratification of the collective agreements in 2017-2018.

Transportation and communications: The decrease is mainly due to a reduction in travel expenses related to operational activities. A large portion of this reduction is attributed to the Nunavut Inuit Labor Force Survey not being conducted in 2018-2019.

Professional and special services: The increase is mainly due to the hiring of external resources, the contribution paid to the Canada School of Public Service, as per the school's funding model, and the training taken by employees on the Statistical Analysis System (SAS).

Rentals: The increase is mainly due to maintenance of software licenses.

Other subsidies and payments: The increase is mainly due to the non-salary payments related to the Statistical Survey Operations pay equity settlement.

C) Risks and uncertainties

Statistics Canada is currently expending significant effort in modernizing its business processes and tools, in order to maintain its relevance and maximize the value it can provide Canadians. As a foundation piece for some of these efforts, the agency is working in collaboration with Shared Services Canada and Treasury Board (Chief Information Officer Branch) to ensure the agency has access to adequate IT services and support to attain its modernization objective. Costs and activities are projected based on various assumptions that can change depending on the nature and degree of work required to accomplish the initiatives. Risks and uncertainties are being mitigated by the agency’s strong financial planning management practices and business architecture.

D) Significant changes to operations, personnel and programs

There were no major changes to the departmental operations during this quarter. Minor changes in program activities with financial implications include:

  • The Census program is ramping down operations from the 2016 Census and is in the planning phase for the 2021 Census. As such, expenditures for this program are significantly lower than other years within the cycle.
  • Budget 2018 announced funding for new initiatives. Expenditures related to these new initiatives are expected to ramp up throughout the fiscal year.

Approval by senior officials

Approved by:

Anil Arora, Chief Statistician
Kathleen Mitchell, Acting Chief Financial Officer
Ottawa, Canada
Signed on: August 16, 2018

Appendix

Statement of Authorities (unaudited)
Fiscal year 2018-2019
Table summary: This table displays the departmental authorities for the fiscal year 2018-2019. The row headers provide information by type of authority, Vote 105 – Net operating expenditures, Statutory authority and Total Budgetary authorities. The column headers provide information in thousands of dollars for Total available for use for the year ending March 31; used during the quarter ended June 30; and year to date used at quarter-end for 2018-2019.
  Total available for use for the year ending March 31, 2019Tablenote 1 Used during the quarter ended June 30, 2018 Year-to-date used at quarter-end
in thousands of dollars
Vote 1 — Net operating expenditures 409,564 113,579 113,579
Statutory authority — Contribution to employee benefit plans 68,855 15,707 15,707
Total budgetary authorities 478,419 129,286 129,286
Tablenote 1

Includes only Authorities available for use and granted by Parliament at quarter-end.

Return to tablenote 1 referrer

Statement of Authorities (unaudited)
Fiscal year 2017-2018
Table summary: This table displays the departmental authorities for the fiscal year 2017-2018. The row headers provide information by type of authority, Vote 105 – Net operating expenditures, Statutory authority and Total Budgetary authorities. The column headers provide information in thousands of dollars for Total available for use for the year ending March 31; Used during the quarter ended June 30; and year to date used at quarter-end for 2017-2018.
  Total available for use for the year ending March 31, 2018Tablenote 1 Used during the quarter ended June 30, 2017 Year-to-date used at quarter-end
in thousands of dollars
Vote 1 — Net operating expenditures 405,572 105,824 105,824
Statutory authority — Contribution to employee benefit plans 65,492 16,373 16,373
Total budgetary authorities 471,064 122,197 122,197
Tablenote 1

Includes only Authorities available for use and granted by Parliament at quarter-end.

Return to tablenote 1 referrer

Departmental budgetary expenditures by Standard Object (unaudited)
Fiscal year 2018-2019
Table summary: This table displays the departmental expenditures by standard object for the fiscal year 2018-2019. The row headers provide information by standard object for expenditures and revenues. The column headers provide information in thousands of dollars for planned expenditures for the year ending March 31; expended during the quarter ended June 30; and year to date used at quarter-end 2018-2019.
  Planned expenditures for the year ending March 31, 2019 Expended during the quarter ended June 30, 2018 Year-to-date used at quarter-end
in thousands of dollars
Expenditures:
(01) Personnel 512,332 129,600 129,600
(02) Transportation and communications 16,557 2,369 2,369
(03) Information 7,198 933 933
(04) Professional and special services 29,945 4,941 4,941
(05) Rentals 12,207 4,468 4,468
(06) Repair and maintenance 1,241 128 128
(07) Utilities, materials and supplies 2,589 188 188
(08) Acquisition of land, buildings and works 172 7 7
(09) Acquisition of machinery and equipment 10,419 2,822 2,822
(10) Transfer payments 100 - -
(12) Other subsidies and payments 5,659 1,177 1,177
Total gross budgetary expenditures 598,419 146,633 146,633
Less revenues netted against expenditures:
Revenues 120,000 17,347 17,347
Total revenues netted against expenditures 120,000 17,347 17,347
Total net budgetary expenditures 478,419 129,286 129,286
Departmental budgetary expenditures by Standard Object (unaudited)
Fiscal year 2017-2018
Table summary: TThis table displays the departmental expenditures by standard object for the fiscal year 2017-2018. The row headers provide information by standard object for expenditures and revenues. The column headers provide information in thousands of dollars for planned expenditures for the year ending March 31; expended during the quarter ended June 30; and year to date used at quarter-end 2017-2018.
  Planned expenditures for the year ending March 31, 2018 Expended during the quarter ended June 30, 2017 Year-to-date used at quarter-end
in thousands of dollars
Expenditures:
(01) Personnel 482,636 125,928 125,928
(02) Transportation and communications 16,223 3,440 3,440
(03) Information 3,482 880 880
(04) Professional and special services 31,750 3,241 3,241
(05) Rentals 12,302 3,429 3,429
(06) Repair and maintenance 2,034 54 54
(07) Utilities, materials and supplies 2,808 259 259
(08) Acquisition of land, buildings and works - 2 2
(09) Acquisition of machinery and equipment 8,170 2,061 2,061
(10) Transfer payments 100 - -
(12) Other subsidies and payments 31,559 121 121
Total gross budgetary expenditures 591,064 139,415 139,415
Less revenues netted against expenditures:
Revenues 120,000 17,218 17,218
Total revenues netted against expenditures 120,000 17,218 17,218
Total net budgetary expenditures 471,064 122,197 122,197

Why do we conduct this survey?

This survey collects data on capital and repair expenditures in Canada. The information is used by federal and provincial government departments and agencies, trade associations, universities and international organizations for policy development and as a measure of regional economic activity.

Your information may also be used by Statistics Canada for other statistical and research purposes.

Your participation in this survey is required under the authority of the Statistics Act.

Other important information

Authorization to collect this information

Data are collected under the authority of the Statistics Act, Revised Statutes of Canada, 1985, Chapter S-19.

Confidentiality

By law, Statistics Canada is prohibited from releasing any information it collects that could identify any person, business, or organization, unless consent has been given by the respondent, or as permitted by the Statistics Act. Statistics Canada will use the information from this survey for statistical purposes only.

Record linkages

To enhance the data from this survey and to reduce the reporting burden, Statistics Canada may combine it with information from other surveys or from administrative sources.

Data-sharing agreements

To reduce respondent burden, Statistics Canada has entered into data-sharing agreements with provincial and territorial statistical agencies and other government organizations, which have agreed to keep the data confidential and use them only for statistical purposes. Statistics Canada will only share data from this survey with those organizations that have demonstrated a requirement to use the data.

Section 11 of the Statistics Act provides for the sharing of information with provincial and territorial statistical agencies that meet certain conditions. These agencies must have the legislative authority to collect the same information, on a mandatory basis, and the legislation must provide substantially the same provisions for confidentiality and penalties for disclosure of confidential information as the Statistics Act. Because these agencies have the legal authority to compel businesses to provide the same information, consent is not requested and businesses may not object to the sharing of the data.

For this survey, there are Section 11 agreements with the provincial and territorial statistical agencies of Newfoundland and Labrador, Nova Scotia, New Brunswick, Quebec, Ontario, Manitoba, Saskatchewan, Alberta, British Columbia, and the Yukon. The shared data will be limited to information pertaining to business establishments located within the jurisdiction of the respective province or territory.

Section 12 of the Statistics Act provides for the sharing of information with federal, provincial or territorial government organizations. Under Section 12, you may refuse to share your information with any of these organizations by writing a letter of objection to the Chief Statistician, specifying the organizations with which you do not want Statistics Canada to share your data and mailing it to the following address:

Chief Statistician of Canada
Statistics Canada
Attention of Director, Enterprise Statistics Division
150 Tunney's Pasture Driveway
Ottawa, Ontario
K1A 0T6

You may also contact us by email at statcan.esdhelpdesk-dsebureaudedepannage.statcan@statcan.gc.ca or by fax at 613-951-6583.

For this survey, there are Section 12 agreements with the statistical agencies of Prince Edward Island, the Northwest Territories and Nunavut as well as the Bank of Canada, Environment and Climate Change Canada, Infrastructure Canada, National Energy Board and Natural Resources Canada.

For agreements with provincial and territorial government organizations, the shared data will be limited to information pertaining to business establishments located within the jurisdiction of the respective province or territory.

Business or organization and contact information

1. Please verify or provide the business or organization's legal and operating name and correct where needed.

Note: Legal name modifications should only be done to correct a spelling error or typo.

Legal Name
The legal name is one recognized by law, thus it is the name liable for pursuit or for debts incurred by the business or organization. In the case of a corporation, it is the legal name as fixed by its charter or the statute by which the corporation was created.

Modifications to the legal name should only be done to correct a spelling error or typo.

To indicate a legal name of another legal entity you should instead indicate it in question 3 by selecting 'Not currently operational' and then choosing the applicable reason and providing the legal name of this other entity along with any other requested information.

Operating Name
The operating name is a name the business or organization is commonly known as if different from its legal name. The operating name is synonymous with trade name.

  • Legal name
  • Operating name (if applicable)

2. Please verify or provide the contact information of the designated business or organization contact person for this questionnaire and correct where needed.

Note: The designated contact person is the person who should receive this questionnaire. The designated contact person may not always be the one who actually completes the questionnaire.

Note: The designated contact person is the person who should receive this questionnaire. The designated contact person may not always be the one who actually completes the questionnaire.

  • First name
  • Last name
  • Title
  • Preferred language of communication
    • English
    • French
  • Mailing address (number and street)
  • City
  • Province, territory or state
  • Postal code or  ZIP  code
  • Country
  • Email address
  • Telephone number (including area code)
  • Extension number (if applicable)
  • Fax number (including area code)

3. Please verify or provide the current operational status of the business or organization identified by the legal and operating name above.

  • Operational
  • Not currently operational

Why is this business or organization not currently operational?

Seasonal operations

  • When did this business or organization close for the season? Date
  • When does this business or organization expect to resume operations? Date

Ceased operations

  • When did this business or organization cease operations? Date
  • Why did this business or organization cease operations?
    • Bankruptcy
    • Liquidation
    • Dissolution
    • Other
      Specify the other reasons for ceased operations

Sold operations

  • When was this business or organization sold? Date
  • What is the legal name of the buyer?

Amalgamated with other businesses or organizations

  • When did this business or organization amalgamate? Date
  • What is the legal name of the resulting or continuing business or organization?
  • What are the legal names of the other amalgamated businesses or organizations?

Temporarily inactive but will re-open

  • When did this business or organization become temporarily inactive? Date
  • When does this business or organization expect to resume operations? Date
  • Why is this business or organization temporarily inactive?

No longer operating due to other reasons

  • When did this business or organization cease operations? Date
  • Why did this business or organization cease operations?

4. Please verify or provide the current main activity of the business or organization identified by the legal and operating name above.

Note: The described activity was assigned using the North American Industry Classification System (NAICS).

This question verifies the business or organization's current main activity as classified by the North American Industry Classification System (NAICS). The North American Industry Classification System (NAICS) is an industry classification system developed by the statistical agencies of Canada, Mexico and the United States. Created against the background of the North American Free Trade Agreement, it is designed to provide common definitions of the industrial structure of the three countries and a common statistical framework to facilitate the analysis of the three economies. NAICS is based on supply-side or production-oriented principles, to ensure that industrial data, classified to NAICS , are suitable for the analysis of production-related issues such as industrial performance.

The target entity for which NAICS is designed are businesses and other organizations engaged in the production of goods and services. They include farms, incorporated and unincorporated businesses and government business enterprises. They also include government institutions and agencies engaged in the production of marketed and non-marketed services, as well as organizations such as professional associations and unions and charitable or non-profit organizations and the employees of households.

The associated NAICS should reflect those activities conducted by the business or organizational units targeted by this questionnaire only, as identified in the 'Answering this questionnaire' section and which can be identified by the specified legal and operating name. The main activity is the activity which most defines the targeted business or organization's main purpose or reason for existence. For a business or organization that is for-profit, it is normally the activity that generates the majority of the revenue for the entity.

The NAICS classification contains a limited number of activity classifications; the associated classification might be applicable for this business or organization even if it is not exactly how you would describe this business or organization's main activity.

Please note that any modifications to the main activity through your response to this question might not necessarily be reflected prior to the transmitting of subsequent questionnaires and as a result they may not contain this updated information.

The following is the detailed description including any applicable examples or exclusions for the classification currently associated with this business or organization.

Description and examples

  • This is the current main activity.
  • This is not the current main activity.

Please provide a brief but precise description of this business or organization's main activity.
e.g., breakfast cereal manufacturing, shoe store, software development

Main activity

5. You indicated that is not the current main activity.

Was this business or organization's main activity ever classified as:?

  • Yes
    When did the main activity change? Date
  • No

6. Please search and select the industry classification code that best corresponds to this business or organization's main activity.

Select this business or organization's activity sector (optional)

  • Farming or logging operation
  • Construction company or general contractor
  • Manufacturer
  • Wholesaler
  • Retailer
  • Provider of passenger or freight transportation
  • Provider of investment, savings or insurance products
  • Real estate agency, real estate brokerage or leasing company
  • Provider of professional, scientific or technical services
  • Provider of health care or social services
  • Restaurant, bar, hotel, motel or other lodging establishment
  • Other sector

Reporting period information

1. What are the start and end dates of this organization's 2018 fiscal year?

Note: For this survey, the end date should fall between April 1, 2018 and March 31, 2019.

Here are twelve common fiscal periods that fall within the targeted dates:

  • May 1, 2017 to April 30, 2018
  • June 1, 2017 to May 31, 2018
  • July 1, 2017 to June 30, 2018
  • August 1, 2017 to July 31, 2018
  • September 1, 2017 to August 31, 2018
  • October 1, 2017 to September 30, 2018
  • November 1, 2017 to October 31, 2018
  • December 1, 2017 to November 30, 2018
  • January 1, 2018 to December 31, 2018
  • February 1, 2018 to January 31, 2019
  • March 1, 2018 to February 28, 2019
  • April 1, 2018 to March 31, 2019.

Here are other examples of fiscal periods that fall within the required dates:

  • September 18, 2017 to September 15, 2018 ( e.g. , floating year-end)
  • June 1, 2018 to December 31, 2018 ( e.g. , a newly opened business).

Fiscal Year Start date

Fiscal Year-End date

2. What is the reason the reporting period does not cover a full year?

Select all that apply.

  • Seasonal operations
  • New business
  • Change of ownership
  • Temporarily inactive
  • Change of fiscal year
  • Ceased operations
  • Other reason - specify

Capital Expenditures - Preliminary Estimate 2018

1. For the 2018 fiscal year, what are this organization's preliminary estimates for capital expenditures?

Include: all capitalized overhead and capitalized interest.

  • All participants in the Syncrude project should exclude their participation when filing this report. Arrangements have been made to collect data for this project on a consolidated report.
  • When there are partnerships and joint venture activities or projects, report the expenditures reflecting this corporation's net interest in such projects or ventures.
  • Report all dollar amounts in thousands of Canadian dollars ('000).
  • Exclude sales tax.
  • When precise figures are not available, please provide your best estimates.

If there are no capital expenditures, please enter '0'.

A. Oil and gas rights acquisition and retention costs (exclude inter-company sales or transfers):
Include acquisition costs and fees for oil and gas rights (include bonuses, legal fees and filing fees), and oil and gas retention costs.

B. Exploration and evaluation, capitalized or expensed ( e.g. , leases and licences, seismic, exploration drilling):
These expenditures include mineral rights fees and retention costs, geological, geophysical and seismic expenses, exploration drilling, and other costs incurred during the reporting period in order to determine whether oil or gas reserves exist and can be exploited commercially. Report gross expenditures, before deducting any incentive grants, incurred for oil and gas activities on a contracted basis and/or by your own employees. Exclude the cost of land acquired from other oil and gas companies.

C. Building construction ( e.g. , process building, office building, camp, storage building, and maintenance garage):
Include capital expenditures on buildings such as office buildings, camps, warehouses, maintenance garages, workshops, and laboratories. Fixtures, facilities and equipment that are integral parts of the building are included.

D. Other construction assets ( e.g. , development drilling and completions, processing facilities, natural gas plants, upgraders):
Include all infrastructure, other than buildings, such as the cost of well pads, extraction and processing infrastructure and plants, upgrading units, transportation infrastructure, water and sewage infrastructure, tailings, pipelines and wellhead production facilities (pumpjacks, separators, etc. ). Include all preconstruction planning and design costs such as development drilling, regulatory approvals, environmental assessments, engineering and consulting fees and any materials supplied to construction contractors for installation, as well as site clearance and preparation. Equipment which is installed as an integral or built-in feature of a fixed structure ( e.g. , casings, tanks, steam generators, pumps, electrical apparatus, separators, flow lines, etc. ) should be reported with the construction asset; however, when the equipment is replaced within an existing structure, the replacement cost should be reported in machinery and equipment (sustaining capital).

E. Machinery and equipment purchases ( e.g. , trucks, shovels, computers, etc. ):
Include transportation equipment for people and materials, computers, software, communication equipment, and processing equipment not included in the above categories.

CAPTION
 
  2018 Preliminary Estimate
( CAN$ '000 )
Oil and gas rights acquisitions and retention costs
Exclude: land puchased from other oil and gas companies
 
Exploration and evaluation
e.g., seismic, exploration drilling 
 
Non-residential building construction
e.g., process building, office building, camp, storage building, maintenance garage
 
Development and other construction
e.g.,development drilling and completions, processing facilities, natural gas plants, upgraders
 
Machinery and equipment
e.g., trucks, shovels, computers, etc.
 
Total  

Research and Development

2. For the 2018 fiscal year, did this organization perform scientific research and development in Canada of at least $10,000 or outsource (contract-out) to another organization scientific research and development activities of at least $10,000?

Research and experimental development (R&D) comprise creative and systematic work undertaken in order to increase the stock of knowledge - including knowledge of humankind, culture and society - and to devise new applications of available knowledge. For an activity to be an R&D activity, it must satisfy five core criteria:

1. To be aimed at new findings (novel);
2. To be based on original, not obvious, concepts and hypothesis (creative);
3. To be uncertain about the final outcome (uncertainty);
4. To be planned and budgeted (systematic);
5. To lead to results to could be possibly reproduced (transferable/ or reproducible).

The term R&D covers three types of activity: basic research, applied research and experimental development. Basic research is experimental or theoretical work undertaken primarily to acquire new knowledge of the underlying foundations of phenomena and observable facts, without any particular application or use in view. Applied research is original investigation undertaken in order to acquire new knowledge. It is, however, directed primarily towards a specific, practical aim or objective. Experimental development is systematic work, drawing on knowledge gained from research and practical experience and producing additional knowledge, which is directed to producing new products or processes or to improving existing products or processes.

  • Yes
  • No

Capital Expenditures - Intentions 2019

3. For the 2019 fiscal year, what are this organization's intentions for capital expenditures?

Include: all capitalized overhead and capitalized interest.

  • All participants in the Syncrude project should exclude their participation when filing this report. Arrangements have been made to collect data for this project on a consolidated report.
  • When there are partnerships and joint venture activities or projects, report the expenditures reflecting this corporation's net interest in such projects or ventures.
  • Report all dollar amounts in thousands of Canadian dollars ('000).
  • Do not include sales tax.
  • Percentages should be rounded to whole numbers.
  • When precise figures are not available, please provide your best estimates.

If there are no capital expenditures, please enter '0'.

A. Oil and gas rights acquisition and retention costs (exclude inter-company sales or transfers):
Include acquisition costs and fees for oil and gas rights (include bonuses, legal fees and filing fees), and oil and gas retention costs

B. Exploration and evaluation, capitalized or expensed ( e.g. , leases and licences, seismic, exploration drilling):
These expenditures include mineral rights fees and retention costs, geological, geophysical and seismic expenses, exploration drilling, and other costs incurred during the reporting period in order to determine whether oil or gas reserves exist and can be exploited commercially. Report gross expenditures, before deducting any incentive grants, incurred for oil and gas activities on a contracted basis and/or by your own employees. Exclude the cost of land acquired from other oil and gas companies.

C. Building construction ( e.g. , process building, office building, camp, storage building, and maintenance garage):
Include capital expenditures on buildings such as office buildings, camps, warehouses, maintenance garages, workshops, and laboratories. Fixtures, facilities and equipment that are integral parts of the building are included.

D. Other construction assets ( e.g. , development drilling and completions, processing facilities, natural gas plants, upgraders):
Include all infrastructure, other than buildings, such as the cost of well pads, extraction and processing infrastructure and plants, upgrading units, transportation infrastructure, water and sewage infrastructure, tailings, pipelines and wellhead production facilities (pumpjacks, separators, etc. ). Include all preconstruction planning and design costs such as development drilling, regulatory approvals, environmental assessments, engineering and consulting fees and any materials supplied to construction contractors for installation, as well as site clearance and preparation. Equipment which is installed as an integral or built-in feature of a fixed structure ( e.g. , casings, tanks, steam generators, pumps, electrical apparatus, separators, flow lines, etc. ) should be reported with the construction asset; however, when the equipment is replaced within an existing structure, the replacement cost should be reported in machinery and equipment (sustaining capital).

E. Machinery and equipment purchases ( e.g. , trucks, shovels, computers, etc. ):
Include transportation equipment for people and materials, computers, software, communication equipment, and processing equipment not included in the above categories.

CAPTION
 
  Intentions 2019
( CAN$ '000 )
Oil and gas rights acquisitions and retention costs
Exclude: land puchased from other oil and gas companies
 
Exploration and evaluation
e.g., seismic, exploration drilling 
 
Non-residential building construction
e.g., process building, office building, camp, storage building, maintenance garage
 
Development and other construction
e.g.,development drilling and completions, processing facilities, natural gas plants, upgraders
 
Machinery and equipment
e.g., trucks, shovels, computers, etc.
 
Total  

Research and Development

4. For the 2019 fiscal year, does this organization plan on performing scientific research and development in Canada of at least $10,000 or outsourcing (contracting-out) to another organization scientific research and development activities of at least $10,000?

Research and experimental development (R&D) comprise creative and systematic work undertaken in order to increase the stock of knowledge - including knowledge of humankind, culture and society - and to devise new applications of available knowledge. For an activity to be an R&D activity, it must satisfy five core criteria:

1. To be aimed at new findings (novel);
2. To be based on original, not obvious, concepts and hypothesis (creative);
3. To be uncertain about the final outcome (uncertainty);
4. To be planned and budgeted (systematic);
5. To lead to results to could be possibly reproduced (transferable/ or reproducible).

The term R&D covers three types of activity: basic research, applied research and experimental development. Basic research is experimental or theoretical work undertaken primarily to acquire new knowledge of the underlying foundations of phenomena and observable facts, without any particular application or use in view. Applied research is original investigation undertaken in order to acquire new knowledge. It is, however, directed primarily towards a specific, practical aim or objective. Experimental development is systematic work, drawing on knowledge gained from research and practical experience and producing additional knowledge, which is directed to producing new products or processes or to improving existing products or processes.

  • Yes
  • No

Changes and events that affected the business or organization

1. Indicate any changes or events that affected the reported values for this business or organization, compared with the last reporting period.

Select all that apply.

  • Strike or lock-out
  • Exchange rate impact
  • Price changes in goods or services sold
  • Contracting out
  • Organisational change
  • Price changes in labour or raw materials
  • Natural disaster
  • Recession
  • Change in product line
  • Sold business units
  • Expansion
  • New/lost contract
  • Plant closures
  • Acquisition of business units
  • Other changes or events - specify:
  • No changes or events

Contact person

1. Statistics Canada may need to contact the person who completed this questionnaire for further information.

Is Provided Given Names, Provided Family Name the best person to contact?

  • Yes
  • No

Who is the best person to contact about this questionnaire?

  • First name
  • Last name
  • Title
  • Email address
  • Telephone number (including area code)
  • Extension number (if applicable)
    The maximum number of characters is 5.
  • Fax number (including area code)

Feedback

1. How long did it take to complete this questionnaire?

Include the time spent gathering the necessary information.

  • Hours
  • Minutes

2. We invite your comments about this questionnaire.

Annual Survey of Research and Development in Canadian Industry

Why do we conduct this survey?

This survey collects information on scientific activities of Canadian businesses. The research and development expenditures and personnel information is used by federal, provincial and territorial governments and agencies, academics, trade associations and international organizations for statistical analyses and policy purposes. These data also contribute to national totals of research and development activities. The payments and receipts information is used by these agencies to monitor knowledge flows across international borders and between Canadian businesses.

Your information may also be used by Statistics Canada for other statistical and research purposes.

Your participation in this survey is required under the authority of the Statistics Act.

Other important information

Authorization to collect this information

Data are collected under the authority of the Statistics Act, Revised Statutes of Canada, 1985, Chapter S-19.

Confidentiality

By law, Statistics Canada is prohibited from releasing any information it collects that could identify any person, business, or organization, unless consent has been given by the respondent, or as permitted by the Statistics Act. Statistics Canada will use the information from this survey for statistical purposes only.

Record linkages

To enhance the data from this survey and to reduce the reporting burden, Statistics Canada may combine the acquired data with information from other surveys or from administrative sources.

Data-sharing agreements

To reduce respondent burden, Statistics Canada has entered into data-sharing agreements with provincial and territorial statistical agencies and other government organizations, which have agreed to keep the data confidential and use them only for statistical purposes. Statistics Canada will only share data from this survey with those organizations that have demonstrated a requirement to use the data.

Provincial and territorial statistical agencies

Section 11 of the Statistics Act provides for the sharing of information with provincial and territorial statistical agencies that meet certain conditions. These agencies must have the legislative authority to collect the same information, on a mandatory basis, and the legislation must provide substantially the same provisions for confidentiality and penalties for disclosure of confidential information as the Statistics Act. Because these agencies have the legal authority to compel businesses to provide the same information, consent is not requested and businesses may not object to the sharing of the data.

For this survey, there are Section 11 agreements with the provincial and territorial statistical agencies of Newfoundland and Labrador, Nova Scotia, New Brunswick, Quebec, Ontario, Manitoba, Saskatchewan, Alberta, British Columbia and the Yukon. The shared data will be limited to information on in-house research and development expenditures (Question 14) and in-house research and development personnel (Question 72) pertaining to business establishments located within the jurisdiction of the respective province or territory.

Section 12 of the Statistics Act provides for the sharing of information with federal, provincial or territorial government organizations. Under Section 12, you may refuse to share your information with any of these organizations by writing a letter of objection to the Chief Statistician, specifying the organizations with which you do not want Statistics Canada to share your data and mailing it to the following address:

Chief Statistician of Canada
Statistics Canada
Attention of Director, Enterprise Statistics Division
150 Tunney's Pasture Driveway
Ottawa, Ontario
K1A 0T6

You may also contact us by email at statcan.esdhelpdesk-dsebureaudedepannage.statcan@statcan.gc.ca or by fax at 613-951-6583.

Other data-sharing agreement

For this survey, there are Section 12 agreements with the statistical agencies of Prince Edward Island, the Northwest Territories and Nunavut. The shared data will be limited to information on in-house research and development expenditures (Question 14) and in-house research and development personnel (Question 72) pertaining to business establishments located within the jurisdiction of the respective province or territory.

Natural Resources Canada

For respondents with expenditures on energy-related research and development in technology (fossil fuels, renewable energy resources, nuclear fission and fusion, electric power, hydrogen and fuel cells, energy efficiency, other energy-related technologies), Statistics Canada will also share survey data with the Office of Energy Research and Development (OERD) of Natural Resources Canada. The shared data will be limited to information on Energy Research and Development Expenditures by Area of Technology (Questions 22 to 69).

Business or organization and contact information

1. Please verify or provide the business or organization's legal and operating name and correct where needed.

Note: Legal name modifications should only be done to correct a spelling error or typo.

Legal Name
The legal name is one recognized by law, thus it is the name liable for pursuit or for debts incurred by the business or organization. In the case of a corporation, it is the legal name as fixed by its charter or the statute by which the corporation was created.

Modifications to the legal name should only be done to correct a spelling error or typo.

To indicate a legal name of another legal entity you should instead indicate it in question 3 by selecting 'Not currently operational' and then choosing the applicable reason and providing the legal name of this other entity along with any other requested information.

Operating Name
The operating name is a name the business or organization is commonly known as if different from its legal name. The operating name is synonymous with trade name.

  • Legal name
  • Operating name (if applicable)

2. Please verify or provide the contact information of the designated business or organization contact person for this questionnaire and correct where needed.

Note: The designated contact person is the person who should receive this questionnaire. The designated contact person may not always be the one who actually completes the questionnaire.

  • First name
  • Last name
  • Title
  • Preferred language of communication
    • English
    • French
  • Mailing address (number and street)
  • City
  • Province, territory or state
  • Postal code or ZIP code
  • Country
    • Canada
    • United States
  • Email address
  • Telephone number (including area code)
  • Extension number (if applicable)
  • Fax number (including area code)

3. Please verify or provide the current operational status of the business or organization identified by the legal and operating name above.

  • Operational
  • Not currently operational

Why is this business or organization not currently operational?

Seasonal operations

  • When did this business or organization close for the season? Date
  • When does this business or organization expect to resume operations? Date

Ceased operations

  • When did this business or organization cease operations? Date
  • Why did this business or organization cease operations?
    • Bankruptcy
    • Liquidation
    • Dissolution
    • Other
      Specify the other reasons for ceased operations

Sold operations

  • When was this business or organization sold? Date
  • What is the legal name of the buyer?

Amalgamated with other businesses or organizations

  • When did this business or organization amalgamate? Date
  • What is the legal name of the resulting or continuing business or organization?
  • What are the legal names of the other amalgamated businesses or organizations?

Temporarily inactive but will re-open

  • When did this business or organization become temporarily inactive? Date
  • When does this business or organization expect to resume operations? Date
  • Why is this business or organization temporarily inactive?

No longer operating due to other reasons

  • When did this business or organization cease operations? Date
  • Why did this business or organization cease operations?

4. Please verify or provide the current main activity of the business or organization identified by the legal and operating name above.

Note: The described activity was assigned using the North American Industry Classification System (NAICS).

This question verifies the business or organization's current main activity as classified by the North American Industry Classification System (NAICS). The North American Industry Classification System (NAICS) is an industry classification system developed by the statistical agencies of Canada, Mexico and the United States. Created against the background of the North American Free Trade Agreement, it is designed to provide common definitions of the industrial structure of the three countries and a common statistical framework to facilitate the analysis of the three economies. NAICS is based on supply-side or production-oriented principles, to ensure that industrial data, classified to NAICS, are suitable for the analysis of production-related issues such as industrial performance.

The target entity for which NAICS is designed are businesses and other organizations engaged in the production of goods and services. They include farms, incorporated and unincorporated businesses and government business enterprises. They also include government institutions and agencies engaged in the production of marketed and non-marketed services, as well as organizations such as professional associations and unions and charitable or non-profit organizations and the employees of households.

The associated NAICS should reflect those activities conducted by the business or organizational units targeted by this questionnaire only, as identified in the 'Answering this questionnaire' section and which can be identified by the specified legal and operating name. The main activity is the activity which most defines the targeted business or organization's main purpose or reason for existence. For a business or organization that is for-profit, it is normally the activity that generates the majority of the revenue for the entity.

The NAICS classification contains a limited number of activity classifications; the associated classification might be applicable for this business or organization even if it is not exactly how you would describe this business or organization's main activity.

Please note that any modifications to the main activity through your response to this question might not necessarily be reflected prior to the transmitting of subsequent questionnaires and as a result they may not contain this updated information.

The following is the detailed description including any applicable examples or exclusions for the classification currently associated with this business or organization.

Description and examples

  • This is the current main activity.
  • This is not the current main activity.

Please provide a brief but precise description of this business or organization's main activity.

e.g., breakfast cereal manufacturing, shoe store, software development

Main activity

5. You indicated that is not the current main activity.

Was this business or organization's main activity ever classified as:?

  • Yes
    When did the main activity change? Date
  • No

6. Please search and select the industry classification code that best corresponds to this business or organization's main activity.

Select this business or organization's activity sector (optional)

  • Farming or logging operation
  • Construction company or general contractor
  • Manufacturer
  • Wholesaler
  • Retailer
  • Provider of passenger or freight transportation
  • Provider of investment, savings or insurance products
  • Real estate agency, real estate brokerage or leasing company
  • Provider of professional, scientific or technical services
  • Provider of health care or social services
  • Restaurant, bar, hotel, motel or other lodging establishment
  • Other sector

Reporting period

1. What is the end date of this business's fiscal year?

Note: For this survey, this business's fiscal year end date should fall on or before March 31, 2018.

Here are some examples of fiscal periods that fall within the targeted dates:

May 1, 2016 to April 30, 2017
July 1, 2016 to June 30, 2017
October 1, 2016 to September 30, 2017
January 1, 2017 to December 31, 2017
February 1, 2017 to January 31, 2018
April 1, 2017 to March 31, 2018

  • Fiscal Year-End date

This fiscal year will be referred to as 2017 throughout the questionnaire.

Business status

2. What is this business's GST number (9-digit business number)?

GST number (9-digit business number)

In-house research and development ( R&D ) expenditures

Before you begin,
differences between Scientific Research and Experimental Development (SR&ED) tax incentive program and this survey
Include the following expenditures in this survey:

  • capital R&D expenditures
  • R&D expenditures in the social sciences and humanities
  • payments for R&D performed by other organizations outside Canada.

For this survey
'In-house R&D ' refers to
Expenditures within Canada for R&D performed within this business by:

  • employees (permanent, temporary or casual)
  • self-employed individuals or contractors who are working on-site on this business's R&D projects.

'Outsourced R&D ' refers to
Payments made within or outside Canada to other companies, organizations or individuals to fund R&D performance:

  • grants
  • fellowships
  • contracts.

In-house research and development ( R&D ) expenditures

3. In 2017, did this business have expenditures for R&D performed in-house within Canada?

Exclude payments for outsourced (contracted out or granted) R&D, which should be reported in question 9.

In-house refers to R&D which is performed on-site or within the business's establishment. Exclude R&D expenses performed by other companies or organizations. A later question will collect these data.

Research and experimental development ( R&D ) comprise creative and systematic work undertaken in order to increase the stock of knowledge - including knowledge of humankind, culture and society - and to devise new applications of available knowledge.

R&D is performed in the natural sciences, engineering, social sciences and humanities. There are three types of R&D activities: basic research, applied research and experimental development.

Research work in the social sciences
Include if projects are employing new or significantly different modelling techniques or developing new formulae, analyzing data not previously available or applying new research techniques, development of community strategies for disease prevention, or health education.
Exclude:

  • routine analytical projects using standard techniques and existing data
  • routine market research
  • routine statistical analysis intended for on-going monitoring of an activity.
  • Yes
  • No

4. In 2017, what were this business's expenditures for R&D performed in-house within Canada?

Exclude payments for outsourced (contracted out or granted) R&D, which should be reported in question 9.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

In-house R&D expenditures are composed of current in-house R&D expenditures and capital in-house R&D expenditures.

Current in-house R&D expenditures
Include:

  • wages, salaries, benefits and fringe benefits, materials and supplies
  • services to support R&D, including on-site R&D consultants and contractors
  • necessary background literature
  • minor scientific equipment
  • associated administrative overhead costs.

a. Wages, salaries of permanent, temporary and casual R&D employees
Include benefits and fringe benefits of employees engaged in R&D activities. Benefits and fringe benefits include bonus payments, holiday or vacation pay, pension fund contributions, other social security payments, payroll taxes, etc.

b. Services to support R&D
Include:

  • payments to on-site R&D consultants and contractors working under the direct control of your business
  • other services including indirect services purchased to support in-house R&D such as security, storage, repair, maintenance and use of buildings and equipment
  • computer services, software licensing fees and dissemination of R&D findings.

c. R&D materials
Include:

  • water, fuel, gas and electricity
  • materials for creation of prototypes
  • reference materials (books, journals, etc.)
  • subscriptions to libraries and data bases, memberships to scientific societies, etc.
  • cost of outsourced (contracted out or granted) small R&D prototypes or R&D models
  • materials for laboratories (chemicals, animal, etc.)
  • all other R&D -related materials.

d. All other current R&D costs including overhead
Include administrative and overhead costs (e.g., office, post and telecommunications, internet, insurance), prorated if necessary to allow for non- R&D activities within the business.
Exclude:

  • interest charges
  • value-added taxes (goods and services tax (GST) or harmonized sales tax (HST)).

Capital in-house expenditures are the annual gross amount paid for the acquisition of fixed assets that are used repeatedly, or continuously in the performance of R&D for more than one year. Report capital in-house expenditures in full for the period when they occurred.
Include costs for software, land, buildings and structures, equipment, machinery and other capital costs.
Exclude capital depreciation.

e. Software
Include applications and systems software (original, customized and off-the-shelf software), supporting documentation and other software-related acquisitions.

f. Land acquired for R&D including testing grounds, sites for laboratories and pilot plants.

g. Buildings and structures that are constructed or purchased for R&D activities or that have undergone major improvements, modifications, renovations and repairs for R&D activities.

h. Equipment, machinery and all other capital
Include major equipment, machinery and instruments, including embedded software, acquired for R&D activities.

CAPTION
 
  CAN$ '000
2017 - Current in-house R&D expenditures within Canada  
Wages, salaries of permanent, temporary and casual R&D employees  
Services to support R&D  
R&D materials  
All other current R&D costs  
2017 - Total current in-house R&D expenditures within Canada  
2017 - Capital in-house R&D expenditures within Canada  
Software  
Land  
Buildings and structures  
Equipment, machinery and all other capital  
2017 - Total capital in-house R&D expenditures within Canada  
2017 - Total in-house R&D expenditures within Canada  

5. In 2018 and 2019, does this business plan to have expenditures for R&D performed in-house within Canada?

Exclude payments for outsourced (contracted out or granted) R&D, which should be reported in question 11.

Select all that apply.

In-house R&D expenditures are composed of current in-house R&D expenditures and capital in-house R&D expenditures.

Research and experimental development ( R&D ) comprise creative and systematic work undertaken in order to increase the stock of knowledge - including knowledge of humankind, culture and society - and to devise new applications of available knowledge

Inclusions

Prototypes

  • Include design, construction and operation of prototypes, provided that the primary objective is to make further improvements or to undertake technical testing.
  • Exclude if the prototype is for commercial purposes.

Pilot plants

  • Include construction and operation of pilot plants, provided that the primary objective is to make further improvements or to undertake technical testing.
  • Exclude if the pilot plant is intended to be operated for commercial purposes.

New computer software or significant improvements/modifications to existing computer software
Includes technological or scientific advances in theoretical computer sciences; operating systems e.g., improvement in interface management, developing new operating system of converting an existing operating system to a significantly different hardware environment; programming languages; and applications if a significant technological change occurs.

Contracts
Include all contracts which require R&D. For contracts which include other work, report only the R&D costs.

Research work in the social sciences
Include if projects are employing new or significantly different modelling techniques or developing new formulae, analyzing data not previously available or applying new research techniques.

Exclusions

Routine analysis in the social sciences including policy-related studies, management studies and efficiency studies
Exclude analytical projects of a routine nature, with established methodologies, principles and models of the related social sciences to bear on a particular problem (e.g., commentary on the probable economic effects of a change in the tax structure, using existing economic data; use of standard techniques in applied psychology to select and classify industrial and military personnel, students, etc., and to test children with reading or other disabilities).

Consumer surveys, advertising, market research
Exclude projects of a routine nature, with established methodologies intended for commercialization of the results of R&D.

Routine quality control and testing
Exclude projects of a routine nature, with established methodologies not intended to create new knowledge, even if carried out by personnel normally engaged in R&D.

Pre-production activities such as demonstration of commercial viability, tooling up, trial production, trouble shooting
Although R&D may be required as a result of these steps, these activities are excluded.

Prospecting, exploratory drilling, development of mines, oil or gas wells
Include only if for R&D projects concerned with new equipment or techniques in these activities, such as in-situ and tertiary recovery research.

Engineering
Exclude engineering unless it is in direct support of R&D.

Design and drawing
Exclude design and drawing unless it is in direct support of R&D.

Patent and licence work
Exclude all administrative and legal work connected with patents and licences.

Cosmetic modifications or style changes to existing products
Exclude if no significant technical improvement or modification to the existing products has occurred.

General purpose or routine data collection
Exclude projects of a routine nature, with established methodologies intended for on-going monitoring of an activity.

Routine computer programming, systems maintenance or software application
Exclude projects of a routine nature, with established methodologies intended to support on-going operations.

Routine mathematical or statistical analysis or operations analysis
Exclude projects of a routine nature, with established methodologies intended for on-going monitoring of an activity.

Activities associated with standards compliance
Exclude projects of a routine nature, with established methodologies intended to support standards compliance.

Specialized routine medical care such as routine pathology services
Exclude projects of a routine nature, with established methodologies intended for on-going monitoring of an activity.

  • In 2018
  • In 2019
  • No planned in-house R&D expenditures

6. In 2018, what are this business's planned expenditures for R&D performed in-house within Canada?

Exclude payments for outsourced (contracted out or granted) R&D, which should be reported in question 11.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

CAPTION
 
  CAN$ '000
2018 - Total current in-house R&D expenditures within Canada  
2018 - Total capital in-house R&D expenditures within Canada  

7. In 2019, what are this business's planned expenditures for R&D performed in-house within Canada?

Exclude payments for outsourced (contracted out or granted) R&D, which should be reported in question 11.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

CAPTION
 
  CAN$ '000
2019 - Total current in-house R&D expenditures within Canada  
2019 - Total capital in-house R&D expenditures within Canada  

Outsourced (contracted out or granted) R&D expenditures

8. In 2017, did this business have outsourced (contracted out or granted) R&D expenditures within Canada or outside Canada?

Include:

  • funding or grants provided to other organizations to perform R&D
  • contracted out expenditures for R&D.

Exclude services of self-employed individuals or contractors who are working on-site on this business's R&D projects, which should be reported in question 4.

Select all that apply.

  • Outsourced (contracted out or granted) R&D expenditures are payments made through contracts, grants and fellowships to another company, organization or individual to purchase R&D activities.
  • Within Canada
  • Outside Canada
  • No payment made to others to perform R&D

9. In 2017, what were this business's outsourced (contracted out or granted) R&D expenditures within Canada or outside Canada?

Include:

  • funding or grants provided to other organizations to perform R&D
  • contracted out expenditures for R&D.

Exclude services of self-employed individuals or contractors who are working on-site on this business's R&D projects, which should be reported in question 4.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Include payments made through contracts, grants, donations and fellowships to another company, organization or individual to purchase or fund R&D activities.
Exclude expenditures for on-site R&D contractors.

  • Parent and subsidiary companies are companies connected to each other through majority ownership of the subsidiary company by the parent company. Affiliated companies are companies connected to a parent through minority ownership of the affiliated companies by the parent.
  • Companies include all incorporated for-profit businesses and government business enterprises providing products in the market at market rates.
  • Private non-profit organizations include voluntary health organizations, private philanthropic foundations, associations and societies and research institutes. They are not-for-profit organizations that serve the public interest by supporting activities related to public welfare (such as health, education, the environment).
  • Industrial research institutes or associations include all non-profit organizations that serve the business sector, with industrial associations frequently consisting of their membership.
  • Federal government includes all federal government departments and agencies. It excludes federal government business enterprises providing products in the market.
  • Provincial or territorial governments include all provincial or territorial government ministries, departments and agencies. It excludes provincial or territorial government business enterprises providing products in the market.
  • Provincial or territorial research organizations are organizations created under provincial or territorial law which conduct or facilitate research on behalf of the province or territory.
  • Other organizations - individuals, non-university educational institutions, foreign governments including ministries, departments and agencies of foreign governments.
CAPTION
 
  Within Canada
CAN$ '000
Outside Canada
CAN$ '000
Parent, affiliated and subsidiary companies    
Other companies    
Private non-profit organizations    
Industrial research institutes or associations    
Hospitals    
Universities    
Federal government departments and agencies    
Provincial or territorial government departments, ministries and agencies    
Provincial or territorial research organizations    
Other organizations    
2017 - Total outsourced (contracted out or granted) R&D expenditures    

10. In 2018 and 2019, does this business plan to outsource (contract out or grant) R&D expenditures within Canada or outside Canada?

Include:

  • funding or grants provided to other organizations to perform R&D
  • contracted out expenditures for R&D.

Exclude services of self-employed individuals or contractors who are working on-site on this business's R&D projects, which should be reported in questions 6 and 7.

Select all that apply.

  • Outsourced (contracted out or granted) R&D expenditures are payments made through contracts, grants and fellowships to another company, organization or individual to purchase R&D activities.
  • In 2018
  • In 2019
  • No planned payments to others to perform R&D

11. In 2018 and 2019, what are this business's planned outsourced (contracted out or granted) R&D expenditures within Canada or outside Canada?

Include:

  • funding or grants provided to other organizations to perform R&D
  • contracted out expenditures for R&D.

Exclude services of self-employed individuals or contractors who are working on-site on this business's R&D projects, which should be reported in questions 6 and 7.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Include payments made through contracts, grants, donations and fellowships to another company, organization or individual to purchase or fund R&D activities.
Exclude expenditures for on-site R&D contractors.

CAPTION
 
  Within Canada
CAN$ '000
Outside Canada
CAN$ '000
2018    
2019    

In-house and Outsourced (contracted out or granted) R&D expenditures from 2017 to 2019

12. Summary of total R&D expenditures from 2017 to 2019

CAPTION
 
  2017
CAN$ '000
2018
CAN$ '000
2019
CAN$ '000
Total current in-house R&D expenditures within Canada      
Total capital in-house R&D expenditures within Canada      
Total in-house R&D expenditures within Canada      
Total outsourced (contracted out or granted) R&D expenditures      
Total R&D expenditures      

Geographic distribution of in-house R&D expenditures within Canada in 2017

13. In 2017, in which provinces or territories did this business have expenditures for R&D performed in-house?

Exclude:

  • payments for outsourced (contracted out or granted) R&D, which should be reported in question 9
  • capital depreciation.

Select all that apply.

  • Newfoundland and Labrador
  • Prince Edward Island
  • Nova Scotia
  • New Brunswick
  • Quebec
  • Ontario
  • Manitoba
  • Saskatchewan
  • Alberta
  • British Columbia
  • Yukon
  • Northwest Territories
  • Nunavut

14. In 2017, how were this business's total expenditures for R&D performed in-house distributed by province or territory?

Exclude:

  • payments for outsourced (contracted out or granted) R&D, which should be reported in question 9
  • capital depreciation.

Please report all amounts in thousands of Canadian dollars.

For in-house R&D activities on federal lands, please include in the closest province or territory.

CAPTION
 
  Current in-house R&D expenditures
CAN$ '000
Capital in-house R&D expenditures
CAN$ '000
Newfoundland and Labrador    
Prince Edward Island    
Nova Scotia    
New Brunswick    
Quebec    
Ontario    
Manitoba    
Saskatchewan    
Alberta    
British Columbia    
Yukon    
Northwest Territories    
Nunavut    
2017 - Total current and capital in-house R&D expenditures    
2017 - Total current and capital in-house R&D expenditures previously reported from question 4    

Sources of funds for in-house R&D expenditures in 2017

15. In 2017, what were the sources of funds for this business's total expenditures for R&D performed in-house?

Include Canadian and foreign sources.

Exclude:

  • payments for outsourced (contracted out or granted) R&D, which should be reported in question 9.
  • capital depreciation.

Select all that apply.

Funds from this business
Amount contributed by this business to R&D performed within Canada (include amounts eligible for income tax purposes, e.g., Scientific Research and Experimental Development ( SR&ED ) program, other amounts spent for projects not claimed through SR&ED, and funds for land, buildings, machinery and equipment (capital expenditures) purchased for R&D ).

Funds from parent, affiliated and subsidiary companies
Amount received from parent, affiliated and subsidiary companies used to perform R&D within Canada (include amounts eligible for income tax purposes, e.g., Scientific Research and Experimental Development ( SR&ED ) program, other amounts spent for projects not claimed through SR&ED, and funds for land, buildings, machinery and equipment (capital expenditures) purchased for R&D ).

R&D contract work for other companies
Funds received from other companies to perform R&D on their behalf.

Federal government grants or funding
Grants or funds received from the federal government in support of R&D activities not connected to a specific contractual deliverable.

Federal government contracts
Funds received from the federal government in support of R&D activities connected to a specific contractual deliverable.

Provincial or territorial government grants or funding
Grants or funds received from the provincial or territorial government in support of R&D activities not connected to a specific contractual deliverable.

Provincial or territorial government contracts
Funds received from the provincial or territorial government in support of R&D activities connected to a specific contractual deliverable.

R&D contract work for private non-profit organizations
Funds received from non-profit organizations to perform R&D on their behalf.

Other sources
Funds received from all other sources not previously classified.

  • Funds from this business
    Include interest payments, other income and funding or tax credits from tax incentives.
  • Funds from parent, affiliated and subsidiary companies
  • Federal government grants or funding
    Include R&D grants or funding or R&D portion only of other grants or funding.
  • Federal government contracts
    Include R&D contracts or R&D portion only of other contracts.
  • R&D contract work for other companies
  • Provincial or territorial government grants or funding
    Include R&D grants or funding or R&D portion only of other grants or funding.
    From which province or territory did this business receive provincial or territorial government R&D grants or funding?
    Select all that apply.
    • Newfoundland and Labrador
    • Prince Edward Island
    • Nova Scotia
    • New Brunswick
    • Quebec
    • Ontario
    • Manitoba
    • Saskatchewan
    • Alberta
    • British Columbia
    • Yukon
    • Northwest Territories
    • Nunavut
  • Provincial or territorial government contracts
    Include R&D contracts or R&D portion only of other contracts.
    From which province or territory did this business receive provincial or territorial government R&D contracts?
    Select all that apply.
    • Newfoundland and Labrador
    • Prince Edward Island
    • Nova Scotia
    • New Brunswick
    • Quebec
    • Ontario
    • Manitoba
    • Saskatchewan
    • Alberta
    • British Columbia
    • Yukon
    • Northwest Territories
    • Nunavut
  • R&D contract work for private non-profit organizations
  • Other sources
    e.g., universities, foreign governments, individuals

16. In 2017, what were the sources of funds for this business's total expenditures of $ ###### for R&D performed in-house?

Exclude:

  • payments for outsourced (contracted out or granted) R&D, which should be reported in question 9
  • capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Funds from this business
Amount contributed by this business to R&D performed within Canada (include amounts eligible for income tax purposes, e.g., Scientific Research and Experimental Development ( SR&ED ) program, other amounts spent for projects not claimed through SR&ED, and funds for land, buildings, machinery and equipment (capital expenditures) purchased for R&D ).

Funds from parent, affiliated and subsidiary companies
Amount received from parent, affiliated and subsidiary companies used to perform R&D within Canada (include amounts eligible for income tax purposes, e.g., Scientific Research and Experimental Development ( SR&ED ) program, other amounts spent for projects not claimed through SR&ED, and funds for land, buildings, machinery and equipment (capital expenditures) purchased for R&D ).

R&D contract work for other companies
Funds received from other companies to perform R&D on their behalf.

Federal government grants or funding
Grants or funds received from the federal government in support of R&D activities not connected to a specific contractual deliverable.

Federal government contracts
Funds received from the federal government in support of R&D activities connected to a specific contractual deliverable.

Provincial or territorial government grants or funding
Grants or funds received from the provincial or territorial government in support of R&D activities not connected to a specific contractual deliverable.

Provincial or territorial government contracts
Funds received from the provincial or territorial government in support of R&D activities connected to a specific contractual deliverable.

R&D contract work for private non-profit organizations
Funds received from non-profit organizations to perform R&D on their behalf.

Other sources
Funds received from all other sources not previously classified.

CAPTION
 
  From within Canada
CAN$ '000
From outside Canada
CAN$ '000
Funds from this business    
Funds from parent, affiliated and subsidiary companies    
Federal government grants or funding    
Federal government contracts    
R&D contract work for other companies    

Business 1

GST number (9-digit business number (BN) or charitable registration number)

Legal name

   

Business 2

GST number (9-digit business number (BN) or charitable registration number)

Legal name

   

Business 3

GST number (9-digit business number (BN) or charitable registration number)

Legal name

   

Business 4

GST number (9-digit business number (BN) or charitable registration number)

Legal name

   
Other sources    
Provincial or territorial government grants or funding

Include R&D grants or funding or R&D portion only of other grants or funding.
   
Newfoundland and Labrador    
Prince Edward Island    
Nova Scotia    
New Brunswick    
Quebec    
Ontario    
Manitoba    
Saskatchewan    
Alberta    
British Columbia    
Yukon    
Northwest Territories    
Nunavut    
Provincial or territorial government contracts

Include R&D contracts or R&D portion only of other contracts.
   
Newfoundland and Labrador    
Prince Edward Island    
Nova Scotia    
New Brunswick    
Quebec    
Ontario    
Manitoba    
Saskatchewan    
Alberta    
British Columbia    
Yukon    
Northwest Territories    
Nunavut    
R&D contract work for private non-profit organizations    

Organization 1

GST number (9-digit business number (BN) or charitable registration number)

Legal name

   

Organization 2

GST number (9-digit business number (BN) or charitable registration number)

Legal name

   

Organization 3

GST number (9-digit business number (BN) or charitable registration number)

Legal name

   
Other sources    
2017 - Total in-house R&D expenditures by sources of funds by origin    
2017 - Total in-house R&D expenditures (Canadian and foreign sources)    
Total in-house R&D expenditures previously reported from question 4    

Fields of research and development for in-house R&D expenditures within Canada in 2017

17. In 2017, in which field(s) of research and development did this business have R&D performed in-house within Canada?

Exclude:

  • payments for outsourced (contracted out or granted) R&D, which should be reported in question 9
  • capital depreciation.

Select all that apply.

Natural and formal sciences: physical sciences, chemical sciences, earth and related environmental sciences, biological sciences, other natural sciences.

Engineering and technology: civil engineering, electrical engineering, electronic engineering and communications technology, mechanical engineering, chemical engineering, materials engineering, medical engineering, environmental engineering, environmental biotechnology, industrial biotechnology, nanotechnology, other engineering and technologies.

Software-related sciences and technology: software engineering and technology, computer sciences, information technology and bioinformatics.

Medical and health sciences: basic medicine, clinical medicine, health sciences, medical biotechnology, other medical sciences.

Agricultural sciences: agriculture, forestry and fisheries sciences, animal and dairy sciences, veterinary sciences, agricultural biotechnology, other agricultural sciences.

Social sciences and humanities: psychology, educational sciences, economics and business, other social sciences, humanities.

  • Natural and formal sciences
    Exclude computer sciences, information sciences and bioinformatics.
  • Engineering and technology
    Exclude software engineering and technology.
  • Software-related sciences and technology
  • Medical and health sciences
  • Agricultural sciences
  • Social sciences and humanities

18. In 2017, how were this business's total expenditures for R&D performed in-house within Canada of $ ###### distributed by field(s) of research and development?

Exclude:

  • payments for outsourced (contracted out or granted) R&D, which should be reported in question 9
  • capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Natural and formal sciences

  • Mathematics: pure mathematics, applied mathematics, statistics and probability.
  • Physical sciences: atomic, molecular and chemical physics, interaction with radiation, magnetic resonances, condensed matter physics, solid state physics and superconductivity, particles and fields physics, nuclear physics, fluids and plasma physics (including surface physics), optics (including laser optics and quantum optics), acoustics, astronomy (including astrophysics, space science).
  • Chemical sciences: organic chemistry, inorganic and nuclear chemistry, physical chemistry, polymer science and plastics, electrochemistry (dry cells, batteries, fuel cells, metal corrosion, electrolysis), colloid chemistry, analytical chemistry.
  • Earth and related environmental sciences: geosciences, geophysics, mineralogy and palaeontology, geochemistry and geophysics, physical geography, geology and volcanology, environmental sciences, meteorology, atmospheric sciences and climatic research, oceanography, hydrology and water resources.
  • Biological sciences: cell biology, microbiology and virology, biochemistry, molecular biology and biochemical research, mycology, biophysics, genetics and heredity (medical genetics under medical biotechnology), reproductive biology (medical aspects under medical biotechnology), developmental biology, plant sciences and botany, zoology, ornithology, entomology and behavioural sciences biology, marine biology, freshwater biology and limnology, ecology and biodiversity conservation, biology (theoretical, thermal, cryobiology, biological rhythm), evolutionary biology.
  • Other natural sciences: other natural sciences.

Engineering and technology

  • Civil engineering: civil engineering, architecture engineering, municipal and structural engineering, transport engineering.
  • Electrical engineering, electronic engineering and communications technology: electrical and electronic engineering, robotics and automatic control, micro-electronics, semiconductors, automation and control systems, communication engineering and systems, telecommunications, computer hardware and architecture.
  • Mechanical engineering: mechanical engineering, applied mechanics, thermodynamics, aerospace engineering, nuclear-related engineering (nuclear physics under Physical sciences), acoustical engineering, reliability analysis and non-destructive testing, automotive and transportation engineering and manufacturing, tooling, machinery and equipment engineering and manufacturing, heating, ventilation and air conditioning engineering and manufacturing.
  • Chemical engineering: chemical engineering (plants, products), chemical process engineering.
  • Materials engineering: materials engineering and metallurgy, ceramics, coating and films (including packaging and printing), plastics, rubber and composites (including laminates and reinforced plastics), paper and wood and textiles, construction materials (organic and inorganic).
  • Medical engineering: medical and biomedical engineering, medical laboratory technology (excluding biomaterials which should be reported under Industrial biotechnology).
  • Environmental engineering: environmental and geological engineering, petroleum engineering (fuel, oils), energy and fuels, remote sensing, mining and mineral processing, marine engineering, sea vessels and ocean engineering.
  • Environmental biotechnology: environmental biotechnology, bioremediation, diagnostic biotechnologies in environmental management (DNA chips and bio-sensing devices).
  • Industrial biotechnology: industrial biotechnology, bioprocessing technologies, biocatalysis and fermentation bioproducts (products that are manufactured using biological material as feedstock), biomaterials (bioplastics, biofuels, bio-derived bulk and fine chemicals, bio-derived materials).
  • Nanotechnology: nano-materials (production and properties), nano-processes (applications on nano-scale).
  • Other engineering and technologies: food and beverages, oenology, other engineering and technologies.

Software-related sciences and technologies

  • Software engineering and technology: computer software engineering, computer software technology, and other related computer software engineering and technologies.
  • Computer sciences: computer science, artificial intelligence, cryptography, and other related computer sciences.
  • Information technology and bioinformatics: information technology, informatics, bioinformatics, biomathematics, and other related information technologies.

Medical and health sciences

  • Basic medicine: anatomy and morphology (plant science under Biological science), human genetics, immunology, neurosciences, pharmacology and pharmacy and medicinal chemistry, toxicology, physiology and cytology, pathology.
  • Clinical medicine: andrology, obstetrics and gynaecology, paediatrics, cardiac and cardiovascular systems, haematology, anaesthesiology, orthopaedics, radiology and nuclear medicine, dentistry, oral surgery and medicine, dermatology, venereal diseases and allergy, rheumatology, endocrinology and metabolism and gastroenterology, urology and nephrology, and oncology.
  • Health sciences: health care sciences and nursing, nutrition and dietetics, parasitology, infectious diseases and epidemiology, occupational health.
  • Medical biotechnology: health-related biotechnology, technologies involving the manipulation of cells, tissues, organs or the whole organism, technologies involving identifying the functioning of DNA, proteins and enzymes, pharmacogenomics, gene-based therapeutics, biomaterials (related to medical implants, devices, sensors).
  • Other medical sciences: forensic science, other medical sciences.

Agricultural sciences

  • Agriculture, forestry and fisheries sciences: agriculture, forestry, fisheries and aquaculture, soil science, horticulture, viticulture, agronomy, plant breeding and plant protection.
  • nimal and dairy sciences: animal and dairy science, animal husbandry.
  • Veterinary sciences: veterinary science (all).
  • Agricultural biotechnology: agricultural biotechnology and food biotechnology, genetically modified (GM) organism technology and livestock cloning, diagnostics (DNA chips and biosensing devices), biomass feedstock production technologies and biopharming.
  • Other agricultural sciences: other agricultural sciences.

Social sciences and humanities

  • Psychology: cognitive psychology and psycholinguistics, experimental psychology, psychometrics and quantitative psychology, and other fields of psychology.
  • Educational sciences: education, training and other related educational sciences.
  • Economics and business: micro-economics, macro-economics, econometrics, labour economics, financial economics, business economics, entrepreneurial and business administration, management and operations, management sciences, finance and all other related fields of economics and business.
  • Other social sciences: anthropology (social and cultural) and ethnology, demography, geography (human, economic and social), planning (town, city and country), management, organisation and methods (excluding market research unless new methods/techniques are developed), law, linguistics, political sciences, sociology, miscellaneous social sciences and interdisciplinary, and methodological and historical science and technology activities relating to subjects in this group.
  • Humanities: history (history, prehistory and history, together with auxiliary historical disciplines such as archaeology, numismatics, palaeography, genealogy, etc.), languages and literature (ancient and modern), other humanities (philosophy (including the history of science and technology)), arts (history of art, art criticism, painting, sculpture, musicology, dramatic art excluding artistic "research" of any kind), religion, theology, other fields and subjects pertaining to the humanities, and methodological, historical and other science and technology activities relating to the subjects in this group.
CAPTION
 
  CAN$ '000
Natural and formal sciences  
Mathematics  
Physical sciences  
Chemical sciences  
Earth and related environmental sciences  
Biological sciences  
Other natural sciences  
Total natural and formal sciences  
Engineering and technology  
Civil engineering  
Electrical engineering, electronic engineering and communications technology  
Mechanical engineering  
Chemical engineering  
Materials engineering  
Medical engineering  
Environmental engineering  
Environmental biotechnology  
Industrial biotechnology  
Nanotechnology  
Other engineering and technologies  
Total engineering and technology  
Software-related sciences and technology  
Software engineering and technology  
Computer sciences  
Information technology and bioinformatics  
Total software-related sciences and technology  
Medical and health sciences  
Basic medicine  
Clinical medicine  
Health sciences  
Medical biotechnology  
Other medical sciences  
Total medical and health sciences  
Agricultural sciences  
Agriculture, forestry and fisheries sciences  
Animal and dairy sciences  
Veterinary sciences  
Agricultural biotechnology  
Other agricultural sciences  
Total agricultural sciences  
Social sciences and humanities  
Psychology  
Educational sciences  
Economics and business  
Other social sciences  
Humanities  
Total social sciences and humanities  
2017 - Total in-house R&D expenditures within Canada by field of research and development  
Total in-house R&D expenditures previously reported from question 4  

19. Summary of 2017 total in-house R&D expenditures within Canada distributed by field(s) of research and development.

CAPTION
 
  CAN$ '000
Total natural and formal sciences  
Total engineering and technology  
Total software-related sciences and technology  
Total medical and health sciences  
Total agricultural sciences  
Total social sciences and humanities  
Total in-house R&D expenditures within Canada by fields of research and development  

Nature of R&D for in-house R&D expenditures within Canada in 2017

20. In 2017, how were this business's total expenditures for R&D performed in-house within Canada of $ ###### distributed by nature of R&D?

Basic research is experimental or theoretical work undertaken primarily to acquire new knowledge of the underlying foundation of phenomena and observable facts, without any particular application or use in view.

Applied research is original investigation undertaken in order to acquire new knowledge. It is, however, directed primarily towards a specific, practical aim or objective.

Experimental development is systematic work, drawing on knowledge gained from research and practical experience and producing additional knowledge, which is directed to producing new products or processes or to improving existing products or processes.

CAPTION
 
  Percentage of total in-house R&D expenditures
Basic research  
Applied research  
Experimental development  
Total percentage  

Results of R&D expenditures from 2015 to 2017

21. During the three (3) years 2015, 2016 and 2017, did this business's total expenditures for R&D performed in-house and outsourced (contracted out or granted) within Canada or outside Canada lead to new or significant improvements to the following?

Goods
Goods developed through new knowledge from research discoveries include determination of effectiveness of existing treatment protocols, establishment of new treatment protocols (including diagnostic procedures, tests and protocols), and creation of new service delivery models and reference tools (including electronic applications).

CAPTION
 
  Yes No
Goods    
Services    
Methods of manufacturing or producing goods and services    
Logistics, delivery or distribution methods for this business's inputs, goods or services    
Supporting activities for this business's processes, such as maintenance systems or operations for purchasing, accounting or computing    

Energy-related R&D by area of technology

22. In 2017, did this business's total in-house and outsourced (contracted out or granted) R&D expenditures include energy-related R&D in the following categories?

a. Fossil fuels: crude oils and natural gas exploration, crude oils and natural gas production, oil sands and heavy crude oils surface and sub-surface production and separation of the bitumen, tailings management, refining, processing and upgrading, coal production, separation and processing, transportation of fossil fuels.

b. Renewable energy resources: solar photovoltaics (PV), solar thermal-power and high-temperature applications, solar heating and cooling, wind energy, bio-energy - biomass production, bio-energy - biomass conversion to fuels, bio-energy - biomass conversion to heat and electricity, and other bio-energy, small hydro (less than MW), large hydro (greater than or equal to 10 MW), other renewable energy.

c. Nuclear: materials exploration, mining and preparation, tailings management, nuclear reactors, other fission, fusion.

d. Electric power: generation in utility sector, combined heat and power in industry and in buildings, electricity transmission, distribution and storage of electricity.

e. Hydrogen and fuel cells: hydrogen production for process applications, hydrogen production for transportation applications, hydrogen transport and storage, other hydrogen, fuel cells, both stationary and mobile.

f. Energy efficiency: industry, residential and commercial, transportation, other energy efficiency.

g. Other energy-related technologies: carbon capture, transportation and storage for fossil fuel production and processing, electric power generation, industry in end-use sector, energy systems analysis, all other energy-related technologies.

CAPTION
 
  Yes No
Fossil fuels    
Renewable energy resources    
Nuclear fission and fusion    
Electric power    
Hydrogen and fuel cells    
Energy efficiency    
Other energy-related technologies    

Energy-related R&D by area of technology - Fossil fuels

23. In 2017, did this business's total in-house and outsourced (contracted out or granted) R&D expenditures include fossil fuels-related R&D in the following categories?

Select all that apply.

Crude oils and natural gas exploration:
Includes development of advanced exploration methods (geophysical, geochemical, seismic, magnetic) for on-shore and off-shore prospecting.

Crude oil and natural gas production (including enhanced recovery) and storage:
Includes on-shore and off-shore deep drilling equipment and techniques for conventional oil and gas, secondary and tertiary recovery of oil and gas, hydro fracturing techniques, processing and cleaning of raw product, storage on remote platforms (e.g., Arctic, off-shore), safety aspects of offshore platforms.

Oil sands and heavy crude oils surface and sub-surface production and separation of the bitumen, tailings management:
Includes surface and in-situ production (e.g., SAGD), tailings management.

Refining, processing and upgrading:
Includes processing of natural gas to pipeline specifications, and refining of conventional crude oils to refined petroleum products (RPPs), and the upgrading of bitumen and heavy oils either to synthetic crude oil or to RPPs. Upgrading may be done at an oil sands plant, regional merchant upgraders or integrated into a refinery producing RPPs.

Coal production, separation and processing:
Includes coal, lignite and peat exploration, deposit evaluation techniques, mining techniques, separation techniques, coking and blending, other processing such as coal to liquids, underground (in-situ) gasification.

Transportation of fossil fuels:
Includes transport of gaseous, liquid and solid hydrocarbons via pipelines (land and submarine) and their network evaluation, safety aspects of LNG transport and storage.

  • Crude oils and natural gas exploration
  • Crude oils and natural gas production and storage
    Include enhanced recovery natural gas production.
  • Oil sands and heavy crude oil surface and sub-surface production and separation of bitumen, tailings management
  • Refining, processing and upgrading of fossil fuels
  • Coal production, separation and processing
  • Transportation of fossil fuels
  • None of the above

Energy-related R&D by area of technology

Report all 2017 R&D expenditures for fossil fuels within this reporting unit.

24. In 2017, what were this business's energy R&D expenditures on crude oils and natural gas exploration?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Crude oils and natural gas exploration:
Include development of advanced exploration methods (geophysical, geochemical, seismic, magnetic) for on-shore and off-shore prospecting.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for fossil fuels within this reporting unit.

25. In 2017, what were this business's energy R&D expenditures on crude oils and natural gas production and storage?

Include enhanced recovery.

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Crude oil and natural gas production (including enhanced recovery) and storage:
Include on-shore and off-shore deep drilling equipment and techniques for conventional oil and gas, secondary and tertiary recovery of oil and gas, hydro fracturing techniques, processing and cleaning of raw product, storage on remote platforms (e.g., Arctic, off-shore), safety aspects of off-shore platforms.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for fossil fuels within this reporting unit.

26. In 2017, what were this business's energy R&D expenditures on oil sands and heavy crude oil surface and sub-surface production and separation of bitumen, tailings management?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Oil sands and heavy crude oils surface and sub-surface production and separation of the bitumen, tailings management:
Include surface and in-situ production (e.g., SAGD), tailings management.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for fossil fuels within this reporting unit.

27. In 2017, what were this business's energy R&D expenditures on refining, processing and upgrading of fossil fuels?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Refining, processing and upgrading:
Include processing of natural gas to pipeline specifications, and refining of conventional crude oils to refined petroleum products (RPPs), and the upgrading of bitumen and heavy oils either to synthetic crude oil or to RPPs. Upgrading may be done at an oil sands plant, regional merchant upgraders or integrated into a refinery producing RPPs.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for fossil fuels within this reporting unit.

28. In 2017, what were this business's energy R&D expenditures on coal production, separation and processing?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Coal production, separation and processing:
Include coal, lignite and peat exploration, deposit evaluation techniques, mining techniques, separation techniques, coking and blending, other processing such as coal to liquids, underground (in-situ) gasification.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for fossil fuels within this reporting unit.

29. In 2017, what were this business's energy R&D expenditures on transportation of fossil fuels?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Transportation of fossil fuels:
Include transport of gaseous, liquid and solid hydrocarbons via pipelines (land and submarine) and their network evaluation, safety aspects of LNG transport and storage.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Energy-related R&D by area of technology - Renewable energy resources

30. In 2017, did this business's total in-house and outsourced (contracted out or granted) R&D expenditures include renewable energy resources-related R&D in the following categories?

Select all that apply.

Solar photovoltaics (PV):
Include solar cell development, PV-module development, PV-inverter development, building-integrated PV-modules, PV-system development, other.

Solar thermal-power and high-temperature applications:
Include solar chemistry, concentrating collector development, solar thermal power plants, high-temperature applications for heat and power.

Solar heating and cooling:
Include daylighting, passive and active solar heating and cooling, collector development, hot water preparation, combined-space heating, solar architecture, solar drying, solar-assisted ventilation, swimming pool heating, low-temperature process heating, other.

Wind energy:
Include technology development, such as blades, turbines, converters structures, system integration, other.

Bio-energy - Biomass production/supply and transport:
Include improvement of energy crops, research on bio-energy production potential and associated land-use effects, supply and transport of bio-solids, bio-liquids, biogas and bio-derived energy products (e.g., ethanol, biodiesel), compacting and baling, other.

Bio-energy - Biomass conversion to fuels:
Include conventional bio-fuels, cellulosic-derived alcohols, biomass gas-to-liquids, other energy-related products and by-products.

Bio-energy - Biomass conversion to heat and electricity:
Include bio-based heat, electricity and combined heat and power (CHP).
Exclude multi-firing with fossil fuels.

Other bio-energy:
Include recycling and the use of municipal, industrial and agricultural waste as energy not covered elsewhere.

Small hydro - (less than 10 MW):
Include plants with capacity below 10 MW.

Large hydro - (greater than or equal to 10 MW):
Include plants with capacity of 10 MW and above.

Other renewable energy:
Include hot dry rock, hydro-thermal, geothermal heat applications (including agriculture), tidal power, wave energy, ocean current power, ocean thermal power, other.

  • Solar photovoltaics (PV)
  • Solar thermal-power and high-temperature applications
  • Solar heating and cooling
  • Wind energy
  • Bio-energy - biomass production and transportation
  • Bio-energy - biomass conversion to transportation fuel
  • Bio-energy - biomass conversion to heat and electricity
  • Other bio-energy
  • Small hydro (less than 10 MW)
  • Large hydro (greater than or equal to 10 MW)
  • Other renewable energy
    Include ocean and geothermal.
  • None of the above

Energy-related R&D by area of technology

Report all 2017 R&D expenditures for renewable energy resources within this reporting unit.

31. In 2017, what were this business's energy R&D expenditures on solar photovoltaics (PV)?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Solar photovoltaics (PV):
Include solar cell development, PV-module development, PV-inverter development, building-integrated PV-modules, PV-system development, other.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for renewable energy resources within this reporting unit.

32. In 2017, what were this business's energy R&D expenditures on solar thermal-power and high-temperature applications?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Solar thermal-power and high-temperature applications:
Include solar chemistry, concentrating collector development, solar thermal power plants, high-temperature applications for heat and power.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for renewable energy resources within this reporting unit.

33. In 2017, what were this business's energy R&D expenditures on solar heating and cooling?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Solar heating and cooling:
Include daylighting, passive and active solar heating and cooling, collector development, hot water preparation, combined-space heating, solar architecture, solar drying, solar-assisted ventilation, swimming pool heating, low-temperature process heating, other.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for renewable energy resources within this reporting unit.

34. In 2017, what were this business's energy R&D expenditures on wind energy?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Wind energy:
Include technology development, such as blades, turbines, converters structures, system integration, other.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for renewable energy resources within this reporting unit.

35. In 2017, what were this business's energy R&D expenditures on bio-energy - biomass production and transport?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Bio-energy - Biomass production/supply and transport:
Include improvement of energy crops, research on bio-energy production potential and associated land-use effects, supply and transport of bio-solids, bio-liquids, biogas and bio-derived energy products (e.g., ethanol, biodiesel), compacting and baling, other.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for renewable energy resources within this reporting unit.

36. In 2017, what were this business's energy R&D expenditures on bio-energy - biomass conversion to transportation fuel?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Bio-energy - Biomass conversion to transportation fuel:
Include conventional bio-fuels, cellulosic-derived alcohols, biomass gas-to-liquids, other energy-related products and by-products.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for renewable energy resources within this reporting unit.

37. In 2017, what were this business's energy R&D expenditures on bio-energy - biomass conversion to heat and electricity?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Bio-energy - Biomass conversion to heat and electricity:
Include bio-based heat, electricity and combined heat and power (CHP).
Exclude multi-firing with fossil fuels.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for renewable energy resources within this reporting unit.

38. In 2017, what were this business's energy R&D expenditures on other bio-energy?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Other bio-energy:
Include recycling and the use of municipal, industrial and agricultural waste as energy not covered elsewhere.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for renewable energy resources within this reporting unit.

39. In 2017, what were this business's energy R&D expenditures on small hydro (less than 10 MW)?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Small hydro - (less than 10 MW):
Include plants with capacity below 10 MW.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for renewable energy resources within this reporting unit.

40. In 2017, what were this business's energy R&D expenditures on large hydro (greater than or equal to 10 MW)?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Large hydro - (greater than or equal to 10 MW):
Include plants with capacity of 10 MW or greater.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for renewable energy resources within this reporting unit.

41. In 2017, what were this business's energy R&D expenditures on other renewable energy?

Include ocean and geothermal.

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Other renewable energy:
Include hot dry rock, hydro-thermal, geothermal heat applications (including agriculture), tidal power, wave energy, ocean current power, ocean thermal power, other.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Energy-related R&D by area of technology - Nuclear fission and fusion

42. In 2017, did this business's total in-house and outsourced (contracted out or granted) R&D expenditures include nuclear fission and fusion-related R&D in the following categories?

Select all that apply.

Exploration, mining and preparation, tailings management:
Include development of advanced exploration methods (geophysical, geochemical) for prospecting, ore surface and in-situ production, uranium and thorium extraction and conversion, enrichment, handling of tailings and remediation.

Nuclear reactors:
Include nuclear reactors of all types and related system components.

Other fission:
Include nuclear safety, environmental protection (emission reduction or avoidance), radiation protection and decommissioning of power plants and related nuclear fuel cycle installations, nuclear waste treatment, disposal and storage, fissile material recycling, fissile materials control, transport of radioactive materials.

Fusion:
Include all types (e.g., magnetic confinement, laser applications).

  • Nuclear materials exploration, mining and preparation, tailings management
  • Nuclear reactors
  • Other fission
  • Fusion
  • None of the above

Energy-related R&D by area of technology

Report all 2017 R&D expenditures for nuclear fission and fusion within this reporting unit.

43. In 2017, what were this business's energy R&D expenditures on nuclear materials exploration, mining and preparation, tailings management?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Exploration, mining and preparation, tailings management:
Include development of advanced exploration methods (geophysical, geochemical) for prospecting, ore surface and in-situ production, uranium and thorium extraction and conversion, enrichment, handling of tailings and remediation.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for nuclear fission and fusion within this reporting unit.

44. In 2017, what were this business's energy R&D expenditures on nuclear reactors?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Nuclear reactors:
Include nuclear reactors of all types and related system components.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for nuclear fission and fusion within this reporting unit.

45. In 2017, what were this business's energy R&D expenditures on other fission?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Other fission:
Include nuclear safety, environmental protection (emission reduction or avoidance), radiation protection and decommissioning of power plants and related nuclear fuel cycle installations, nuclear waste treatment, disposal and storage, fissile material recycling, fissile materials control, transport of radioactive materials.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for nuclear fission and fusion within this reporting unit.

46. In 2017, what were this business's energy R&D expenditures on fusion?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Fusion:
Include all types (e.g., magnetic confinement, laser applications).

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Energy-related R&D by area of technology - Electric power

47. In 2017, did this business's total in-house and outsourced (contracted out or granted) R&D expenditures include electric power-related R&D in the following categories?

Select all that apply.

Electric power generation in utility sector:
Include conventional and non-conventional technology (e.g., pulverised coal, fluidised bed, gasification-combined cycle, supercritical), re-powering, retrofitting, life extensions and upgrading of power plants, generators and components, super-conductivity, magneto hydrodynamic, dry cooling towers, co-firing (e.g., with biomass), air and thermal pollution reduction or avoidance, flue gas cleanup (excluding CO2 removal), CHP (combined heat and power) not covered elsewhere.

Electric power - combined heat and power in industry, buildings:
Include industrial applications, small scale applications for buildings.

Electricity transmission, distribution and storage:
Include solid state power electronics, load management and control systems, network problems, super-conducting cables, AC and DC high voltage cables, HVDC transmission, other transmission and distribution related to integrating distributed and intermittent generating sources into networks, all storage (e.g., batteries, hydro reservoirs, fly wheels), other.

  • Electric power generation in utility sector
  • Electric power - combined heat and power in industry, buildings
  • Electricity transmission, distribution and storage
  • None of the above

Energy-related R&D by area of technology

Report all 2017 R&D expenditures for electric power within this reporting unit.

48. In 2017, what were this business's energy R&D expenditures on electric power generation in utility sector?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Electric power generation in utility sector:
Include conventional and non-conventional technology (e.g., pulverised coal, fluidised bed, gasification-combined cycle, supercritical), re-powering, retrofitting, life extensions and upgrading of power plants, generators and components, super-conductivity, magneto hydrodynamic, dry cooling towers, co-firing (e.g., with biomass), air and thermal pollution reduction or avoidance, flue gas cleanup (excluding CO2 removal), CHP (combined heat and power) not covered elsewhere.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for electric power within this reporting unit.

49. In 2017, what were this business's energy R&D expenditures on electric power - combined heat and power in industry, buildings?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Electric power - combined heat and power in industry, buildings:
Include industrial applications, small scale applications for buildings.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for electric power within this reporting unit.

50. In 2017, what were this business's energy R&D expenditures on electricity transmission, distribution and storage?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Electricity transmission, distribution and storage:
Include solid state power electronics, load management and control systems, network problems, super-conducting cables, AC and DC high voltage cables, HVDC transmission, other transmission and distribution related to integrating distributed and intermittent generating sources into networks, all storage (e.g., batteries, hydro reservoirs, fly wheels), other.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Energy-related R&D by area of technology - Hydrogen and fuel cells

51. In 2017, did this business's total in-house and outsourced (contracted out or granted) R&D expenditures include hydrogen and fuel cells-related R&D in the following categories?

Select all that apply.

Other hydrogen:
Include end uses (e.g., combustion), other infrastructure and systems R&D (refuelling stations).

Stationary fuel cells:
Include electricity generation, other stationary end-use.

Mobile fuel cells:
Include portable applications.

  • Hydrogen production for process applications
  • Hydrogen production for transportation applications
  • Hydrogen transport and storage
  • Other hydrogen
  • Stationary fuel cells
  • Mobile fuel cells
  • None of the above

Energy-related R&D by area of technology

Report all 2017 R&D expenditures for hydrogen and fuel cells within this reporting unit.

52. In 2017, what were this business's energy R&D expenditures on hydrogen production for process applications?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for hydrogen and fuel cells within this reporting unit.

53. In 2017, what were this business's energy R&D expenditures on hydrogen production for transportation applications?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for hydrogen and fuel cells within this reporting unit.

54. In 2017, what were this business's energy R&D expenditures on hydrogen transport and storage?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for hydrogen and fuel cells within this reporting unit.

55. In 2017, what were this business's energy R&D expenditures on other hydrogen?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Other hydrogen:
Include end uses (e.g., combustion), other infrastructure and systems R&D (refuelling stations).

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for hydrogen and fuel cells within this reporting unit.

56. In 2017, what were this business's energy R&D expenditures on stationary fuel cells?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Stationary fuel cells:
Include electricity generation, other stationary end-use.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for hydrogen and fuel cells within this reporting unit.

57. In 2017, what were this business's energy R&D expenditures on mobile fuel cells?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Mobile fuel cells:
Include portable applications.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Energy-related R&D by area of technology - Energy efficiency

58. In 2017, did this business's total in-house and outsourced (contracted out or granted) R&D expenditures include energy efficiency-related R&D in the following categories?

Select all that apply.

Energy efficiency for industry:
Include reduction of energy consumption through improved use of energy and/or reduction or avoidance of air and other emissions related to the use of energy in industrial systems and processes (excluding bio-energy-related) through the development of new techniques, new processes and new equipment, other.

Energy efficiency for residential, institutional and commercial:
Include space heating and cooling, ventilation and lighting control systems other than solar technologies, low energy housing design and performance other than solar technologies, new insulation and building materials, thermal performance of buildings, domestic appliances, other.

Energy efficiency for transportation:
Include analysis and optimisation of energy consumption in the transport sector, efficiency improvements in light-duty vehicles, heavy-duty vehicles, non-road vehicles, public transport systems, engine-fuel optimisation, use of alternative fuels (liquid and gaseous, other than hydrogen), fuel additives, diesel engines, Stirling motors, electric cars, hybrid cars, includes air emission reduction, other.

Other energy efficiency:
Include waste heat utilisation (heat maps, process integration, total energy systems, low temperature thermodynamic cycles), district heating, heat pump development, reduction of energy consumption in the agricultural sector.

  • Energy efficiency applications for industry
  • Energy efficiency for residential, institutional and commercial sectors
  • Energy efficiency for transportation
  • Other energy efficiency
  • None of the above

Energy-related R&D by area of technology

Report all 2017 R&D expenditures for energy efficiency within this reporting unit.

59. In 2017, what were this business's energy R&D expenditures on energy efficiency applications for industry?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Energy efficiency for industry:
Include reduction of energy consumption through improved use of energy and/or reduction or avoidance of air and other emissions related to the use of energy in industrial systems and processes (excluding bio-energy-related) through the development of new techniques, new processes and new equipment, other.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for energy efficiency within this reporting unit.

60. In 2017, what were this business's energy R&D expenditures on energy efficiency for residential, institutional and commercial sectors?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Energy efficiency for residential, institutional and commercial:
Include space heating and cooling, ventilation and lighting control systems other than solar technologies, low energy housing design and performance other than solar technologies, new insulation and building materials, thermal performance of buildings, domestic appliances, other.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for energy efficiency within this reporting unit.

61. In 2017, what were this business's energy R&D expenditures on energy efficiency for transportation?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Energy efficiency for transportation:
Include analysis and optimisation of energy consumption in the transport sector, efficiency improvements in light-duty vehicles, heavy-duty vehicles, non-road vehicles, public transport systems, engine-fuel optimisation, use of alternative fuels (liquid and gaseous, other than hydrogen), fuel additives, diesel engines, Stirling motors, electric cars, hybrid cars, air emission reduction and other.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for energy efficiency within this reporting unit.

62. In 2017, what were this business's energy R&D expenditures on other energy efficiency?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Other energy efficiency:
Include waste heat utilisation (heat maps, process integration, total energy systems, low temperature thermodynamic cycles), district heating, heat pump development, reduction of energy consumption in the agricultural sector.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Energy-related R&D by area of technology - Other energy-related technologies

63. In 2017, did this business's total in-house and outsourced (contracted out or granted) R&D expenditures include other energy-related R&D in the following categories?

Select all that apply.

Carbon capture end-use:
Include industry in the end-use sector, such as steel production, manufacturing, etc. (exclude fossil fuel production and processing and electric power production).

Energy system analysis:
Include system analysis related to energy R&D not covered elsewhere, sociological, economical and environmental impact of energy which are not specifically related to one technology area listed in the sections above.

All other energy technologies:
Include energy technology information dissemination, studies not related to a specific technology area listed above.

  • Carbon capture, transport and storage related to fossil fuel production and processing
  • Carbon capture, transport and storage related to electric power production
  • Carbon capture, transport and storage related to industry in end-use sector
  • Energy system analysis
  • All other energy-related technologies
  • None of the above

Energy-related R&D by area of technology

Report all 2017 R&D expenditures for other energy-related technologies within this reporting unit.

64. In 2017, what were this business's energy R&D expenditures on carbon capture, transport and storage related to fossil fuel production and processing?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for other energy-related technologies within this reporting unit.

65. In 2017, what were this business's energy R&D expenditures on carbon capture, transport and storage related to electric power production?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for other energy-related technologies within this reporting unit.

66. In 2017, what were this business's energy R&D expenditures on carbon capture, transport and storage related to industry in end-use sector?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Carbon capture end-use:
Include industry in the end-use sector, such as steel production, manufacturing, etc. (exclude fossil fuel production and processing and electric power production).

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for other energy-related technologies within this reporting unit.

67. In 2017, what were this business's energy R&D expenditures on energy system analysis?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Energy system analysis:
Include system analysis related to energy R&D not covered elsewhere, sociological, economical and environmental impact of energy which are not specifically related to one technology area listed in the sections above.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Report all 2017 R&D expenditures for other energy-related technologies within this reporting unit.

68. In 2017, what were this business's energy R&D expenditures on other energy-related technologies?

Exclude capital depreciation.

Please report all amounts in thousands of Canadian dollars.

Report '0' for no R&D expenditures.

Other energy-related technologies:
Include energy technology information dissemination, studies not related to a specific technology area listed above.

CAPTION
 
  CAN$ '000
Funds from this business  
Funds from federal, provincial or territorial government(s)  
All other Canadian sources of funds  
All foreign sources of funds  
Total in-house R&D  
Outsourced (contracted out or granted) within Canada  
Outsourced (contracted out or granted) outside Canada  
Total outsourced R&D  

Summary of energy-related and total R&D expenditures

69. Summary of total 2017 energy-related R&D and total R&D expenditures

CAPTION
 
  Total energy-related R&D Total R&D
Total funds from this business    
Total funds from federal, provincial or territorial government(s)    
Total all other Canadian sources of funds    
Total all foreign sources of funds    
Total in-house R&D expenditures    
Total outsourced (contracted out or granted) within Canada    
Total outsourced (contracted out or granted) outside Canada    
Total outsourced (contracted out or granted) R&D    
Total R&D expenditures    

In-house R&D personnel in 2017

70. In 2017, how many in-house R&D personnel within Canada did this business have in the following R&D occupations?

Full-time equivalent (FTE)
R&D may be carried out by persons who work solely on R&D projects or by persons who devote only part of their time to R&D and the balance to other activities such as testing, quality control and production engineering. To arrive at the total effort devoted to R&D in terms of personnel, it is necessary to estimate the full-time equivalent of these persons working only part-time in R&D.

Full-time equivalent (FTE) = Number of persons who work solely on R&D projects + the time of persons working only part of their time on R&D.

Example calculation: If out of four scientists engaged in R&D work, one works solely on R&D projects and the remaining three devote only one quarter of their working time to R&D, then: FTE = 1 + 1/4 + 1/4 + 1/4 = 1.75 scientists.

R&D personnel

Include:

  • permanent, temporary and casual R&D employees
  • independent on-site R&D consultants and contractors working in your business's offices, laboratories, or other facilities
  • employees engaged in R&D -related support activities.

Researchers and research managers are composed of:

  • Scientists, social scientists, engineers and researchers are professionals engaged in the conception or creation of new knowledge. They conduct research and improve or develop concepts, theories, models, techniques instrumentation, software or operational methods. They may be certified by provincial or territorial educational authorities, provincial, territorial or national scientific or engineering associations.
  • Senior research managers plan or manage R&D projects and programs. They may be certified by provincial educational authorities, provincial or national scientific or engineering associations.

R&D technical, administrative and support staff are composed of:

  • Technicians and technologists and research assistants are persons whose main tasks require technical knowledge and experience in one or more fields of engineering, the physical and life sciences, or the social sciences, humanities and the arts. They participate in R&D by performing scientific and technical tasks involving the application of concepts, operational methods and the use of research equipment, normally under the supervision of researchers. They may be certified by provincial or territorial educational authorities, provincial, territorial or national scientific or engineering associations.
  • Other R&D technical, administrative support staff include skilled and unskilled craftsmen, and administrative, secretarial and clerical staff participating in R&D projects or directly associated with such projects.

On-site R&D consultants and contractors are individuals hired 1) to perform project-based work or to provide goods at a fixed or ascertained price or within a certain time or 2) to provide advice or services in a specialized field for a fee and, in both cases, work at the location specified and controlled by the contracting company or organization.

>

CAPTION
 
  Number of full-time equivalents (FTE)
Researchers and research managers  
Scientists, social scientists, engineers and researchers  
Senior research managers  
Total researchers and research managers  
R&D technical, administrative and support staff  
Technicians, technologists and research assistants  
Other R&D technical, administrative and support staff  
Total R&D technical, administrative and support staff  
Other R&D occupations  
On-site R&D consultants and contractors  
Total in-house R&D personnel within Canada  

71. Of this business's total in-house R&D personnel reported above, what percentage performed software-related activities?

Software-related sciences and technologies

  • Software engineering and technology: computer software engineering, computer software technology and other related computer software engineering and technologies.
  • Computer sciences: computer science, artificial intelligence, cryptography and other related computer sciences.
  • Information technology and bioinformatics: information technology, informatics, bioinformatics, biomathematics and other related information technologies.

Percentage of software-related activities

In order to reduce future follow-up, please select one of the following options.

The average wages and salaries calculated based on the data provided is $ ######.

  • I confirm that all values are correct.
  • I am unable to confirm that all values are correct.

72. In 2017, how were the total in-house R&D personnel distributed by province or territory?

Please report in full time equivalents (FTE).

R&D personnel

Include:

  • permanent, temporary and casual R&D employees
  • independent on-site R&D consultants and contractors working in your business's offices, laboratories, or other facilities
  • employees engaged in R&D -related support activities.

Researchers and research managers are composed of:

  • Scientists, social scientists, engineers and researchers are professionals engaged in the conception or creation of new knowledge. They conduct research and improve or develop concepts, theories, models, techniques instrumentation, software or operational methods. They may be certified by provincial or territorial educational authorities, provincial, territorial or national scientific or engineering associations.
  • Senior research managers plan or manage R&D projects and programs. They may be certified by provincial or territorial educational authorities, provincial, territorial or national scientific or engineering associations.

R&D technical, administrative and support staff are composed of:

  • Technicians and technologists and research assistants are persons whose main tasks require technical knowledge and experience in one or more fields of engineering, the physical and life sciences, or the social sciences, humanities and the arts. They participate in R&D by performing scientific and technical tasks involving the application of concepts, operational methods and the use of research equipment, normally under the supervision of researchers. They may be certified by provincial or territorial educational authorities, provincial, territorial or national scientific or engineering associations.
  • Other R&D technical, administrative support staff include skilled and unskilled craftsmen, and administrative, secretarial and clerical staff participating in R&D projects or directly associated with such projects.

On-site R&D consultants and contractors are individuals hired 1) to perform project-based work or to provide goods at a fixed or ascertained price or within a certain time or 2) to provide advice or services in a specialized field for a fee and, in both cases, work at the location specified and controlled by the contracting company or organization.

Full-time equivalent (FTE)

R&D may be carried out by persons who work solely on R&D projects or by persons who devote only part of their time to R&D, and the balance to other activities such as testing, quality control and production engineering. To arrive at the total effort devoted to R&D in terms of personnel, it is necessary to estimate the full-time equivalent of these persons working only part-time in R&D.

FTE (full-time equivalent): Number of persons who work solely on R&D projects + the time of persons working only part of their time on R&D.

Example calculation: If out of four scientists engaged in R&D work, one works solely on R&D projects and the remaining three devote only one quarter of their working time to R&D, then: FTE = 1 + 1/4 + 1/4 + 1/4 = 1.75 scientists.

CAPTION
 
  Number of researchers and research managers Number of R&D technical, administrative and support staff Number of on-site R&D consultants and contractors
Newfoundland and Labrador      
Prince Edward Island      
Nova Scotia      
New Brunswick      
Quebec      
Ontario      
Manitoba      
Saskatchewan      
Alberta      
British Columbia      
Yukon      
Northwest Territories      
Nunavut      
Total in-house R&D personnel within Canada      
Total R&D personnel previously reported from question 70      

Technology and technical assistance payments in 2017

73. In 2017 , did this business make or receive payments inside or outside Canada for the following technology and technical assistance?

Technology or technical assistance payments
Definitions (equivalent to the Canadian Intellectual Property Office - opens in a new browser window)

a. Patent
Government grant giving the right to exclude others from making, using or selling an invention.

b. Copyright
Legal protection for literary, artistic, dramatic or musical works, computer programs, performer's performances, sound recordings, and communication signals.

c. Trademark
A word, symbol or design, or combination of these, used to distinguish goods or services of one person or organization from those of others in the marketplace.

d. Industrial design
Legal protection against imitation of the shape, pattern, or ornamentation of an object.

e. Integrated circuit topography
Three-dimensional configurations of the elements and interconnections embodied in an integrated circuit product.

f. Original software
Computer programs and descriptive materials for both systems and applications. Original software can be created in-house or outsourced and includes packaged software with customization.

g. Packaged or off-the-shelf software
Packaged software purchased for organizational use and excludes software with customization.

h. Databases
Data files organized to permit effective access and use of the data.

CAPTION
 
  Made Payments Received Payments Both made and received payments Not applicable
Patents        
Copyrights        
Trademarks        
Industrial designs        
Integrated circuit topography        
Original software        
Packaged or off-the-shelf software        
Databases        
Other technology and technical assistance        

74. In 2017, how much did this business pay to other organizations for technology and technical assistance?

Please report all amounts in thousands of Canadian dollars.

Report '1' for payments made between $1 and $999.

Technology or technical assistance payments
Definitions (equivalent to the Canadian Intellectual Property Office - opens in a new browser window)

a. Patent
Government grant giving the right to exclude others from making, using or selling an invention.

b. Copyright
Legal protection for literary, artistic, dramatic or musical works, computer programs, performer's performances, sound recordings, and communication signals.

c. Trademark
A word, symbol or design, or combination of these, used to distinguish goods or services of one person or organization from those of others in the marketplace.

d. Industrial design
Legal protection against imitation of the shape, pattern, or ornamentation of an object.

e. Integrated circuit topography
Three-dimensional configurations of the elements and interconnections embodied in an integrated circuit product.

f. Original software
Computer programs and descriptive materials for both systems and applications. Original software can be created in-house or outsourced and includes packaged software with customization.

g. Packaged or off-the-shelf software
Packaged software purchased for organizational use and excludes software with customization.

h. Databases
Data files organized to permit effective access and use of the data.

CAPTION
 
  Payments made within Canada
CAN$ '000
Payments made outside Canada
CAN$ '000
Payments made to parent, affiliated or subsidiary companies    
Patents    
Copyrights    
Trademarks    
Industrial designs    
Integrated circuit topography    
Original software    
Packaged or off-the-shelf software    
Databases    
Other technology and technical assistance    
Total payments made to parent, affiliated or subsidiary companies    
Payments made to other companies, organizations or individuals    
Patents    
Copyrights    
Trademarks    
Industrial designs    
Integrated circuit topography    
Original software    
Packaged or off-the-shelf software    
Databases    
Other    
Total payments made to other companies, organizations or individuals    
Total payments made to other organizations for technology and technical assistance    

Technology or technical assistance payments in 2017

75. In 2017, how much did this business receive from other organizations for technology and technical assistance?

Please report all amounts in thousands of Canadian dollars.

Report '1' for payments received between $1 and $999.

Technology or technical assistance payments
Definitions (equivalent to the Canadian Intellectual Property Office - opens in a new browser window)

a. Patent
Government grant giving the right to exclude others from making, using or selling an invention.

b. Copyright
Legal protection for literary, artistic, dramatic or musical works, computer programs, performer's performances, sound recordings, and communication signals.

c. Trademark
A word, symbol or design, or combination of these, used to distinguish goods or services of one person or organization from those of others in the marketplace.

d. Industrial design
Legal protection against imitation of the shape, pattern, or ornamentation of an object.

e. Integrated circuit topography
Three-dimensional configurations of the elements and interconnections embodied in an integrated circuit product.

f. Original software
Computer programs and descriptive materials for both systems and applications. Original software can be created in-house or outsourced and includes packaged software with customization.

g. Packaged or off-the-shelf software
Packaged software purchased for organizational use and excludes software with customization.

h. Databases
Data files organized to permit effective access and use of the data.

CAPTION
 
  Payments received from within Canada
CAN$ '000
Payments received from outside Canada
CAN$ '000
Payments received from parent, affiliated or subsidiary companies    
Patents    
Copyrights    
Trademarks    
Industrial designs    
Integrated circuit topography    
Original software    
Packaged or off-the-shelf software    
Databases    
Other technology and technical assistance    
Total payments received from parent, affiliated or subsidiary companies    
Payments received from other companies, organizations or individuals    
Patents    
Copyrights    
Trademarks    
Industrial designs    
Integrated circuit topography    
Original software    
Packaged or off-the-shelf software    
Databases    
Other technology and technical assistance    
Total payments received from other companies, organizations or individuals    
Total payments received from other organizations for technology and technical assistance    

Changes or events

76. Indicate any changes or events that affected the reported values for this business or organization, compared with the last reporting period.

Select all that apply.

  • Outsourcing of R&D project(s)
  • Initiation of new R&D project(s)
  • Completion of existing R&D project(s)
  • Major change in funding of R&D project(s) (loss of funding)
  • Major change in funding of R&D project(s) (increase in funding)
  • Organizational change that affected R&D activities (expansion, reduction, restructuring)
  • Economic change that affected R&D activities
  • Lack of availability of qualified R&D personnel
  • Other
    • Specify the other changes or events
  • No changes or events

Contact person

77. Statistics Canada may need to contact the person who completed this questionnaire for further information.

Is Provided Given Names, Provided Family Name the best person to contact?

  • Yes
  • No

Who is the best person to contact about this questionnaire?

  • First name
  • Last name
  • Title
  • Email address
  • Telephone number (including area code)
  • Extension number (if applicable)
    The maximum number of characters is 5.
  • Fax number (including area code)

Feedback

78. How long did it take to complete this questionnaire?

Include the time spent gathering the necessary information.

  • Hours
  • Minutes

79. We invite your comments about this questionnaire.

Enter your comments

June 2018 List of Briefing Notes

June 2018 List of Briefing Notes
Date received in OCS
(DD/MM/YYYY)
Title Tracking Number Field
01/06/2018 Background information for Meeting of Deputy Minister's Committee on Economic and Trends and Policies OCS20180317 5
05/06/2018 First Nations at Indigenous Services Canada (ISC) OCS20180286 5
06/06/2018 Briefing note to Minister:Statistics Canada - 2017-2018 Annual Reports to Parliament on Access to Information and Privacy OCS20180330 6
08/06/2018 Results of Consultations on the Guidance on common elements of statistical legislation by CES members OCS20180333 6
12/06/2018 2017-18 Letter of Representation OCS20180336 3
13/06/2018 Proposed Government Response to the 11th Report of the Standing Committee on Agriculture and Agri-Food OCS20180338 5
14/06/2018 Update on HR to Pay Project OCS20180340 3
14/06/2018 Moving Forward on Policy Suite Reset: Investment Planning and Project Management OCS20180341 3
14/06/2018 Employee Benefit Plan Change Review OCS20180342 3
14/06/2018 Report on Official Languages 2017-2018 OCS20180344 3 & 5
15/06/2018 Proactive Disclosure on Travel and Hospitality - March 2, 2018 to June 1, 2018 OCS20180347 3
15/06/2018 Directive on the management of unstructured information resources OCS20180348 6
18/06/2018 Release of the Audit of Human Resources Planning OCS20180350 1
19/06/2018 Long Service Awards Ceremony Speech OCS20180351 3
25/06/2018 Statistics Canada submission to the Annual Report on the Operation of the Canadian Multiculturalism Act OCS20180359 8
27/06/2018 Briefing package for Statistics Canada's 2017-18 Public Accounts OCS2018 0363 3
28/06/2018 PRASC Organized National Accounts Advisory Committee, July 2-6, 2018 OCS20180365 6

Integrated Business Statistics Program (IBSP)

Reporting Guide

This guide is designed to assist you as you complete the 2017 Annual Survey of Research and Development in Canadian Industry – Industrial Non-profit Organizations. If you need more information, please call the Statistics Canada Help Line at the number below.

Help Line: 1-800-972-9692

Your answers are confidential.

Statistics Canada is prohibited by law from releasing any information it collects which could identify any person, business, or organization, unless consent has been given by the respondent or as permitted by the Statistics Act.

Statistics Canada will use information from this survey for statistical purposes.

NOTE:

  1. If this organization performs in-house research and development (R&D) and outsources R&D, complete all questions.
  2. If this organization performs in-house research and development (R&D) and does not outsource R&D, complete question 1-6, 9-20.
  3. If this organization outsources research and development (R&D) and does not perform in-house R&D, complete questions 1-4,6-8, 13, 17-20.
  4. If this organization does not perform in-house research and development (R&D) and does not outsource R&D, complete questions 1-4, 6, 13, 17-18 and 20.

For this survey

'In-house R&D' refers to

Expenditures within Canada for R&D performed within this organization by:

  • employees (permanent, temporary or casual)
  • self-employed individuals or contractors who are working on-site on this organization's R&D projects

'Outsourced R&D' refers to

Payments made within or outside Canada to other companies, organizations or individuals to fund R&D performance:

  • grants
  • fellowships
  • contracts

Reporting period information

Here are some examples of common fiscal periods that fall within the targeted dates:

  • May 1, 2016 to April 30, 2017
  • July 1, 2016 to June 30, 2017
  • August 1, 2016 to July 31, 2017
  • October 1, 2016 to September 30, 2017
  • December 1, 2016 to November 30, 2017
  • January 1, 2017 to December 31, 2017
  • February 1, 2017 to January 31, 2018
  • March 1, 2017 to February 28, 2018
  • April 1, 2017 to March 31, 2018

Here are other examples of fiscal periods that fall within the required dates:

  • September 18, 2016 to September 15, 2017 (e.g., floating year-end)
  • June 1, 2017 to December 31, 2017 (e.g., a newly opened organization)

Definitions and Concepts

Research and experimental development (R&D) comprise creative and systematic work undertaken in order to increase the stock of knowledge – including knowledge of humankind, culture and society – and to devise new applications of available knowledge.

R&D is performed in the natural sciences, engineering, social sciences and humanities. There are three types of R&D activities: basic research, applied research and experimental development.

Activities included and excluded from R&D

Inclusions

Prototypes

Include design, construction and operation of prototypes, provided that the primary objective is to make further improvements or to undertake technical testing. Exclude if the prototype is for commercial purposes.

Pilot plants

Include construction and operation of pilot plants, provided that the primary objective is to make further improvements or to undertake technical testing. Exclude if the pilot plant is intended to be operated for commercial purposes.

New computer software or significant improvements/modifications to existing computer software

Includes technological or scientific advances in theoretical computer sciences; operating systems e.g., improvement in interface management, developing new operating system or converting an existing operating system to a significantly different hardware environment; programming languages; and applications if a significant technological change occurs.

Contracts

Include all contracts which require R&D. For contracts which include other work, report only the R&D costs.

Research work in the social sciences

Include if projects are employing new or significantly different modelling techniques or developing new formulae, analyzing data not previously available or applying new research techniques, development of community strategies for disease prevention, or health education.

Exclude:

  • routine analytical projects using standard techniques and existing data
  • routine market research
  • routine statistical analysis intended for on-going monitoring of an activity.

Exclusions

Routine analysis in the social sciences including policy-related studies, management studies and efficiency studies

Exclude analytical projects of a routine nature, with established methodologies, principles and models of the related social sciences to bear on a particular problem (e.g., commentary on the probable economic effects of a change in the tax structure, using existing economic data; use of standard techniques in applied psychology to select and classify industrial and military personnel, students, etc., and to test children with reading or other disabilities).

Consumer surveys, advertising, market research

Exclude projects of a routine nature, with established methodologies intended for commercialization of the results of R&D.

Routine quality control and testing

Exclude projects of a routine nature, with established methodologies not intended to create new knowledge, even if carried out by personnel normally engaged in R&D.

Pre-production activities such as demonstration of commercial viability, tooling up, trial production, and trouble shooting

Although R&D may be required as a result of these steps, these activities are excluded.

Prospecting, exploratory drilling, development of mines, oil or gas wells

Include only if for R&D projects concerned with new equipment or techniques in these activities, such as in-situ and tertiary recovery research.

Engineering

Exclude engineering unless it is in direct support of R&D.

Design and drawing

Exclude design and drawing unless it is in direct support of R&D.

Patent and license work

Exclude all administrative and legal work connected with patents and licenses.

Cosmetic modifications or style changes to existing products

Exclude if no significant technical improvement or modification to the existing products has occurred.

General purpose or routine data collection

Exclude projects of a routine nature, with established methodologies intended for on-going monitoring of an activity.

Routine computer programming, systems maintenance or software application

Exclude projects of a routine nature, with established methodologies intended to support on-going operations.

Routine mathematical or statistical analysis or operations analysis

Exclude projects of a routine nature, with established methodologies intended for on-going monitoring of an activity.

Activities associated with standards compliance

Exclude projects of a routine nature, with established methodologies intended to support standards compliance.

Specialized routine medical care such as routine pathology services

Exclude projects of a routine nature, with established methodologies intended for on-going monitoring of an activity.

In-house R&D expenditures within Canada (Q5 - Q8)

In-house R&D expenditures are composed of current in-house R&D expenditures and capital in-house R&D expenditures.

Current in-house R&D expenditures

Include:

  • wages, salaries, benefits and fringe benefits, materials and supplies
  • services to support R&D, including on-site R&D consultants and contactors
  • necessary background literature
  • minor scientific equipment
  • associated administrative overhead costs.

a. Wages, salaries of permanent, temporary and casual R&D employees

Include benefits and fringe benefits of employees engaged in R&D activities. Benefits and fringe benefits include bonus payments, holiday or vacation pay, pension fund contributions, other social security payments, payroll taxes, etc.

b. Services to support R&D

Include:

  • payments to on-site R&D consultants and contractors working under the direct control of your organization
  • other services including indirect services purchased to support in-house R&D such as security, storage, repair, maintenance and use of buildings and equipment
  • computer services, software licensing fees and dissemination of R&D findings.

c. R&D materials

Include:

  • water, fuel, gas and electricity
  • materials for creation of prototypes
  • reference materials (books, journals, etc.)
  • subscriptions to libraries and data bases, memberships to scientific societies, etc.
  • cost of outsourced (contracted out or granted) small R&D prototypes or R&D models
  • materials for laboratories (chemicals, animals, etc.)
  • all other R&D-related materials.

d. All other current R&D costs including overhead

Include administrative and overhead costs (e.g., office, post and telecommunications, internet, insurance), prorated if necessary to allow for non-R&D activities within the organization.

Exclude:

  • interest charges
  • value-added taxes (goods and services tax (GST) or harmonized sales tax (HST)).

Capital in-house R&D expenditures

Capital in-house R&D expenditures are the annual gross amount paid for the acquisition of fixed assets that are used repeatedly, or continuously in the performance of R&D for more than one year. Report capital in-house R&D expenditures in full for the period when they occurred.

Include costs for software, land, buildings and structures, equipment, machinery and other capital costs.

Exclude capital depreciation.

e. Software

Include applications and systems software (original, customized and off-the-shelf software), supporting documentation and other software-related acquisitions.

f. Land acquired for R&D including testing grounds, sites for laboratories and pilot plants.

g. Buildings and structures that are constructed or purchased for R&D activities or that have undergone major improvements, modifications, renovations and repairs for R&D activities.

h. Equipment, machinery and all other capital

Include major equipment, machinery and instruments, including embedded software, acquired for R&D activities.

Outsourced (contracted out or granted) R&D expenditures (Q9 - Q12)

Include payments made through contracts, grants donations and fellowships to another company, organization or individual to purchase or fund R&D activities.

Exclude expenditures for on-site R&D contractors.

  1. Companies include all incorporated for-profit businesses and government business enterprises providing products in the market at market rates.
  2. Private non-profit organizations include voluntary health organizations, private philanthropic foundations, associations and societies and research institutes. They are not-for-profit organizations that serve the public interest by supporting activities related to public welfare (such as health, education, the environment).
  3. Industrial research institutes or associations include all non-profit organizations that serve the business sector, with industrial associations frequently consisting of their membership.
  4. Federal government includes all federal government departments and agencies. It excludes federal government business enterprises providing products in the market.
  5. Provincial or territorial governments include all provincial or territorial government ministries, departments and agencies. It excludes provincial or territorial government business enterprises providing products in the market.
  6. Provincial or territorial research organizations are organizations created under provincial or territorial law which conduct or facilitate research on behalf of the province or territory.
  7. Other organizations – individuals, non-university educational institutions, foreign governments including ministries, departments and agencies of foreign governments.

Sources of funds for in-house R&D expenditures in 2017 (Q17)

Include Canadian and foreign sources.

Exclude:

  • payments for outsourced (contracted out or granted) R&D, which should be reported in question 10
  • capital depreciation.
a. Funds from this organization
Amount contributed by this organization to R&D performed within Canada (include interest payments and other income, land, buildings, machinery and equipment (capital expenditures) purchased for R&D).
b. Funds from member companies or affiliates
Amount received from member organizations and affiliated organizations used to perform R&D within Canada (include annual fees and sustaining grants, land, buildings, machinery and equipment (capital expenditures) purchased for R&D).
c. Federal government grants or funding
Funds received from the federal government in support of R&D activities not connected to a specific contractual deliverable.
d. Federal government contracts
Funds received from the federal government in support of R&D activities connected to a specific contractual deliverable.
e. R&D contract work for companies
Funds received from companies to perform R&D on their behalf.
f. Provincial or territorial government grants or funding
Funds received from the provincial or territorial government in support of R&D activities not connected to a specific contractual deliverable.
g. Provincial or territorial government contracts
Funds received from the provincial or territorial government in support of R&D activities connected to a specific contractual deliverable.
h. R&D contract work for private non-profit organizations
Funds received from non-profit organizations to perform R&D on their behalf.
i. Other sources
Funds received from all other sources not previously classified.

In-house R&D expenditures by fields of research and development in 2017 (Q19)

Exclude:

  • payments for outsourced (contracted out or granted) R&D, which should be reported in question 10
  • capital depreciation.

Natural and formal sciences

Mathematics, physical sciences, chemical sciences, earth and related environmental sciences, biological sciences, other natural sciences.

Exclude computer sciences, information sciences and bioinformatics (to be reported at lines s and t).

  1. Mathematics: pure mathematics, applied mathematics, statistics and probability.
  2. Physical sciences: atomic, molecular and chemical physics, interaction with radiation, magnetic resonances, condensed matter physics, solid state physics and superconductivity, particles and fields physics, nuclear physics, fluids and plasma physics (including surface physics), optics (including laser optics and quantum optics), acoustics, astronomy (including astrophysics, space science).
  3. Chemical sciences: organic chemistry, inorganic and nuclear chemistry, physical chemistry, polymer science and plastics, electrochemistry (dry cells, batteries, fuel cells, metal corrosion, electrolysis), colloid chemistry, analytical chemistry.
  4. Earth and related environmental sciences: geosciences, geophysics, mineralogy and palaeontology, geochemistry and geophysics, physical geography, geology and volcanology, environmental sciences, meteorology, atmospheric sciences and climatic research, oceanography, hydrology and water resources.
  5. Biological sciences: cell biology, microbiology and virology, biochemistry, molecular biology and biochemical research, mycology, biophysics, genetics and heredity (medical genetics under medical biotechnology), reproductive biology (medical aspects under medical biotechnology), developmental biology, plant sciences and botany, zoology, ornithology, entomology and behavioural sciences biology, marine biology, freshwater biology and limnology,  ecology and biodiversity conservation, biology (theoretical, thermal, cryobiology, biological rhythm), evolutionary biology.
  6. Other natural sciences: other natural sciences.

Engineering and Technology

Civil engineering, electrical engineering, electronic engineering and communications technology, mechanical engineering, chemical engineering, materials engineering, medical engineering, environmental engineering, environmental biotechnology, industrial biotechnology, nanotechnology, other engineering and technologies.

Exclude software engineering and technology (to be reported at line r).

  1. Civil engineering: civil engineering, architecture engineering, municipal and structural engineering, transport engineering.
  2. Electrical engineering, electronic engineering and communications technology: electrical and electronic engineering, robotics and automatic control, micro-electronics, semiconductors, automation and control systems, communication engineering and systems, telecommunications, computer hardware and architecture.
  3. Mechanical engineering: mechanical engineering, applied mechanics, thermodynamics, aerospace engineering, nuclear-related engineering (nuclear physics under Physical sciences), acoustical engineering, reliability analysis and non-destructive testing, automotive and transportation engineering and manufacturing, tooling, machinery and equipment engineering and manufacturing, heating, ventilation and air conditioning engineering and manufacturing.
  4. Chemical engineering: chemical engineering (plants, products), chemical process engineering.
  5. Materials engineering: materials engineering and metallurgy, ceramics, coating and films (including packaging and printing), plastics, rubber and composites (including laminates and reinforced plastics), paper and wood and textiles, construction materials (organic and inorganic).
  6. Medical engineering: medical and biomedical engineering, medical laboratory technology (excluding biomaterials, which should be reported under Industrial biotechnology).
  7. Environmental engineering: environmental and geological engineering, petroleum engineering (fuel, oils), energy and fuels, remote sensing, mining and mineral processing, marine engineering, sea vessels and ocean engineering.
  8. Environmental biotechnology: environmental biotechnology, bioremediation, diagnostic biotechnologies in environmental management (DNA chips and bio-sensing devices).
  9. Industrial biotechnology: industrial biotechnology, bioprocessing technologies, biocatalysis and fermentation bioproducts (products that are manufactured using biological material as feedstock), biomaterials (bioplastics, biofuels, bioderived bulk and fine chemicals, bio-derived materials).
  10. Nanotechnology: nano-materials (production and properties), nano-processes (applications on nano-scale).
  11. Other engineering and technologies: food and beverages, oenology, other engineering and technologies.

Software-related sciences and technology

Software engineering and technology, computer sciences, information technology and bioinformatics.

  1. Software engineering and technology: computer software engineering, computer software technology, and other related computer software engineering and technologies.
  2. Computer sciences: computer science, artificial intelligence, cryptography, and other related computer sciences.
  3. Information technology and bioinformatics: information technology, informatics, bioinformatics, biomathematics, and other related information technologies.

Medical and health sciences

Basic medicine, clinical medicine, health sciences, medical biotechnology, other medical sciences.

  1. Basic medicine: anatomy and morphology (plant science under Biological science), human genetics, immunology, neurosciences, pharmacology and pharmacy and medicinal chemistry, toxicology, physiology and cytology, pathology.
  2. Clinical medicine: andrology, obstetrics and gynaecology, paediatrics, cardiac and cardiovascular systems, haematology, anaesthesiology, orthopaedics, radiology and nuclear medicine, dentistry, oral surgery and medicine, dermatology, venereal diseases and allergy, rheumatology, endocrinology and metabolism and gastroenterology, urology and nephrology, and oncology.
  3. Health sciences: health care sciences and nursing, nutrition and dietetics, parasitology, infectious diseases and epidemiology, occupational health.
  4. Medical biotechnology: health-related biotechnology, technologies involving the manipulation of cells, tissues, organs or the whole organism, technologies involving identifying the functioning of DNA, proteins and enzymes, pharmacogenomics, gene-based therapeutics, biomaterials (related to medical implants, devices, sensors).
  5. Other medical sciences: forensic science, other medical sciences.

Agricultural Sciences

Agriculture, forestry and fisheries sciences, animal and dairy sciences, veterinary sciences, agricultural biotechnology, other agricultural sciences.

  1. Agriculture, forestry and fisheries sciences: agriculture, forestry, fisheries and aquaculture, soil science, horticulture, viticulture, agronomy, plant breeding and plant protection.
  2. Animal and dairy sciences: animal and dairy science, animal husbandry.
  3. Veterinary sciences: veterinary science (all).
  4. Agricultural biotechnology: agricultural biotechnology and food biotechnology, genetically modified (GM) organism technology and livestock cloning, diagnostics (DNA chips and biosensing devices), biomass feedstock production technologies and biopharming.
  5. Other agricultural sciences: other agricultural sciences.

Social sciences and humanities

Psychology, educational sciences, economics and business, other social sciences, humanities.

  1. Psychology: cognitive psychology and psycholinguistics, experimental psychology, psychometrics and quantitative psychology, and other fields of psychology.
  2. Educational sciences: education, training and other related educational sciences.
  3. Economics and business: micro-economics, macro-economics, econometrics, labour economics, financial economics, business economics, entrepreneurial and business administration, management and operations, management sciences, finance and all other related fields of economics and business
  4. Other social sciences: anthropology (social and cultural) and ethnology, demography, geography (human, economic and social), planning (town, city and country), management, organization and methods (excluding market research unless new methods/techniques are developed), law, linguistics, political sciences, sociology, miscellaneous social sciences and interdisciplinary, and methodological and historical science and technology activities relating to subjects in this group.
  5. Humanities: history (history, prehistory and history, together with auxiliary historical disciplines such as archaeology, numismatics, palaeography, genealogy, etc.), languages and literature (ancient and modern), other humanities (philosophy (including the history of science and technology)), arts (history of art, art criticism, painting, sculpture, musicology, dramatic art excluding artistic 'research' of any kind), religion, theology, other fields and subjects pertaining to the humanities, and methodological, historical and other science and technology activities relating to the subjects in this group.

In-house R&D personnel in 2017 (Q71 - Q73)

R&D personnel

Include:

  • permanent, temporary and casual R&D employees
  • independent on-site R&D consultants and contractors working in your organization’s offices, laboratories, or other facilities
  • employees engaged in R&D-related support activities.

Researchers and research managers are composed of

  1. Scientists, social scientists, engineers and researchers are professionals engaged in the conception or creation of new knowledge. They conduct research and improve or develop concepts, theories, models, techniques instrumentation, software or operational methods. They may be certified by provincial or territorial educational authorities, provincial, territorial or national scientific or engineering associations.
  2. Senior research managers plan or manage R&D projects and programs. They may be certified by provincial or territorial educational authorities, provincial, territorial or national scientific or engineering associations.

R&D technical, administrative and support staff are composed of:

  1. Technicians and technologists and research assistants are persons whose main tasks require technical knowledge and experience in one or more fields of engineering, the physical and life sciences, or the social sciences, humanities and the arts. They participate in R&D by performing scientific and technical tasks involving the application of concepts, operational methods and the use of research equipment, normally under the supervision of researchers. They may be certified by provincial or territorial educational authorities, provincial, territorial or national scientific or engineering associations.
  2. Other R&D technical, administrative support staff include skilled and unskilled craftsmen, and administrative, secretarial and clerical staff participating in R&D projects or directly associated with such projects.

On-site R&D consultants and contractors are individuals hired 1) to perform project-based work or to provide goods at a fixed or ascertained price or within a certain time or 2) to provide advice or services in a specialized field for a fee and, in both cases, work at the location specified and controlled by the contracting company or organization.

Full-time equivalent (FTE)

R&D may be carried out by persons who work solely on R&D projects or by persons who devote only part of their time to R&D, and the balance to other activities such as testing, quality control and production engineering. To arrive at the total effort devoted to R&D in terms of personnel, it is necessary to estimate the full-time equivalent of these persons working only part-time in R&D.

FTE (full-time equivalent): Number of persons who work solely on R&D projects + the time of persons working only part of their time on R&D.

Example calculation: If out of four scientists engaged in R&D work, one works solely on R&D projects and the remaining three devote only one quarter of their working time to R&D, then: FTE = 1 + 1/4 + 1/4 + 1/4 = 1.75 scientists.

Technology and technical assistant payments in 2017 (Q74 - Q76)

Definitions (equivalent to the Canadian Intellectual Property Office: http://www.ic.gc.ca/eic/site/cipointernet-internetopic.nsf/eng/home)

a. Patent
Government grant giving the right to exclude others from making, using or selling an invention.
b. Copyright
Legal protection for literary, artistic, dramatic or musical works, computer programs, performer’s performances, sound recordings, and communication signals.
c. Trademark
A word, symbol or design, or combination of these, used to distinguish goods or services of one person or organization from those of others in the marketplace.
d. Industrial design
Legal protection against imitation of the shape, pattern, or ornamentation of an object.
e. Integrated circuit topography
Three-dimensional configurations of the elements and interconnections embodied in an integrated circuit product.
f. Original software
Computer programs and descriptive materials for both systems and applications. Original software can be created in-house or outsourced and includes packaged software with customization.
g. Packaged or off-the-shelf software
Packaged software purchased for organizational use and excludes software with customization.
h. Databases
Data files organized to permit effective access and use of the data.
i. Other
Technical assistance, industrial processes and know-how.

Energy-related R&D by area of technology (Q23 - Q70)

Fossil Fuels

Crude oils and natural gas exploration, crude oils and natural gas production, oil sands and heavy crude oils surface and sub-surface production and separation of the bitumen, tailings management, refining, processing and upgrading, coal production, separation and processing, transportation of fossil fuels.

a. Crude oils and natural gas exploration
Include development of advanced exploration methods (geophysical, geochemical, seismic, magnetic) for on-shore and off-shore prospecting.
b. Crude oil and natural gas production and storage, include enhanced recovery natural gas production
Include on-shore and off-shore deep drilling equipment and techniques for conventional oil and gas, secondary and tertiary recovery of oil and gas, hydro fracturing techniques, processing and cleaning of raw product, storage on remote platforms (e.g., Arctic, off-shore), safety aspects of offshore platforms.
c. Oil sands and heavy crude oils surface and sub-surface production and separation of the bitumen, tailings management
Include surface and in-situ production (e.g., SAGD), tailings management.
d. Refining, processing and upgrading of fossil fuels
Include processing of natural gas to pipeline specifications, and refining of conventional crude oils to refined petroleum products (RPPs), and the upgrading of bitumen and heavy oils either to synthetic crude oil or to RPPs. Upgrading may be done at an oil sands plant, regional merchant upgraders or integrated into a refinery producing RPPs.
e. Coal production, separation and processing
Include coal, lignite and peat exploration, deposit evaluation techniques, mining techniques, separation techniques, coking and blending, other processing such as coal to liquids, underground (in-situ) gasification.
f. Transportation of fossil fuels
Include transport of gaseous, liquid and solid hydrocarbons via pipelines (land and submarine) and their network evaluation, safety aspects of LNG transport and storage.

Renewable energy resources

Solar photovoltaics (PV), solar thermal-power and high-temperature applications, solar heating and cooling, wind energy, bio-energy – biomass production, bio-energy – biomass conversion to fuels, bio-energy – biomass conversion to heat and electricity, other bio-energy, small hydro (less than 10 MW), large hydro (greater than or equal to 10 MW), other renewable energy.

a. Solar photovoltaics (PV)
Include solar cell development, PV-module development, PV-inverter development, building-integrated PV-modules, PV-system development, other.
b. Solar thermal-power and high-temperature applications
Include solar chemistry, concentrating collector development, solar thermal power plants, high-temperature applications for heat and power.
c. Solar heating and cooling
Include daylighting, passive and active solar heating and cooling, collector development, hot water preparation, combined-space heating, solar architecture, solar drying, solar-assisted ventilation, swimming pool heating, low-temperature process heating, other.
d. Wind energy
Include technology development, such as blades, turbines, converters structures, system integration, other.
e. Bio-energy – Biomass production and transport
Include improvement of energy crops, research on bio-energy production potential and associated land-use effects, supply and transport of bio-solids, bio-liquids, biogas and bio-derived energy products (e.g., ethanol, biodiesel), compacting and baling, other.
f. Bio-energy – Biomass conversion to transportation fuel
Include conventional bio-fuels, cellulosic-derived alcohols, biomass gas-to-liquids, other energy-related products and by-products.
g. Bio-energy – Biomass conversion to heat and electricity
Include bio-based heat, electricity and combined heat and power (CHP), exclude multi-firing with fossil fuels.
h. Other bio-energy
Include recycling and the use of municipal, industrial and agricultural waste as energy not covered elsewhere.
i. Small hydro – (less than 10 MW)
Include plants with capacity below 10 MW.
j. Large hydro – (greater than or equal to 10 MW)
Include plants with capacity of 10 MW and above.
k. Other renewable energy
Include hot dry rock, hydro-thermal, geothermal heat applications (including agriculture), tidal power, wave energy, ocean current power, ocean thermal power, other.

Nuclear fission and fusion

Materials exploration, mining and preparation, tailings management, nuclear reactors, other fission, fusion.

a. Nuclear materials exploration, mining and preparation, tailings management
Include development of advanced exploration methods (geophysical, geochemical) for prospecting, ore surface and in-situ production, uranium and thorium extraction and conversion, enrichment, handling of tailings and remediation.
b. Nuclear reactors
Include nuclear reactors of all types and related system components.
c. Other fission
Include nuclear safety, environmental protection (emission reduction or avoidance), radiation protection and decommissioning of power plants and related nuclear fuel cycle installations, nuclear waste treatment, disposal and storage, fissile material recycling, fissile materials control, transport of radioactive materials.
d. Fusion
Include all types (e.g., magnetic confinement, laser applications).

Electric Power

Generation in utility sector, combined heat and power in industry and in buildings, electricity transmission, distribution and storage of electricity.

a. Electric power generation in utility sector
Include conventional and non-conventional technology (e.g., pulverised coal, fluidised bed, gasification-combined cycle, supercritical), re-powering, retrofitting, life extensions and upgrading of power plants, generators and components, super-conductivity, magneto hydrodynamic, dry cooling towers, co-firing (e.g., with biomass), air and thermal pollution reduction or avoidance, flue gas cleanup (excluding CO2 removal), CHP (combined heat and power) not covered elsewhere.
b. Electric power - combined heat and power in industry, buildings
Include industrial applications, small scale applications for buildings.
c. Electricity transmission, distribution and storage
Include solid state power electronics, load management and control systems, network problems, super-conducting cables, AC and DC high voltage cables, HVDC transmission, other transmission and distribution related to integrating distributed and intermittent generating sources into networks, all storage (e.g., batteries, hydro reservoirs, fly wheels), other.

Hydrogen and fuel cells

Hydrogen production for process applications, hydrogen production for transportation applications, hydrogen transport and storage, other hydrogen, fuel cells, both stationary and mobile.

a. Hydrogen production for process applications
b. Hydrogen production for transportation applications
c. Hydrogen transport and storage
d. Other hydrogen
Include end uses (e.g., combustion), other infrastructure and systems R&D (refuelling stations).
e. Stationary fuel cells
Include electricity generation, other stationary end-use.
f. Mobile fuel cells
Include portable applications.

Energy efficiency

Industry, residential and commercial, transportation, other energy efficiency.

a. Energy efficiency applications for industry
Include reduction of energy consumption through improved use of energy and/or reduction or avoidance of air and other emissions related to the use of energy in industrial systems and processes (excluding bio-energy-related) through the development of new techniques, new processes and new equipment, other.
b. Energy efficiency for residential, institutional and commercial sectors
Include space heating and cooling, ventilation and lighting control systems other than solar technologies, low energy housing design and performance other than solar technologies, new insulation and building materials, thermal performance of buildings, domestic appliances, other.
c. Energy efficiency for transportation
Includes analysis and optimisation of energy consumption in the transport sector, efficiency improvements in light-duty vehicles, heavy-duty vehicles, non-road vehicles, public transport systems, engine-fuel optimisation, use of alternative fuels (liquid and gaseous, other than hydrogen), fuel additives, diesel engines, Stirling motors, electric cars, hybrid cars, air emission reduction, other.
d. Other energy efficiency
Include waste heat utilisation (heat maps, process integration, total energy systems, low temperature thermodynamic cycles), district heating, heat pump development, reduction of energy consumption in the agricultural sector.

Other energy-related technologies

Carbon capture, transportation and storage for fossil fuel production and processing, electric power generation, industry in end-use sector, energy systems analysis, all other energy-related technologies.

a. Carbon capture, transport and storage related to fossil fuel production and processing
b. Carbon capture, transport and storage related to electric power production
c. Carbon capture, transport and storage related to industry in end-use sector
Include industry in the end-use sector, such as steel production, manufacturing, etc. (exclude fossil fuel production and processing and electric power production).
d. Energy system analysis
Include system analysis related to energy R&D not covered elsewhere, sociological, economical and environmental impact of energy which are not specifically related to one technology area listed in the sections above.
e. All other energy technologies
Include energy technology information dissemination, studies not related to a specific technology area listed above.

Audit Report

March 2018
Project Number: 80590‑104

Executive summary

Human resources planning is the process of identifying current and future human resources needs for an organization to achieve its goals. HR planning serves as a link between HR management and the overall strategic plan of an organization.

Over the last year, Statistics Canada has been implementing a new vision of a modernized workplace culture and approach to producing and collecting statistics, which has resulted in greater and faster access to statistical products for Canadians. HR is at the centre of modernization efforts, since key skills and competencies will be critical to supporting this corporate vision.

Because Statistics Canada is in the process of implementing this new direction, many HR processes have been transformed, including processes related to HR planning and the governance of HR management activities.

Building on a solid HR planning foundation, Statistics Canada is in a prime position to leverage opportunities to improve or enhance many of the existing processes in alignment with the goals of the modernization initiative.

Why is this important?

Statistics Canada is in the process of implementing a modernization initiative, and HR will be critical in supporting this corporate objective. HR will look ahead and put the necessary steps in place today to meet current and future HR needs.

Key findings

Governance processes over HR planning are in place to provide direction and oversight. Committees and subcommittees are designed to address all areas of HR management and provide support to the modernization initiative.

Roles and responsibilities for HR planning are clearly defined and documented throughout the organization. Additionally, key risks to meeting HR modernization objectives have been defined and mitigation strategies have been identified in order to effectively manage these risks.

HR planning processes are in place with many of the key components needed to develop an integrated HR and business plan.

Objectives and business goals have been defined and work has begun to develop an understanding of the environment and identify skill gaps. The Human Resource Branch works with programs and committees to identify and address short and long term needs in order to develop recruitment and staffing options.

Some HR strategies have been developed to meet new and emerging agency-wide critical skill sets but have not yet been finalized in an overarching consolidated plan. This is largely because the organization is transitioning to support the new modernization agenda. There are opportunities to improve the structured and integrated approach of the planning process by creating a plan and tools for obtaining more granular information in the future that will allow for more precise identification of HR needs in the modernization context.

Lastly, as the organization develops its long-term vision for HR planning, it should develop monitoring approaches with concrete targets to measure the success of this strategy.

Overall conclusion

Statistics Canada has established an HR planning framework to address current HR business needs. HR planning processes for longer-term business needs in the new context of modernization have not yet been developed agency-wide.

Conformance with Professional Standards

The audit was conducted in accordance with the Internal Auditing Standards for the Government of Canada, which includes the Institute of Internal Auditors (IIA) International Standards for the Professional Practice of Internal Auditing.

Sufficient and appropriate audit procedures have been conducted and evidence gathered to support the accuracy of the findings and conclusions in this report and to provide an audit level of assurance. The findings and conclusions are based on a comparison of the conditions as they existed at the time, against pre-established audit criteria. The findings and conclusions are applicable to the entity examined, and for the scope and time period covered by the audit.

Steven McRoberts
Chief Audit and Evaluation Executive

Introduction

Background

Human resources (HR) planning is the process of identifying current and future HR needs for an organization to achieve its goals. HR planning serves as a link between HR management and the overall strategic plan of an organization. At Statistics Canada, HR planning and staffing is a shared responsibility between program managers and the Human Resources Branch (HRB).

Program managers are directly accountable for staffing decisions, while HR advisors support program managers by identifying possible staffing strategies, taking into account established rules and regulations.

Over the last year, Statistics Canada has been implementing a new vision of a modernized workplace culture and approach to producing and collecting statistics, which has resulted in greater and faster access to statistical products for Canadians. HR is at the centre of modernization, since key skills and competencies will be critical to supporting this corporate vision.

Because Statistics Canada is in the early stages of this new direction, many HR processes are in a state of transition, including processes related to HR planning and governing HR management activities.

As a result, Statistics Canada is in a prime position to leverage opportunities to improve or enhance many of the existing governance structures, policies, and processes, while ensuring they are aligned with the goals of the modernization initiative.

Audit objective

The objective of the audit was to provide assurance to the Chief Statistician and Statistics Canada’s Departmental Audit Committee that

  • there is an HR planning framework in place that aligns with the organization’s current and future business needs.

Scope

The scope included an examination of Statistics Canada’s HR planning activities for coordinating and managing staffing activities, as well as a review of how well HR planning activities are supported by an appropriate governance structure that defines accountabilities and objectives aligned with broader corporate strategies and plans. The period covered by the audit was from April 1, 2017 to December 31, 2017.

Approach and methodology

The audit work included an examination of documents, testing, and interviews with the Human Resource Branch, Field Managers and a sample of divisions. The audit tested for compliance with relevant Treasury Board of Canada Secretariat (TBS) and Statistics Canada policies and guidelines (see Appendix A: Audit Criteria for details).

The audit was conducted in accordance with the Internal Auditing Standards for the Government of Canada, which include the Institute of Internal Auditors (IIA) International Standards for the Professional Practice of Internal Auditing.

Authority

The audit was conducted under the authority of the approved Statistics Canada Integrated Risk-based Audit and Evaluation Plan 2017/2018 to 2019/2020.

Findings, recommendations and management response

Governance, oversight and risk management for HR planning

Governance processes for HR planning are in place to provide direction and oversight. Committees and subcommittees are designed to address all areas of HR management and provide support to the modernization initiative.

Roles and responsibilities for HR planning are clearly defined and documented throughout the organization.

Key risks to meeting HR modernization objectives have been defined, and mitigation strategies have been identified in order to effectively manage these risks.

Governance processes provide oversight and direction for HR planning. They define the objectives for the planning process, the policies and procedures for carrying out the work, and the monitoring of the implementation. An effective risk management process over HR planning includes the identification of risks to the achievement of HR objectives and mitigation strategies.

Governance processes are well-defined and provide oversight and direction for HR planning

The overall direction for Statistics Canada's HR planning is provided by the Senior Management Review Board (SMRB) and the Corporate Planning Committee (CPC).

Membership of the SMRB include the Chief Statistician, assistant chief statisticians and directors general (DGs). The SMRB meets on a biannual basis to set the direction for the agency and define its long-term investment strategy. The CPC meets on a monthly basis and is responsible for overall corporate reporting, resourcing, people and investment.

The CPC previously reported to the Executive Management Board, but was realigned in September 2017 after changes to the Statistics Canada's governance structure. The EMB was restructured to ensure that decision making is made at the right level and that employees are empowered to make decisions to better support the modernization initiative. It was replaced with the following three committees: the Strategic Management Committee, the CPC and the Operations Committee. The membership of the CPC includes the Chief Statistician, the Chief of Staff, all Assistant Chief Statisticians, the Chief Audit and Evaluations Officer, and the DGs responsible for service areas.

The CPC is provided with HR information through the agency's Human Resources Committee (HRC). The HRC's role is to provide the CPC with advice and strategic direction on workforce and workplace measures regarding the acquisition, training, deployment, career development and retention of employees at Statistics Canada. In addition, the HRC serves as an oversight committee of the HR Talent Acquisition (Plan, Attract and Recruit), Talent Engagement and Workplace Wellness (Welcome, Engage and Enable) and Talent Development (Grow, Develop and Support) subcommittees.

Figure 1. Overview of Statistics Canada HR governance structure.

Overview of Statistics Canada HR governance structure
Description of Figure 1

The diagram is a visual representation of the overall human resource governance structure in place at Statistics Canada. There are a total of six boxes used to demonstrate the human resource governance structure. The structure is headed by the Corporate Planning Committee (box 1 - parent), below is a reporting line pointing downward to the Human Resources Committee (box 2 – child) and then further divided below into three sub-committees (from left to right): Talent Engagement and Wellness Subcommittee (box 3), Talent Development Subcommittee (box 4) and HR Talent Acquisition Subcommittee (box 4). Also, a dotted line (on right side of box 1) identifies the Senior Management Review Board (box 6).

The membership of the HR committees includes a cross-section of DGs, directors and assistant directors representing all fields in the organization, as well as members of the Statistics Canada’s Young Professionals Network, the Chiefs network and Employment Equity groups. Members are responsible for communicating issues to the committee and decisions back to their colleagues. These subcommittees were only recently established and have only begun to develop their Terms of References and propose HR work plans for the agency.

Interviews and reviews of committee meeting minutes revealed that this network of committees is responsible for setting HR strategic directions, identifying current and future HR needs and developing corporate strategies and priorities.

Roles and responsibilities of key stakeholders involved in HR planning are clearly defined and documented in various documents published by TBS and Statistics Canada. Job descriptions from the level of Assistant Chief Statistician down to the level of Chief specifically include the responsibility for developing long-term plans and allocating HR requirements to meet those plans.

Overall, the agency has defined governance structures to provide direction and oversight for HR planning. Processes are in place and roles and responsibilities are clearly defined.

It is important to note that many of these committees are relatively new and have only been recently realigned to support modernization efforts. Therefore, limited information has been shared or made available on whether strategic direction provided by senior management committees is being effectively operationalized and carried out. There will be opportunities for these committees to develop a strong monitoring function in order to review the success of the strategies to meet the modernization objectives. Monitoring is discussed further in the next section of the report.

Key risks to HR management have been defined and mitigation measures have been identified

Key risks to HR planning are identified through the agency's Corporate Risk Profile (CRP). The CRP identifies the DG Human Resources Branch (HRB) and the Human Resources Committee (HRC) as owners of the HR risks.

A review of documents was performed for the modernization vision as it relates to modern workforce and flexible workplace, which found the following outcome defined: Statistics Canada will have the talent and environment required to fulfill current business needs, and will remain open and nimble to adapt to future demands. This outcome is linked to HR risks identified in Statistics Canada's 2017–2018 Corporate Risk Profile (CRP), that is, ''the inability to recruit employees with the required skills and expertise.''

Mitigation Strategies have been identified for these HR risks. Strategies include using the Integrated Strategic Planning Process (ISPP) to ensure HR needs are aligned with financial resources, and using specific key competencies as developed for all levels of the Mathematics (MA), Economics and Social Science Services (EC) and Computer Systems (CS) groups.

Interviews with the HRB and a review of documents tabled during the ISPP indicate that these mitigation strategies are currently being implemented. THE HRB is providing the SMRB with key activities and status updates during the ISPP. Inventories of competencies for each group have been developed. Critical skill gaps across the organization have not yet been developed.

The audit team reviewed the 2018–2019 CRP process, which is currently underway. A review of the risks identified in each field indicates that HR risks are considered in the analysis. This includes risks of limited resources to address emerging data needs and the unavailability of certain skill sets.

These risks and their mitigation strategies are tied to the higher-level corporate risk of credibility and reputation, which states that because of the scope and complexity of the significant transformations under the modernization initiative, there is a risk that the objectives of the initiative and the heightened expectations of users will not be fully met, resulting in a loss of credibility and reputation.

Overall, there is a risk management process in progress that will help to identify HR risks related to achieving program objectives.

HR planning strategies and processes

HR planning processes are in place with many of the key components needed to develop an integrated HR and business plan.

Objectives and business goals have been defined and work has begun to develop an understanding of the environment and identify skill gaps. The Human Resource Branch works with programs and committees to identify and address short and long term needs in order to develop recruitment and staffing options.

Some HR strategies have been developed to meet new and emerging agency-wide critical skill sets but have not yet been finalized in an overarching consolidated plan. This is largely because the organization is transitioning to support the new modernization agenda. There are opportunities to improve the structured and integrated approach of the planning process by creating a plan and tools for obtaining more granular information in the future that will allow for more precise identification of HR needs in the modernization context.

Lastly, as the organization develops its long-term vision for HR planning, it should develop monitoring approaches with concrete targets to measure the success of this strategy.

The most recent TBS Integrated Planning Handbook for Deputy Ministers and Senior Managers identified a five-step approach for developing an integrated planning process: determining objectives and business goals, scanning the environment, conducting a gap analysis between current and future needs, setting HR priorities to achieve business goals, and measuring, monitoring and reporting on progress.

HR planning processes are in place to address short-term staffing needs. Processes and tools to identify, integrate and monitor long-term critical skill sets have not been fully developed.

Determining objectives and business goals

The ISPP is used to identify objectives and business goals for the agency, which establish a long-term investment outlook for financial, information technology (IT) and human resources. This process ensures that the decisions and directions of the organization are integrated and aligned with corporate strategic priorities, while also taking into consideration financial, IT, and, most importantly, HR requirements and capacities.

The overall objective of Statistics Canada's HR planning process has been identified as the acquisition and retention of a competent, motivated and flexible workforce that can meet the agency's changing needsFootnote 1. Interviews and the review of documents have confirmed that this objective has been communicated and is well-defined as part of the modernization initiative.

Scanning the environment and conducting a gap analysis

The environmental scan and gap analysis is done mainly through an agency-wide analysis that is prepared by the HRB and includes workforce and labour market assessments. The results of this analysis are reported in an HR dashboard, which is provided to divisions and tabled at senior management committees.

It was noted through interviews with program managers that this data may be too high-level for their purposes. As a result, many program managers opt to conduct their own analysis. Interviews with HRB indicated that it can conduct detailed analysis on the data to a level useful for field managers, but this has not been communicated to divisions.

To develop the agency-wide gap analysis, the HRB consults with Field Planning Boards on competencies and needs. This leads to the identification of recruitment processes and of needs for collective staffing processes.

In addition, the HRB is also involved in Monthly Financial Reviews in partnership with programs and financial officers. The financial officers lead managers in reviewing and updating budgets and short-term staffing requirements, while also tracking the financial impact of anticipatory staffing activities.

The HRB indicated, that while planning discussions take place with fields on current and future vacancies, that there were limited consultations with individual divisions around critical skill sets.

Additionally, interviews confirmed that there are no guidance documents or tools for conducting short and long-term HR planning. Direction on planning is being provided by senior management through governance committees and field planning boards.

In the absence of tools or guidance, only a few divisions included in the audit sample had reviewed and formally documented their long-term business needs. One of the fields developed long-term plans including a review of their business requirements. This is a practice that could be shared across the organization for an integrated and consistent approach.

The current planning process helps to identify divisional needs to fill vacancies at each classification level and the organization has a proactive approach to have pre-qualified pools of employees to meet their needs. However, given the new skill sets required to support modernization, this may no longer be sufficient to support long-term planning.

There are opportunities for the HRB to develop an integrated and structured approach to identifying long-term staffing needs in order to successfully identify, develop, recruit and retain the critical skill sets needed to reach long-term modernization objectives.

Setting HR priorities

Long-term HR planning activities are performed by the HRB. The HRB is responsible for developing the Integrated Business and Human Resource Plan (IBHRP). The IBHRP operationalizes the direction provided in the strategic planning processes and sets the HR priorities. The plan was last prepared in 2015, and covers the period from 2016 to 2018, and outlines key priorities in internal and external staffing, workforce development and improvements to HR services at Statistics Canada over a period of three years.

The IBHRP has yet to be updated to reflect Statistics Canada's current business requirements and, more specifically, modernization initiatives. Interviews with the HRB indicated that an updated and redesigned IBHRP will be developed in fiscal 2018/2019, and incorporate the latest strategies.

Measure, monitor and report on progress

The audit team reviewed the HR monitoring processes in place at both the corporate level and the divisional level to measure whether HR strategies are reaching the desired outcome.

Monitoring HR progress against the HR Strategy is mainly done through the Staffing Monitoring Plan (SMP), which was presented to and approved by the HRC (January 2017) and senior management (May 2017).

Review of the SMP revealed that there are measurable indicators for monitoring organizational staffing trends to ensure that staffing activities conducted by the HRB remain effective.

The data collected under the SMP are classified under three categories:

  1. Effectiveness of staffing enabling Statistics Canada’s transformation: measures in this category include the ability to attract talent from outside the organization, efficient pool management, quality of hires, staff mobility and critical skill sets.
  2. Effectiveness of the new direction in staffing: measures include the appropriate use of non-advertised appointments, the overall atmosphere of the HR system (staffing component), the implementation of lowered sub-delegation levels, access to selection processes and the overall health of Statistics Canada staffing system.
  3. Quality control—Compliance with the legislative framework: measures include the application of the Veterans Hiring Act and priority entitlements, staffing file compliance, appropriate use of non-imperative staffing and appropriate use of the Public Service Official Languages Exclusion Approval Order.

Other monitoring tools within divisions include HR dashboards and the organizational charts in the ORG PLUS database. These tools provide divisions with information to manage current staffing needs.

Overall, there are tools to measure and report staffing and short-term HR planning. However, the success of HR modernization strategies, such as a modern and flexible workplace and a renewed approach to recruitment, are not yet being measured and reported against. As the organization develops the IBHRP, consideration should be given to how it will measure, monitor and report the performance of HR strategies. This includes the development of concrete targets.

Recommendations

It is recommended that the Assistant Chief Statistician, Corporate Services and Chief Financial Officer ensure that:

  • there is an updated Integrated Business and Human Resources Plan with HR priorities, as identified through the Strategic Planning Process
  • the Human Resources Branch consults and communicates with divisions on HR needs and develops tools and guidance for the creation of short and long-term plans as part of the Integrated Business and Human Resources Plan
  • there is an approach to measure and report on the progress of achieving long-term HR modernization goals.

Management response

The organization has a solid and long-standing foundation of human resources planning. This approach has served the organization very well through the years and provides insights and tools to proactively manage the cyclical nature and complexity of its programs over time. The modernization journey in which the organization is embarking on and the new types of competencies and skill sets to meet these priorities have been at the center of our continuous improvement to be responsive to these needs in an even more integrated and strategic way. To this effect, a number of new strategies have been developed and are being implemented. The final step is now to consolidate these strategies into an overarching and Integrated Business and Human Resource plan for 2018-2019 and beyond.

Management agrees with the recommendations and will take the following actions:

In 2017/18, the HR Branch integrated planning into its priorities and activities in order to build a strong foundation to support departmental modernization needs and efforts. Over the past year, HRB:

  • Stabilized Director positions (EX-01/EX-02 process to staff 4 vacant positions)
  • Re-organized workload and capacity to address gaps and additional pressure points such as Phoenix
  • Established HRC sub-committees (TAC, TDC, TEWMC) to set the strategic direction, the identification of current and future needs, the confirmation of requirements, and the development of corporate strategies and priorities
  • Used an HR business analytics lens to establish a baseline of HR information in the areas of talent management needs, competency and skill requirements, potential partnerships with academic institutions, recruitment strategies etc.
  • Building an internal HR business partner model that matches a client (i.e. ACS) with one senior HR advisor who acts as the main contact for a wide-range of HR services and advice.

In 2018-19, HRB will build on the success achieved in 2017-18 by developing an updated Integrated Business and Human Resources Plan (IBHRP) that elaborates on:

  • Key HR priorities to support modernization
  • Evidence based and metric driven HR strategies
  • HR Governance
  • Measuring and reporting on results.

Within the IBHRP, HRB will develop a framework to ensure ongoing communication and consultation with divisions on HR needs to support HR planning and develop tools and guidance for divisions to support HR planning.

As an annex to the IBHRP, HRB will develop a measurement framework to measure and report on the progress in achieving long-term HR modernization goals.

Deliverables and Timelines:

The DG, HR will:

  • Draft the IBHRP and present it to HRC for feedback. The IBHRP will be submitted to SMC for final approval and published on ICN and communicated to all staff by June 30, 2018.
  • Draft the communication and consultation framework within the IBHRP by June 30, 2018.
  • Draft the measurement framework with reporting timelines as an annex of the IBHRP by June 30, 2018.
  • Implement the IBHRP framework and communicate to divisions about existing tools and develop new tools as required by March 31, 2019.

Appendices

Appendix A: Audit Criteria

Appendix A: Audit Criteria
Table summary
The table in Appendix A
Control objectives / Core controls / Criteria Sub-criteria Policy instruments / Sources
Objective: Ensure there is a human resource planning framework in place that aligns with the organization’s current and future business needs.
1.1 Governance structures, mechanisms and resources are in place at Statistics Canada to manage HR planning activities. 1.1.1 Governance and oversight bodies are established at the appropriate levels of the organization to ensure HR planning activities are aligned with corporate priorities. HR plans are based on a clear understanding of the organization’s HR risks and senior management risk tolerance.
1.1.2 Current policies, procedures and guidance provide clear direction to all stakeholders involved in the HR planning process.
1.1.3 Roles and responsibilities of key stakeholders in the HR planning process are clearly defined, documented, communicated and understood.
Relevant Treasury Board of Canada Secretariat (TBS) legislative and regulatory requirements and Statistics Canada policies and procedures, such as
  • Values and Ethics Code for the Public Service (TBS)
  • Policy Framework for People Management (TBS)
  • Integrated Planning Handbook for Deputy Ministers and Senior Managers (TBS, 2008)
  • Strategic Human Resource Planning (HR Council)
  • Management Accountability Framework (TBS)
1.2 HR planning is aligned with strategic and business planning. 1.2.1 Current and future resource requirements at the division and branch levels are identified in the HR planning process and a gap analysis against existing competencies and capacities is performed.
1.2.2 HR planning strategies are developed based on the results of the gap analysis and a corporate document is produced.
1.3 Management monitors and assesses the effectiveness of the HR planning on a regular, scheduled basis. 1.3.1 The HR planning strategy is actively monitored to produce regular and timely reports to support effective HR planning and is communicated to senior management and other key decision makers.

Appendix B: Initialisms

CPC
Corporate Planning Committee
CS
Computer Systems
CRP
Corporate Risk Profile
CSP
Corporate Staffing Plan
HR
Human Resources
EC
Economics and Social Science Services
EMB
Executive Management Board
FPB
Field Planning Board
HRB
Human Resources Branch
HRC
Human Resources Committee
IBHRP
Integrated Business and Human Resource Plan
ISPP
Integrated Strategic Planning Process
IT
Information Technology
MA
Mathematics
MFR
Monthly Financial Reviews
TBS
Treasury Board of Canada Secretariat
SMP
Staffing Monitoring Plan

Integrated Business Statistics Program (IBSP)

Reporting Guide

This guide is designed to assist you as you complete the 2017 Annual Survey of Research and Development in Canadian Industry. If you need more information, please call the Statistics Canada Help Line at the number below.

Help Line: 1-800-972-9692

Your answers are confidential.

Statistics Canada is prohibited by law from releasing any information it collects which could identify any person, business, or organization, unless consent has been given by the respondent or as permitted by the Statistics Act.

Statistics Canada will use information from this survey for statistical purposes.

Note:

  1. If this business performs in-house research and development (R&D) and outsources R&D, complete all questions.
  2. If this business performs in-house (R&D) and does not outsource R&D, complete questions 1-5, 8-19.
  3. If this business outsources (R&D) and does not perform in-house R&D, complete questions 1-3, 5-7, 12, 16-19.
  4. If this business does not perform in-house (R&D) and does not outsource R&D, complete questions 1-3, 5, 12, 16, 17 & 19.

Difference between Scientific Research and Experimental Development (SR&ED) tax incentive program and this survey

Include the following in this survey:

  • capital R&D expenditures
  • R&D expenditures in the social sciences and humanities
  • payments for R&D performed by other organizations outside Canada.

For this survey

'In-house R&D' refers to

Expenditures within Canada for R&D performed within this business by:

  • employees (permanent, temporary or casual)
  • self-employed individuals or contractors who are working on-site on this business's R&D projects.

'Outsourced R&D' refers to

Payments made within or outside Canada to other organizations, companies or individuals to fund R&D performance:

  • grants
  • fellowships
  • contracts.

Reporting period information

Here are some examples of common fiscal periods that fall within the targeted dates:

  • May 1, 2016 to April 30, 2017
  • July 1, 2016 to June 30, 2017
  • August 1, 2016 to July 31, 2017
  • October 1, 2016 to September 30, 2017
  • December 1, 2016 to November 30, 2017
  • January 1, 2017 to December 31, 2017
  • February 1, 2017 to January 31, 2018
  • March 1, 2017 to February 28, 2018
  • April 1, 2017 to March 31, 2018

Here are other examples of fiscal periods that fall within the required dates:

  • September 18, 2016 to September 15, 2017 (e.g., floating year-end)
  • June 1, 2017 to December 31, 2017 (e.g., a newly opened business)

Definitions and Concepts

Research and experimental development (R&D) comprise creative and systematic work undertaken in order to increase the stock of knowledge – including knowledge of humankind, culture and society – and to devise new applications of available knowledge.

R&D is performed in the natural sciences, engineering, social sciences and humanities. There are three types of R&D activities: basic research, applied research and experimental development.

Activities included and excluded from R&D

Inclusions

Prototypes

Include design, construction and operation of prototypes, provided that the primary objective is to make further improvements or to undertake technical testing. Exclude if the prototype is for commercial purposes.

Pilot plants

Include construction and operation of pilot plants, provided that the primary objective is to make further improvements or to undertake technical testing. Exclude if the pilot plant is intended to be operated for commercial purposes.

New computer software or significant improvements/modifications to existing computer software

Includes technological or scientific advances in theoretical computer sciences; operating systems e.g., improvement in interface management, developing new operating system or converting an existing operating system to a significantly different hardware environment, programming languages, and applications if a significant technological change occurs.

Contracts

Include all contracts which require R&D. For contracts which include other work, report only the R&D costs.

Research work in the social sciences

Include if projects are employing new or significantly different modelling techniques or developing new formulae, analyzing data not previously available or applying new research techniques, development of community strategies for disease prevention, or health education.

Exclude:

  • routine analytical projects using standard techniques and existing data
  • routine market research
  • routine statistical analysis intended for on-going monitoring of an activity.

Exclusions

Routine analysis in the social sciences including policy-related studies, management studies and efficiency studies

Exclude analytical projects of a routine nature, with established methodologies, principles and models of the related social sciences to bear on a particular problem (e.g., commentary on the probable economic effects of a change in the tax structure, using existing economic data; use of standard techniques in applied psychology to select and classify industrial and military personnel, students, etc., and to test children with reading or other disabilities).

Consumer surveys, advertising, market research

Exclude projects of a routine nature, with established methodologies intended for commercialization of the results of R&D.

Routine quality control and testing

Exclude projects of a routine nature, with established methodologies not intended to create new knowledge, even if carried out by personnel normally engaged in R&D.

Pre-production activities such as demonstration of commercial viability, tooling up, trial production, and trouble shooting

Although R&D may be required as a result of these steps, these activities are excluded.

Prospecting, exploratory drilling, development of mines, oil or gas wells

Include only if for R&D projects concerned with new equipment or techniques in these activities, such as in-situ and tertiary recovery research.

Engineering

Exclude engineering unless it is in direct support of R&D.

Design and drawing

Exclude design and drawing unless it is in direct support of R&D.

Patent and license work

Exclude all administrative and legal work connected with patents and licenses.

Cosmetic modifications or style changes to existing products

Exclude if no significant technical improvement or modification to the existing products has occurred.

General purpose or routine data collection

Exclude projects of a routine nature, with established methodologies intended for on-going monitoring of an activity.

Routine computer programming, systems maintenance or software application

Exclude projects of a routine nature, with established methodologies intended to support on-going operations.

Routine mathematical or statistical analysis or operations analysis

Exclude projects of a routine nature, with established methodologies intended for on-going monitoring of an activity.

Activities associated with standards compliance

Exclude projects of a routine nature, with established methodologies intended to support standards compliance.

Specialized routine medical care such as routine pathology services

Exclude projects of a routine nature, with established methodologies intended for on-going monitoring of an activity.

In-house R&D expenditures within Canada (Q4 - Q7)

In-house R&D expenditures are composed of current in-house R&D expenditures and capital in-house R&D expenditures.

Current in-house R&D expenditures

Include:

  • wages, salaries, benefits and fringe benefits, materials and supplies
  • services to support R&D, including on-site R&D consultants and contactors
  • necessary background literature
  • minor scientific equipment
  • associated administrative overhead costs.

a. Wages, salaries of permanent, temporary and casual R&D employees

Include benefits and fringe benefits of employees engaged in R&D activities. Benefits and fringe benefits include bonus payments, holiday or vacation pay, pension fund contributions, other social security payments, payroll taxes, etc.

b. Services to support R&D

Include:

  • payments to on-site R&D consultants and contractors working under the direct control of your business
  • other services including indirect services purchased to support in-house R&D such as security, storage, repair, maintenance and use of buildings and equipment
  • computer services, software licensing fees and dissemination of R&D findings.

c. R&D materials

Include:

  • water, fuel, gas and electricity
  • materials for creation of prototypes
  • reference materials (books, journals, etc.)
  • subscriptions to libraries and data bases, memberships to scientific societies, etc.
  • cost of outsourced (contracted out or granted) small R&D prototypes or R&D models
  • materials for laboratories (chemicals, animals, etc.)
  • all other R&D-related materials.

d. All other current R&D costs including overhead

Include administrative and overhead costs (e.g., office, post and telecommunications, internet, insurance), prorated if necessary to allow for non-R&D activities within the business.

Exclude:

  • interest charges
  • value-added taxes (goods and services tax (GST) or harmonized sales tax (HST)).

Capital in-house R&D expenditures

Capital in-house R&D expenditures are the annual gross amount paid for the acquisition of fixed assets that are used repeatedly, or continuously in the performance of R&D for more than one year. Report capital in-house R&D expenditures in full for the period when they occurred.

Include costs for software, land, buildings and structures, equipment, machinery and other capital costs.

Exclude capital depreciation.

e. Software

Include applications and systems software (original, customized and off-the-shelf software), supporting documentation and other software-related acquisitions.

f. Land acquired for R&D including testing grounds, sites for laboratories and pilot plants.

g. Buildings and structures that are constructed or purchased for R&D activities or that have undergone major improvements, modifications, renovations and repairs for R&D activities.

h. Equipment, machinery and all other capital

Include major equipment, machinery and instruments, including embedded software, acquired for R&D activities.

Outsourced (contracted out or granted) R&D expenditures (Q8 - Q11)

Include payments made through contracts, grants donations and fellowships to another company, organization or individual to purchase or fund R&D activities.

Exclude expenditures for on-site R&D contractors.

  1. Parent and subsidiary companies are companies connected to each other through majority ownership of the subsidiary company by the parent company. Affiliated companies are companies connected to a parent through minority ownership of the affiliated companies by the parent.
  2. Companies include all incorporated for-profit businesses and government business enterprises providing products in the market at market rates.
  3. Private non-profit organizations include voluntary health organizations, private philanthropic foundations, associations and societies and research institutes. They are not-for-profit organizations that serve the public interest by supporting activities related to public welfare (such as health, education, the environment).
  4. Industrial research institutes or associations include all non-profit organizations that serve the business sector, with industrial associations frequently consisting of their membership.
  5. Federal government includes all federal government departments and agencies. It excludes federal government business enterprises providing products in the market.
  6. Provincial or territorial governments include all provincial or territorial government ministries, departments and agencies. It excludes provincial or territorial government business enterprises providing products in the market.
  7. Provincial or territorial research organizations are organizations created under provincial or territorial law which conduct or facilitate research on behalf of the province or territory.
  8. Other organizations – individuals, non-university educational institutions, foreign governments including ministries, departments and agencies of foreign governments.

Sources of funds for in-house R&D expenditures in 2017 (Q16)

Include Canadian and foreign sources.

Exclude:

  • payments for outsourced (contracted out or granted) R&D, which should be reported in question 9
  • capital depreciation.
a. Funds from this business
Amount contributed by this business to R&D performed within Canada (include amounts eligible for income tax purposes, e.g., Scientific Research and Experimental Development (SR&ED) program, other amounts spent for projects not claimed through SR&ED, and funds for land, buildings, machinery and equipment (capital expenditures) purchased for R&D).
b. Funds from parent, affiliated and subsidiary companies
Amount received from parent, affiliated and subsidiary companies used to perform R&D within Canada (include amounts eligible for income tax purposes, e.g., Scientific Research and Experimental Development (SR&ED) program, other amounts spent for projects not claimed through SR&ED, and funds for land, buildings, machinery and equipment (capital expenditures) purchased for R&D).
c. Federal government grants or funding
Funds received from the federal government in support of R&D activities not connected to a specific contractual deliverable.
d. Federal government contracts
Funds received from the federal government in support of R&D activities connected to a specific contractual deliverable.
e. R&D contract work for other companies
Funds received from other companies to perform R&D on their behalf.
f. Provincial or territorial government grants or funding
Funds received from the provincial or territorial government in support of R&D activities not connected to a specific contractual deliverable.
g. Provincial or territorial government contracts
Funds received from the provincial or territorial government in support of R&D activities connected to a specific contractual deliverable.
h. R&D contract work for private non-profit organizations
Funds received from non-profit organizations to perform R&D on their behalf.
i. Other sources
Funds received from all other sources not previously classified.

In-house R&D expenditures by fields of research and development in 2017 (Q18)

Exclude:

  • payments for outsourced (contracted out or granted) R&D, which should be reported in question 9
  • capital depreciation.

Natural and formal sciences

Mathematics, physical sciences, chemical sciences, earth and related environmental sciences, biological sciences, other natural sciences.

Exclude computer sciences, information sciences and bioinformatics (to be reported at lines s and t).

  1. Mathematics: pure mathematics, applied mathematics, statistics and probability.
  2. Physical sciences: atomic, molecular and chemical physics, interaction with radiation, magnetic resonances, condensed matter physics, solid state physics and superconductivity, particles and fields physics, nuclear physics, fluids and plasma physics (including surface physics), optics (including laser optics and quantum optics), acoustics, astronomy (including astrophysics, space science).
  3. Chemical sciences: organic chemistry, inorganic and nuclear chemistry, physical chemistry, polymer science and plastics, electrochemistry (dry cells, batteries, fuel cells, metal corrosion, electrolysis), colloid chemistry, analytical chemistry.
  4. Earth and related environmental sciences: geosciences, geophysics, mineralogy and palaeontology, geochemistry and geophysics, physical geography, geology and volcanology, environmental sciences, meteorology, atmospheric sciences and climatic research, oceanography, hydrology and water resources.
  5. Biological sciences: cell biology, microbiology and virology, biochemistry, molecular biology and biochemical research, mycology, biophysics, genetics and heredity (medical genetics under medical biotechnology), reproductive biology (medical aspects under medical biotechnology), developmental biology, plant sciences and botany, zoology, ornithology, entomology and behavioural sciences biology, marine biology, freshwater biology and limnology, ecology and biodiversity conservation, biology (theoretical, thermal, cryobiology, biological rhythm), evolutionary biology.
  6. Other natural sciences: other natural sciences.

Engineering and Technology

Civil engineering, electrical engineering, electronic engineering and communications technology, mechanical engineering, chemical engineering, materials engineering, medical engineering, environmental engineering, environmental biotechnology, industrial biotechnology, nanotechnology, other engineering and technologies.

Exclude software engineering and technology (to be reported at line r).

  1. Civil engineering: civil engineering, architecture engineering, municipal and structural engineering, transport engineering.
  2. Electrical engineering, electronic engineering and communications technology: electrical and electronic engineering, robotics and automatic control, micro-electronics, semiconductors, automation and control systems, communication engineering and systems, telecommunications, computer hardware and architecture.
  3. Mechanical engineering: mechanical engineering, applied mechanics, thermodynamics, aerospace engineering, nuclear-related engineering (nuclear physics under Physical sciences), acoustical engineering, reliability analysis and non-destructive testing, automotive and transportation engineering and manufacturing, tooling, machinery and equipment engineering and manufacturing, heating, ventilation and air conditioning engineering and manufacturing.
  4. Chemical engineering: chemical engineering (plants, products), chemical process engineering.
  5. Materials engineering: materials engineering and metallurgy, ceramics, coating and films (including packaging and printing), plastics, rubber and composites (including laminates and reinforced plastics), paper and wood and textiles, construction materials (organic and inorganic).
  6. Medical engineering: medical and biomedical engineering, medical laboratory technology (excluding biomaterials, which should be reported under Industrial biotechnology).
  7. Environmental engineering: environmental and geological engineering, petroleum engineering (fuel, oils), energy and fuels, remote sensing, mining and mineral processing, marine engineering, sea vessels and ocean engineering.
  8. Environmental biotechnology: environmental biotechnology, bioremediation, diagnostic biotechnologies in environmental management (DNA chips and bio-sensing devices).
  9. Industrial biotechnology: industrial biotechnology, bioprocessing technologies, biocatalysis and fermentation bioproducts (products that are manufactured using biological material as feedstock), biomaterials (bioplastics, biofuels, bioderived bulk and fine chemicals, bio-derived materials).
  10. Nanotechnology: nano-materials (production and properties), nano-processes (applications on nano-scale).
  11. Other engineering and technologies: food and beverages, oenology, other engineering and technologies.

Software-related sciences and technology

Software engineering and technology, computer sciences, information technology and bioinformatics.

  1. Software engineering and technology: computer software engineering, computer software technology, and other related computer software engineering and technologies.
  2. Computer sciences: computer science, artificial intelligence, cryptography, and other related computer sciences.
  3. Information technology and bioinformatics: information technology, informatics, bioinformatics, biomathematics, and other related information technologies.

Medical and health sciences

Basic medicine, clinical medicine, health sciences, medical biotechnology, other medical sciences.

  1. Basic medicine: anatomy and morphology (plant science under Biological science), human genetics, immunology, neurosciences, pharmacology and pharmacy and medicinal chemistry, toxicology, physiology and cytology, pathology.
  2. Clinical medicine: andrology, obstetrics and gynaecology, paediatrics, cardiac and cardiovascular systems, haematology, anaesthesiology, orthopaedics, radiology and nuclear medicine, dentistry, oral surgery and medicine, dermatology, venereal diseases and allergy, rheumatology, endocrinology and metabolism and gastroenterology, urology and nephrology, and oncology.
  3. Health sciences: health care sciences and nursing, nutrition and dietetics, parasitology, infectious diseases and epidemiology, occupational health.
  4. Medical biotechnology: health-related biotechnology, technologies involving the manipulation of cells, tissues, organs or the whole organism, technologies involving identifying the functioning of DNA, proteins and enzymes, pharmacogenomics, gene-based therapeutics, biomaterials (related to medical implants, devices, sensors).
  5. Other medical sciences: forensic science, other medical sciences.

Agricultural Sciences

Agriculture, forestry and fisheries sciences, animal and dairy sciences, veterinary sciences, agricultural biotechnology, other agricultural sciences.

  1. Agriculture, forestry and fisheries sciences: agriculture, forestry, fisheries and aquaculture, soil science, horticulture, viticulture, agronomy, plant breeding and plant protection.
  2. Animal and dairy sciences: animal and dairy science, animal husbandry.
  3. Veterinary sciences: veterinary science (all).
  4. Agricultural biotechnology: agricultural biotechnology and food biotechnology, genetically modified (GM) organism technology and livestock cloning, diagnostics (DNA chips and biosensing devices), biomass feedstock production technologies and biopharming.
  5. Other agricultural sciences: other agricultural sciences.

Social sciences and humanities

Psychology, educational sciences, economics and business, other social sciences, humanities.

  1. Psychology: cognitive psychology and psycholinguistics, experimental psychology, psychometrics and quantitative psychology, and other fields of psychology.
  2. Educational sciences: education, training and other related educational sciences.
  3. Economics and business: micro-economics, macro-economics, econometrics, labour economics, financial economics, business economics, entrepreneurial and business administration, management and operations, management sciences, finance and all other related fields of economics and business
  4. Other social sciences: anthropology (social and cultural) and ethnology, demography, geography (human, economic and social), planning (town, city and country), management, organization and methods (excluding market research unless new methods/techniques are developed), law, linguistics, political sciences, sociology, miscellaneous social sciences and interdisciplinary, and methodological and historical science and technology activities relating to subjects in this group.
  5. Humanities: history (history, prehistory and history, together with auxiliary historical disciplines such as archaeology, numismatics, palaeography, genealogy, etc.), languages and literature (ancient and modern), other humanities (philosophy (including the history of science and technology)), arts (history of art, art criticism, painting, sculpture, musicology, dramatic art excluding artistic "research" of any kind), religion, theology, other fields and subjects pertaining to the humanities, and methodological, historical and other science and technology activities relating to the subjects in this group.

In-house R&D personnel in 2017 (Q70 - Q72)

R&D personnel

Include:

  • permanent, temporary and casual R&D employees
  • independent on-site R&D consultants and contractors working in your business's offices, laboratories, or other facilities
  • employees engaged in R&D-related support activities.

Researchers and research managers are composed of:

  1. Scientists, social scientists, engineers and researchers are professionals engaged in the conception or creation of new knowledge. They conduct research and improve or develop concepts, theories, models, techniques instrumentation, software or operational methods. They may be certified by provincial or territorial educational authorities, provincial, territorial or national scientific or engineering associations.
  2. Senior research managers plan or manage R&D projects and programs. They may be certified by provincial or territorial educational authorities, provincial, territorial or national scientific or engineering associations.

R&D technical, administrative and support staff are composed of:

  1. Technicians and technologists and research assistants are persons whose main tasks require technical knowledge and experience in one or more fields of engineering, the physical and life sciences, or the social sciences, humanities and the arts. They participate in R&D by performing scientific and technical tasks involving the application of concepts, operational methods and the use of research equipment, normally under the supervision of researchers. They may be certified by provincial or territorial educational authorities, provincial, territorial or national scientific or engineering associations.
  2. Other R&D technical, administrative support staff include skilled and unskilled craftsmen, and administrative, secretarial and clerical staff participating in R&D projects or directly associated with such projects.

On-site R&D consultants and contractors are individuals hired 1) to perform project-based work or to provide goods at a fixed or ascertained price or within a certain time or 2) to provide advice or services in a specialized field for a fee and, in both cases, work at the location specified and controlled by the contracting company or organization.

Full-time equivalent (FTE)

R&D may be carried out by persons who work solely on R&D projects or by persons who devote only part of their time to R&D, and the balance to other activities such as testing, quality control and production engineering. To arrive at the total effort devoted to R&D in terms of personnel, it is necessary to estimate the full-time equivalent of these persons working only part-time in R&D.

FTE (full-time equivalent): Number of persons who work solely on R&D projects + the time of persons working only part of their time on R&D.

Example calculation: If out of four scientists engaged in R&D work, one works solely on R&D projects and the remaining three devote only one quarter of their working time to R&D, then: FTE = 1 + 1/4 + 1/4 + 1/4 = 1.75 scientists.

Technology and technical assistant payments in 2017 (Q73 - Q75)

Definitions (equivalent to the Canadian Intellectual Property Office)

a. Patent
Government grant giving the right to exclude others from making, using or selling an invention.
b. Copyright
Legal protection for literary, artistic, dramatic or musical works, computer programs, performer's performances, sound recordings, and communication signals.
c. Trademark
A word, symbol or design, or combination of these, used to distinguish goods or services of one person or organization from those of others in the marketplace.
d. Industrial design
Legal protection against imitation of the shape, pattern, or ornamentation of an object.
e. Integrated circuit topography
Three-dimensional configurations of the elements and interconnections embodied in an integrated circuit product.
f. Original software
Computer programs and descriptive materials for both systems and applications. Original software can be created in-house or outsourced and includes packaged software with customization.
g. Packaged or off-the-shelf software
Packaged software purchased for organizational use and excludes software with customization.
h. Databases
Data files organized to permit effective access and use of the data.
i. Other
Technical assistance, industrial processes and know-how.

Energy-related R&D by area of technology (Q22 - Q69)

Fossil Fuels

Crude oils and natural gas exploration, crude oils and natural gas production, oil sands and heavy crude oils surface and sub-surface production and separation of the bitumen, tailings management, refining, processing and upgrading, coal production, separation and processing, transportation of fossil fuels.

a. Crude oils and natural gas exploration
Include development of advanced exploration methods (geophysical, geochemical, seismic, magnetic) for on-shore and off-shore prospecting.
b. Crude oil and natural gas production and storage, include enhanced recovery natural gas production
Include on-shore and off-shore deep drilling equipment and techniques for conventional oil and gas, secondary and tertiary recovery of oil and gas, hydro fracturing techniques, processing and cleaning of raw product, storage on remote platforms (e.g., Arctic, off-shore), safety aspects of offshore platforms.
c. Oil sands and heavy crude oils surface and sub-surface production and separation of the bitumen, tailings management
Include surface and in-situ production (e.g., SAGD), tailings management.
d. Refining, processing and upgrading of fossil fuels
Include processing of natural gas to pipeline specifications, and refining of conventional crude oils to refined petroleum products (RPPs), and the upgrading of bitumen and heavy oils either to synthetic crude oil or to RPPs. Upgrading may be done at an oil sands plant, regional merchant upgraders or integrated into a refinery producing RPPs.
e. Coal production, separation and processing
Include coal, lignite and peat exploration, deposit evaluation techniques, mining techniques, separation techniques, coking and blending, other processing such as coal to liquids, underground (in-situ) gasification.
f. Transportation of fossil fuels
Include transport of gaseous, liquid and solid hydrocarbons via pipelines (land and submarine) and their network evaluation, safety aspects of LNG transport and storage.

Renewable energy resources

Solar photovoltaics (PV), solar thermal-power and high-temperature applications, solar heating and cooling, wind energy, bio-energy – biomass production, bio-energy – biomass conversion to fuels, bio-energy – biomass conversion to heat and electricity, other bio-energy, small hydro (less than 10 MW), large hydro (greater than or equal to 10 MW), other renewable energy.

a. Solar photovoltaics (PV)
Include solar cell development, PV-module development, PV-inverter development, building-integrated PV-modules, PV-system development, other.
b. Solar thermal-power and high-temperature applications
Include solar chemistry, concentrating collector development, solar thermal power plants, high-temperature applications for heat and power.
c. Solar heating and cooling
Include daylighting, passive and active solar heating and cooling, collector development, hot water preparation, combined-space heating, solar architecture, solar drying, solar-assisted ventilation, swimming pool heating, low-temperature process heating, other.
d. Wind energy
Include technology development, such as blades, turbines, converters structures, system integration, other.
e. Bio-energy – Biomass production and transport
Include improvement of energy crops, research on bio-energy production potential and associated land-use effects, supply and transport of bio-solids, bio-liquids, biogas and bio-derived energy products (e.g., ethanol, biodiesel), compacting and baling, other.
f. Bio-energy – Biomass conversion to transportation fuel
Include conventional bio-fuels, cellulosic-derived alcohols, biomass gas-to-liquids, other energy-related products and by-products.
g. Bio-energy – Biomass conversion to heat and electricity
Include bio-based heat, electricity and combined heat and power (CHP), exclude multi-firing with fossil fuels.
h. Other bio-energy
Include recycling and the use of municipal, industrial and agricultural waste as energy not covered elsewhere.
i. Small hydro – (less than 10 MW)
Include plants with capacity below 10 MW.
j. Large hydro – (greater than or equal to 10 MW)
Include plants with capacity of 10 MW and above.
k. Other renewable energy
Include hot dry rock, hydro-thermal, geothermal heat applications (including agriculture), tidal power, wave energy, ocean current power, ocean thermal power, other.

Nuclear fission and fusion

Materials exploration, mining and preparation, tailings management, nuclear reactors, other fission, fusion.

a. Nuclear materials exploration, mining and preparation, tailings management
Include development of advanced exploration methods (geophysical, geochemical) for prospecting, ore surface and in-situ production, uranium and thorium extraction and conversion, enrichment, handling of tailings and remediation.
b. Nuclear reactors
Include nuclear reactors of all types and related system components.
c. Other fission
Include nuclear safety, environmental protection (emission reduction or avoidance), radiation protection and decommissioning of power plants and related nuclear fuel cycle installations, nuclear waste treatment, disposal and storage, fissile material recycling, fissile materials control, transport of radioactive materials.
d. Fusion
Include all types (e.g., magnetic confinement, laser applications).

Electric Power

Generation in utility sector, combined heat and power in industry and in buildings, electricity transmission, distribution and storage of electricity.

a. Electric power generation in utility sector
Include conventional and non-conventional technology (e.g., pulverised coal, fluidised bed, gasification-combined cycle, supercritical), re-powering, retrofitting, life extensions and upgrading of power plants, generators and components, super-conductivity, magneto hydrodynamic, dry cooling towers, co-firing (e.g., with biomass), air and thermal pollution reduction or avoidance, flue gas cleanup (excluding CO2 removal), CHP (combined heat and power) not covered elsewhere.
b. Electric power - combined heat and power in industry, buildings
Include industrial applications, small scale applications for buildings.
c. Electricity transmission, distribution and storage
Include solid state power electronics, load management and control systems, network problems, super-conducting cables, AC and DC high voltage cables, HVDC transmission, other transmission and distribution related to integrating distributed and intermittent generating sources into networks, all storage (e.g., batteries, hydro reservoirs, fly wheels), other.

Hydrogen and fuel cells

Hydrogen production for process applications, hydrogen production for transportation applications, hydrogen transport and storage, other hydrogen, fuel cells, both stationary and mobile.

a. Hydrogen production for process applications
b. Hydrogen production for transportation applications
c. Hydrogen transport and storage
d. Other hydrogen
Include end uses (e.g., combustion), other infrastructure and systems R&D (refuelling stations).
e. Stationary fuel cells
Include electricity generation, other stationary end-use.
f. Mobile fuel cells
Include portable applications.

Energy efficiency

Industry, residential and commercial, transportation, other energy efficiency.

a. Energy efficiency applications for industry
Include reduction of energy consumption through improved use of energy and/or reduction or avoidance of air and other emissions related to the use of energy in industrial systems and processes (excluding bio-energy-related) through the development of new techniques, new processes and new equipment, other.
b. Energy efficiency for residential, institutional and commercial sectors
Include space heating and cooling, ventilation and lighting control systems other than solar technologies, low energy housing design and performance other than solar technologies, new insulation and building materials, thermal performance of buildings, domestic appliances, other.
c. Energy efficiency for transportation
Includes analysis and optimisation of energy consumption in the transport sector, efficiency improvements in light-duty vehicles, heavy-duty vehicles, non-road vehicles, public transport systems, engine-fuel optimisation, use of alternative fuels (liquid and gaseous, other than hydrogen), fuel additives, diesel engines, Stirling motors, electric cars, hybrid cars, air emission reduction, other.
d. Other energy efficiency
Include waste heat utilisation (heat maps, process integration, total energy systems, low temperature thermodynamic cycles), district heating, heat pump development, reduction of energy consumption in the agricultural sector.

Other energy-related technologies

Carbon capture, transportation and storage for fossil fuel production and processing, electric power generation, industry in end-use sector, energy systems analysis, all other energy-related technologies.

a. Carbon capture, transport and storage related to fossil fuel production and processing
b. Carbon capture, transport and storage related to electric power production
c. Carbon capture, transport and storage related to industry in end-use sector
Include industry in the end-use sector, such as steel production, manufacturing, etc. (exclude fossil fuel production and processing and electric power production).
d. Energy system analysis
Include system analysis related to energy R&D not covered elsewhere, sociological, economical and environmental impact of energy which are not specifically related to one technology area listed in the sections above.
e. All other energy technologies
Include energy technology information dissemination, studies not related to a specific technology area listed above.

Privacy and confidentiality of personal information

How does Statistics Canada obtain your personal information?

  1. From survey responses
    Statistics Canada conducts hundreds of household surveys each year on a variety of topics such as health and education
  2. From other organizations that collected your personal information for their own purposes
    If another entity has already collected the same information that Statistics Canada needs to produce statistics, our legislation allows us to ask the entity to provide us with your information (which saves you time by not asking the same questions again). Statistics Canada is obligated to protect your information in the same manner as the entity that originally collected your information. The information collected may include your tax records or the address information on your driver's licence. More information on Administrative data.
  3. Client information
    When you purchase a product from Statistics Canada, we collect certain personal information and inform you about the collection, use and retention of your information. When you visit Statistics Canada's website, we may collect some information using persistent cookies or web analytics. We do not sell, distribute or transfer your information to anyone without your consent, unless required by law.

What does Statistics Canada do with your personal information?

  • In short, we create statistics to fulfill our mandate
    This involves using the information from a large group of Canadians to generate statistics that give us a better picture of the lives of Canadians, while respecting the privacy of individuals. View our data for results from our statistical programs.
  • We use it to its full potential
    Whether Statistics Canada received your information directly from you or through a third party such as another government entity, we use it to its full potential. We avoid having to ask the same question more than once so that we can produce relevant, timely and accurate statistics. Linking Canadians' information from different files enables Statistics Canada to produce more statistics and research, which are in turn used by decision makers. We will only link personal information when its value to the public good outweighs the intrusion of privacy. For example, we can take the answers you gave on a survey and link them to your tax record. The objective is to draw conclusions based on a large sample of the population. More information on all Approved microdata linkages.
  • We protect it
    Statistics Canada has strict rules to safeguard all its data holdings, and these rules adhere to or exceed the requirements of the Statistics Act, the Privacy Act and relevant federal policies and directives. We have put in place information technology (IT) systems that protect your information from cyber attacks, and only approved individuals can enter Statistics Canada premises.
    All employees have taken an oath to protect your information and have received mandatory confidentiality training. The oath is valid even after their employment has ended and is accompanied by penalties that include fines and imprisonment.
    Statistics Canada removes direct identifiers from survey data files once the identifiers are no longer needed for analysis. However, it may still be possible to link a respondent's information through the Social Data Record Linkage Environment (SDLE). More information on Statistics Canada's Privacy Impact Assessment for the SDLE.
  • We ensure, through the conduct of privacy impact assessments, that the privacy of your information is managed
    The Treasury Board Secretariat's Guidelines on Privacy Impact Assessments (PIAs) require federal organizations to conduct PIAs to assess the potential impact of Statistics Canada projects on the privacy of individuals when the personal information is used for administrative or regulatory purposes. Statistics Canada only uses personal information for statistical purposes and, as such, is not required to conduct PIAs. Regardless, we choose to demonstrate to Canadians our commitment to personal information protection by conducting PIAs to assess our impact on individual privacy. More information on our Privacy impact assessment.
  • We never use it for administrative or regulatory purposes
    Statistics Canada's role is to produce statistics, not to take make decisions about Canadians. In addition to never using your personal information for administrative or regulatory purposes, we do not give it to other organizations that would use it for those purposes. For example, Statistics Canada does not share your personal information with the Canada Revenue Agency, as one of their roles is to determine if you have declared the correct amount of revenue. We also systematically refuse to give your information to law enforcement entities such as the police

Who has access to your personal information?

  • Selected Statistics Canada employees
    Although all employees take an oath of secrecy, access to confidential information is only allowed if it is required for the employees to perform their duties. Access to your direct identifiers, such as your name, is restricted to an even smaller group of employees and only for a short period of time for the purposes of analysis, after which the direct identifiers are removed immediately.
  • Other organizations
    Statistics Canada shares the personal information that you have given us with other organizations that also need it for statistical purposes, but only with your consent. In such cases, we seek assurances that your information will be protected in accordance with specific terms and conditions. In some instances, your personal information might be provided to Statistics Canada by another organization. In that case, that organization is responsible for ensuring that it is allowed to authorize the subsequent disclosure of your personal information.
  • Researchers
    Selected researchers may have access to your personal information to conduct statistical work if their research has been approved by Statistics Canada and if they have taken the oath of secrecy (which all Statistics Canada employees must take). Researchers and deemed employees access confidential information in a secure environment under the supervision of a Statistics Canada employee.

What happens if there is a breach?

  • A privacy breach is the loss of, unauthorized access to, or disclosure of personal information. This can occur as a result of the theft or loss of information or data storage equipment, or the improper or unauthorized collection, use, disclosure, access, storage or disposal of information, including misdirected correspondence.

    Statistics Canada has developed a breach protocol that outlines the steps to be taken in the event of a suspected breach. This protocol is based on the Treasury Board Secretariat's Directive on Privacy Practices and Guidelines for Privacy Breaches. When a breach is suspected, Statistics Canada takes immediate action by investigating and reporting the breach, and taking remedial action to mitigate the impact on individuals whose information may have been breached. In case of a material breach, meaning a breach involving sensitive personal information that could reasonably be expected to cause serious injury or harm to the individual, we must inform individuals whose personal information was breached, as well as inform the Office of the Privacy Commissioner and the Treasury Board Secretariat.

How do I access my personal information?

Under the Privacy Act, you have the right to request a copy of the personal information that Statistics Canada has about you. To request a copy of your personal information, please specify the survey in which you participated or the record that would have been provided to Statistics Canada by another organization.

You can make a request by contacting the Access to Information and Privacy (ATIP) coordinator.

Please note that to protect an individual's privacy as much as possible, Statistics Canada generally removes direct identifiers including names from files. In such cases, we may be unable to provide you with your information.

Requests for information regarding credit data

In 2018, Statistics Canada acquired credit data under the authority of the Statistics Act. Statistics Canada's access and use of these data is for statistical purposes only and has no impact on any individual's credit rating.

Strong security measures are in place to protect your information. These include separating your direct personal identifiers (name and address) from the rest of your information.

To confirm your identity, Statistics Canada requires your name, address, social insurance number, and date of birth when you request a copy of your personal information. This will ensure that there is no risk of disclosing your information to another individual or entity.

If you wish to use a secure method to provide your social insurance number and date of birth, we suggest that you call us at 613-951-4967 or 613-762-7547. You can also write to us at the address below:

Access to Information and Privacy Office
Office of Privacy Management and Information Coordination
Statistics Canada
RHC 2, Section O
100 Tunney's Pasture Driveway
Ottawa, ON  K1A 0T6

You can also email us at statcan.atip-aiprp.statcan@statcan.gc.ca.

If you are not satisfied with the answer you receive from Statistics Canada, you can make a complaint to the Office of the Privacy Commissioner.

Indigenous Liaison Program

Indigenous Liaison Program banner

The Indigenous Liaison Program serves as a bridge between Statistics Canada and First Nations, Métis and Inuit communities and Indigenous organizations.

Program objectives:

  • Work in partnership with First Nations, Métis, and Inuit communities and organizations to build strong relationships;
  • Increase understanding and access to Statistics Canada's data, products and services;
  • Promote the use of Statistics Canada's data sources for decision-making and community planning activities;
  • Build statistical capacity of Indigenous peoples and organizations;
  • Liaise with communities and organizations on Statistics Canada surveys and other important initiatives.

We offer:

  • Presentations and information sessions in which we present Indigenous data at the provincial and community level;
  • Data distribution to First Nations, Métis and Inuit organizations and communities;
  • Data and information request support through personal consultations;
  • Networking that leads to establishing durable and meaningful relationships.

Contacts

CISP-Indigenous Liaison Advisors: statcan.cispindigenousliaisonadvisors-cspaliaisonautoch.statcan@statcan.gc.ca

For further details, please contact the Indigenous Liaison Advisor in your area:

Atlantic Provinces and Québec

Gibbson (Ben) Wong 
343-600-3001
gibbson.wong@statcan.gc.ca

Ontario

Nick Printup
905-414-7086
nicholas.printup@statcan.gc.ca

Manitoba

Raymond Watkins
403-498-4297
raymond.watkins@statcan.gc.ca

Saskatchewan

Helen Tootoosis
306-491-6093
helen.huntertootoosis@statcan.gc.ca

Alberta

Kathleen Crowe
403-463-4062
kathleen.crowe@statcan.gc.ca

British Columbia

Mary Song
778-392-6859
mary.song@statcan.gc.ca

Nicole Huska
nicole.huska@statcan.gc.ca

Yukon and Northwest Territories

Raelyn Tricker
604-389-2119
raelyn.tricker@statcan.gc.ca

Inuit Nunangat

Stephanie Kootoo-Chiarello
819-360-5837
stephanie.kootoo-chiarello@statcan.gc.ca

Acting National Manager

Melinda Commanda
705-522-9221
melinda.commanda@statcan.gc.ca

Data Elements and Violation Coding Structure for the Uniform Crime Reporting Survey

The Uniform Crime Reporting (UCR) Survey was designed to measure the incidence of crime in Canadian society and its characteristics. Presented are the data elements that are captured by the survey, and the violation codes that are used in data collection.

Data Elements

Aboriginal Indicator

Apparent Age

Attempted/Completed Violation

Charges Laid or Recommended

Clearance Date

Counter Frauds and Motor Vehicles

CSC Status (Charged/Suspect - Chargeable)

Cybercrime

Date Charges Laid or Recommended or Processed By Other Means

Date of Birth

Fingerprint Section I.D. (FPS) Number

FPS Number

Fraud Type

Gender

Geocode Information

Hate Crime

Incident Clearance Status

Incident Date/Time (From and To Date and Time)

Incident File Number

Level of Injury

Location of Incident

Most Serious Violation / Violations

Most Serious Violation Against The Victim (VAV)

Most Serious Weapon Present

Motor Vehicle Recovery

Name/Primary Key

Organized Crime / Street Gang

Peace – Public Officer Status

Property Stolen

Relationship of CSC, (Charged/Suspect – Chargeable), To The Victim

Report Date

Respondent Code

Shoplifting Flag

Soundex Code

Special Survey Feature

Target Vehicle

Update Status

Vehicle Type

Weapon Causing Injury

Violation Structure for the Uniform Crime Reporting Survey

Crimes Against The Person

Violations Causing Death

  • Murder 1st Degree
  • Murder 2nd Degree
  • Manslaughter
  • Infanticide
  • Criminal Negligence Causing Death
  • Other Related Offences Causing Death

Attempting The Commission Of A Capital Crime

  • Attempted Murder
  • Conspire To Commit Murder

Sexual Violations

  • Aggravated Sexual Assault
  • Sexual Assault With A Weapon
  • Sexual Assault
  • Other Sexual Crimes (expired 2008-03-31)
  • Sexual Interference (effective 2008-04-01)
  • Invitation To Sexual Touching (effective 2008-04-01)
  • Sexual Exploitation (effective 2008-04-01)
  • Sexual Exploitation of a Person with a Disability (effective 2008-05-01)
  • Incest (effective 2008-04-01)
  • Corrupting Children (effective 2008-04-01)
  • Making Sexually Explicit material available to Children (effective 2012-08-09)
  • Parent or guardian procuring sexual activity
  • Householder permitting prohibited sexual activity
  • Luring a Child via a Computer (effective 2008-04-01)
  • Agreement or Arrangement - sexual offence against child
  • Anal Intercourse (effective 2008-04-01)
  • Bestiality - Commit or compel person (effective 2008-04-01)
  • Bestiality in presence of, or incites, a child
  • Voyeurism (effective 2008-04-01)
  • Non-consensual distribution of intimate images (effective 2015-03-09)

Assaults

  • Aggravated Assault Level 3
  • Assault With Weapon or Causing Bodily Harm Level 2
  • Assault Level 1
  • Unlawfully Causing Bodily Harm
  • Discharge Firearm With Intent
  • Using Firearm/Imitation Of Firearm In Commission Of Offence (effective 2008-04-01)
  • Pointing A Firearm (effective 2008-04-01)
  • Assault Against Peace Public Officer
  • Assault Against Peace Officer With A Weapon Or Causing Bodily Harm (effective 2009-10-02)
  • Aggravated Assault Against Peace Officer (effective 2009-10-02)
  • Criminal Negligence Causing Bodily Harm
  • Trap Likely To Or Causing Bodily Harm (effective 2008-04-01)
  • Other Assaults

Violations Resulting In The Deprivation Of Freedom

  • Kidnapping / Forcible Confinement (expired 2010-01-08)
  • Kidnapping (effective 2010-01-08)
  • Forcible Confinement (effective 2010-01-08)
  • Hostage Taking
  • Trafficking In Persons (effective 2005-11-01)
  • Abduction Under 14, Not Parent/Guardian
  • Abduction Under 16
  • Removal Of Children From Canada (effective 1998-01-01)
  • Abduction Under 14 Contravening A Custody Order
  • Abduction Under 14, By Parent/Guardian

Commodification of Sexual Activity

  • Obtaining sexual services for consideration (effective 2014-12-06)
  • Obtaining sexual services for consideration from person under 18 years (effective 2014-12-06)
  • Receive material benefit from sexual services (effective 2014-12-06)
  • Receive material benefit from sexual services provided by a person under 18 years (effective 2014-12-06)
  • Procuring (effective 2014-12-06)
  • Procuring - person under 18 years (effective 2014-12-06)
  • Advertising sexual services (effective 2014-12-06)

Other Violations Involving Violence Or The Threat of Violence

  • Robbery
  • Robbery To Steal Firearm (effective 2008-05-01)
  • Extortion
  • Intimidation Of A Justice System Participant Or A Journalist (effective 2008-04-01)
  • Intimidation Of A Non-Justice System Participant (effective 2008-04-01)
  • Criminal Harassment (effective 1994-01-01)
  • Indecent/Harassing Communications (effective 2008-04-01)
  • Utter Threats To Person (effective 1998-01-01)
  • Explosives Causing Death/Bodily Harm (effective 1998-01-01)
  • Arson – Disregard For Human Life (effective 1999-05-01)
  • Failure to comply with mandatory safeguards in relation to medical assistance in dying
  • Forging or destroying documents related to assistance requests with criminal intent
  • Other Violations Against The Person

Crimes Against Property

  • Arson
  • Break And Enter
  • Break And Enter To Steal Firearm (effective 2008-05-01)
  • Break And Enter A Motor Vehicle (Firearm) (effective 2008-05-01)
  • Theft Over $5,000
  • Theft Of A Motor Vehicle Over $5,000 (effective 2004-01-01) (expired 2011-04-28)
  • Theft Over $5,000 From A Motor Vehicle (effective 2004-01-01)
  • Shoplifting Over $5,000 (effective 2008-04-01)
  • Motor Vehicle Theft (effective 2011-04-29)
  • Theft $5,000 Or Under
  • Theft Of A Motor Vehicle $5,000 And Under (effective 2004-01-01) (expired 2011-04-28)
  • Theft $5,000 Or Under From A Motor Vehicle (effective 2004-01-01)
  • Shoplifting $5,000 Or Under (effective 2008-04-01)
  • Have Stolen Goods (expired 2011-04-28)
  • Trafficking in Stolen Goods over $5,000 (effective 2011-04-29)
  • Possession of Stolen Goods over $5,000 (effective 2011-04-29)
  • Trafficking in Stolen Goods $5,000 and under (effective 2011-04-29)
  • Possession of Stolen Goods $5,000 and under (effective 2011-04-29)
  • Fraud
  • Identity Theft (effective 2010-01-08)
  • Identity Fraud (effective 2010-01-08)
  • Mischief
  • Mischief Over $5,000 (expired 2008-03-31)
  • Mischief $5,000 Or Under (expired 2008-03-31)
  • Mischief in relation to cultural property (effective 2014-06-19)
  • Hate-motivated mischief relating to property used by identifiable group (effective 2008-04-01)
  • Mischief relating to war memorials (effective 2014-06-19)
  • Altering/Destroying/Removing a vehicle identification number (effective 2011-04-29)

Other Criminal Code Violations

Prostitution

  • Bawdy House (expired 2014-12-05)
  • Living Off The Avails Of Prostitution Of A Person Under 18 (effective 1998-01-01)(expired 2014-12-05)
  • Procuring (expired 2014-12-05)
  • Obtains/Communicates With A Person Under 18 For Purpose Of Sex (effective 1998-01-01)(expired 2014-12-05)
  • Other Prostitution (expired 2014-12-05)
  • Communicating to provide sexual services for consideration (effective 2014-12-06)
  • Stopping or impeding traffic for the purpose of offering, providing or obtaining sexual services for consideration (effective 2014-12-06)

Disorderly Houses, Gaming and Betting

  • Betting House
  • Gaming House
  • Other Gaming And Betting
  • Common Bawdy House (effective 2014-12-06)

Offensive Weapons

  • Explosives
  • Prohibited (expired 1998-12-01)
  • Restricted (expired 1998-12-01)
  • Firearm Transfers/Serial Numbers (expired 1998-12-01)
  • Other Offensive Weapons (expired 1998-12-01)
  • Using Firearms/Imitation (expired 2008-03-31)
  • Weapons Trafficking (effective 1998-12-01)
  • Weapons Possession Contrary To Order (effective 1998-12-01)
  • Possession Of Weapons (effective 1998-12-01)
  • Unauthorized Importing/Exporting Of Weapons (effective 1998-12-01)
  • Pointing a Firearm (expired 2008-03-31)
  • Firearms Documentation/Administration (effective 1998-12-01)
  • Unsafe Storage Of Firearms (effective 1998-12-01)

Other Criminal Code

  • Failure To Comply With Conditions
  • Counterfeiting Currency
  • Disturb The Peace
  • Escape Custody
  • Indecent Acts
  • Possessing or Accessing Child pornography
  • Making, or distribution of child pornography
  • Voyeurism (expired 2008-03-31)
  • Corrupting Morals
  • Luring a Child Via a Computer (expired 2008-03-31)
  • Obstruct Public Peace Officer
  • Prisoner Unlawfully At Large
  • Trespass at Night
  • Failure to Appear
  • Breach of Probation
  • Threatening/Harassing Phone Calls (expired 2008-03-31)
  • Utter Threats Against Property Or Animals (effective 2008-04-01)
  • Advocating Genocide (effective 2008-04-01)
  • Public Incitement Of Hatred (effective 2008-04-01)
  • Unauthorized recording of a movie/purpose of sale, rental, commercial distribution (2007-06-22)
  • Offences Against Public Order (Part II CC)
  • Property Or Services For Terrorist Activity (effective 2002-01-01)
  • Freezing Of Property, Disclosure, Audit (effective 2002-01-01)
  • Participate In Activity Of Terrorist Group (effective 2002-01-01)
  • Facilitate Terrorist Activity (effective 2002-01-01)
  • Instruction/Commission Of Act Of Terrorism (effective 2002-01-01)
  • Harbour Or Conceal Terrorist (effective 2002-01-01)(expired 2013-07-14)
  • Hoax – Terrorism (effective 2005-01-01)
  • Advocating/Promoting Terrorism Offence (effective 2015-07-18)
  • Firearms And Other Offensive Weapons (Part III CC)
  • Leaving Canada to participate in activity of terrorist group (effective 2013-07-15)
  • Leaving Canada to facilitate terrorist activity (effective 2013-07-15)
  • Leaving Canada to commit offence for terrorist group (effective 2013-07-15)
  • Leaving Canada to commit offence that is terrorist activity (effective 2013-07-15)
  • Concealing person who carried out terrorist activity that is a terrorism offence for which that person is liable to imprisonment for life (effective 2013-07-15)
  • Concealing person who carried out terrorist activity that is a terrorism offence for which that person is liable to any punishment other than life (effective 2013-07-15)
  • Concealing person who is likely to carry out terrorist activity (effective 2013-07-15)
  • Offences Against The Administration Of Law And Justice (Part IV CC)
  • Sexual Offences, Public Morals And Disorderly Conduct (Part V CC)
  • Invasion Of Privacy (Part VI CC)
  • Disorderly Houses, Gaming And Betting (Part VII CC) (expired 2008-03-31)
  • Offences Against The Person And Reputation (Part VIII CC)
  • Failure to comply with the regulations/obligations for medical assistance in dying
  • Offences Against The Rights Of Property (Part IX CC)
  • Fraudulent Transactions Relating To Contracts And Trade (Part X CC)
  • Intimidation Of Justice System Participant (expired 2008-03-31)
  • Wilful And Forbidden Acts In Respect Of Certain Property (Part XI CC)
  • Offences Related To Currency (Part XII CC)
  • Proceeds Of Crime (Part XII.2 CC) (effective 1998-01-01)
  • Attempts, Conspiracies, Accessories (Part XIII CC)
  • Instruct Offence For Criminal Organization (effective 2002-01-01)
  • Commit Offence For Criminal Organization (effective 2002-01-01)
  • Participate In Activities Of Criminal Organization (effective 2002-01-01)
  • Recruitment of members by a criminal organization (effective 2014-09-06)
  • All Other Criminal Code (includes Part XII.1 CC)

Controlled Drugs And Substances Act (Effective 1997-06-01)

Possession

  • Heroin
  • Cocaine
  • Other Controlled Drugs And Substances Act
  • Cannabis
  • Methamphetamine (Crystal Meth) (effective 2008-04-01)
  • Methylenedioxyamphetamine (Ecstasy) (effective 2008-04-01)
  • Opioid (other than heroin)

Trafficking

  • Heroin
  • Cocaine
  • Other Controlled Drugs And Substances Act
  • Cannabis
  • Methamphetamine (Crystal Meth) (effective 2008-04-01)
  • Methylenedioxyamphetamine (Ecstasy) (effective 2008-04-01)
  • Opioid (other than heroin)

Importation And Exportation

  • Heroin
  • Cocaine
  • Other Controlled Drugs And Substances Act
  • Cannabis
  • Methamphetamine (Crystal Meth) (effective 2008-04-01)
  • Methylenedioxyamphetamine (Ecstasy) (effective 2008-04-01)
  • Opioid (other than heroin)

Production

  • Heroin (effective 2008-04-01)
  • Cocaine (effective 2008-04-01)
  • Other Controlled Drugs And Substances Act (effective 2008-04-01)
  • Cannabis
  • Methamphetamine (Crystal Meth) (effective 2008-04-01)
  • Methylenedioxyamphetamine (Ecstasy) (effective 2008-04-01)
  • Opioid (other than heroin)

Possession, sale, etc., for use in production of or trafficking in substance (effective 2011-06-26)

Proceeds of Crime (CDSA) (expired 2002-02-01)

Other Federal Statute Violations

Bankruptcy Act

Income Tax Act

Canada Shipping Act

Canada Health Act

Customs Act

Competition Act

Excise Act

Young Offenders Act (expired 2003-03-31)

Youth Criminal Justice Act (effective 2003-04-01)

Immigration And Refugee Protection Act

Human Trafficking (effective 2011-04-29)

Human Smuggling fewer than 10 persons (effective 2011-04-29)

Human Smuggling 10 persons or more (effective 2011-04-29)

Firearms Act (effective 1998-12-01)

National Defence Act (effective 2002-01-01)

Other Federal Statutes

Traffic Violations

Dangerous Operation

  • Causing Death
  • Causing Bodily Harm
  • Operation Of Motor Vehicle, Vessel Or Aircraft

Flight From Peace Officer (effective 2000-03-30)

  • Causing Death
  • Causing Bodily-Harm
  • Flight From Peace Officer

Impaired Operation/Related Violations

  • Causing Death (Alcohol)
  • Causing Death (Drugs)
  • Causing Bodily Harm (Alcohol)
  • Causing Bodily Harm (Drugs)
  • Operation Of Motor Vehicle, Vessel Or Aircraft Or Over 80 Mg. (Alcohol)
  • Operation Of Motor Vehicle, Vessel Or Aircraft Or Over 80 Mg. (Drugs)
  • Failure To Comply Or Refusal (Alcohol)
  • Failure To Comply Or Refusal (Drugs)
  • Failure To Provide Blood Sample (Alcohol)
  • Failure To Provide Blood Sample (Drugs)

Other Criminal Code Traffic Violations

  • Failure To Stop Or Remain (unspecified) (expired 2011-04-28)
  • Failure to Stop Causing Death (effective 2011-04-29)
  • Failure to Stop Causing Bodily Harm (effective 2011-04-29)
  • Failure to Stop or Remain (effective 2011-04-29)
  • Driving While Prohibited
  • Other Criminal Code

Street Racing

  • Causing Death By Criminal Negligence While Street Racing (effective 2006-12-14)
  • Causing Bodily Harm By Criminal Negligence While Street Racing (effective 2006-12-14)
  • Dangerous Operation Causing Death While Street Racing (effective 2006-12-14)
  • Dangerous Operation Causing Bodily Harm While Street Racing (effective 2006-12-14)
  • Dangerous Operation Of Motor Vehicle While Street Racing (effective 2006-12-14)

For more information, contact Information and Client Services (toll-free 1-800-387-2231; 613-951-9023), Canadian Centre for Justice Statistics.